Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bakkt, Inc.BKKT · Entity 5873 | Chief Client Officer | February 24, 2023 | March 01, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bakkt, Inc.
Report date February 24, 2023 · Filed March 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 240,992 |
Reported balance
After 2023-02-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-24 · Grant · Acquired 140,992 · Balance 240,992 F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. F2: Includes 240,992 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. |
| Class A Common StockSEC Table I · non-derivative | Direct | 290,992 |
Reported balance
After 2023-02-24 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-02-24 · Grant · Acquired 50,000 · Balance 290,992 F3: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. F4: Includes 290,992 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.
F2: Includes 240,992 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.
F3: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.
F4: Includes 290,992 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2023 Filed Mar 1, 2023 00:48 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001942855-23-000002 · primary_doc.xml · nonDerivative · entry 2 Spatz Meredith · CIK 0001942855 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,992 F3 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. F4 · balance_after: Includes 290,992 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 00:48 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 140,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001942855-23-000002 · primary_doc.xml · nonDerivative · entry 1 Spatz Meredith · CIK 0001942855 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,992 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. F2 · balance_after: Includes 240,992 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. Read SEC document |
| August 26, 2022 Filed Oct 4, 2022 21:17 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-052374 · doc4.xml · nonDerivative · entry 1 Spatz Meredith · CIK 0001942855 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest in equal annual installments on the first three anniversaries of the grant date, provided that the Reporting Person's continues employment with the Issuer as of each vest date. F2 · balance_after: Includes 100,000 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.