person · Reporting owner
Michael Gavin Constantine
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bakkt, Inc.BKKT · Entity 5873 | Director · CEO and President | March 18, 2024 | March 21, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bakkt, Inc.
Report date March 18, 2024 · Filed March 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,482,960 |
Reported balance
After 2024-03-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-18 · Grant · Acquired 211,670 · Balance 2,482,960 F1: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals. F2: Includes 1,131,800 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting. |
| Class A Common StockSEC Table I · non-derivative | Direct | 2,520,022 |
Reported balance
After 2024-03-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-03-18 · Grant · Acquired 37,062 · Balance 2,520,022 F3: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals. F2: Includes 1,131,800 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting. |
| Class A Common StockSEC Table I · non-derivative | Direct | 2,886,210 |
Reported balance
After 2024-03-18 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-03-18 · Grant · Acquired 366,188 · Balance 2,886,210 F4: Represents the issuance of shares of Class A common stock resulting from vesting of PSUs granted on 02/13/2023 and the attainment of performance goals. F2: Includes 1,131,800 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting. |
| Class A Common StockSEC Table I · non-derivative | Direct | 4,218,666 |
Reported balance
After 2024-03-18 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2024-03-18 · Grant · Acquired 1,332,456 · Balance 4,218,666 F5: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of March 18, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date. F6: Includes 2,464,256 shares of Class A Common Stock subject to RSUs awards that remain subject to vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals.
F2: Includes 1,131,800 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting.
F3: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals.
F4: Represents the issuance of shares of Class A common stock resulting from vesting of PSUs granted on 02/13/2023 and the attainment of performance goals.
F5: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of March 18, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.
F6: Includes 2,464,256 shares of Class A Common Stock subject to RSUs awards that remain subject to vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2024 Filed Mar 21, 2024 01:35 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 1,332,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001871512-24-000004 · primary_doc.xml · nonDerivative · entry 4 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,218,666 F5 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of March 18, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date. F5 · price: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of March 18, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date. F6 · balance_after: Includes 2,464,256 shares of Class A Common Stock subject to RSUs awards that remain subject to vesting. Read SEC document |
| March 18, 2024 Filed Mar 21, 2024 01:35 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 366,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001871512-24-000004 · primary_doc.xml · nonDerivative · entry 3 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,886,210 F4 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of PSUs granted on 02/13/2023 and the attainment of performance goals. F4 · price: Represents the issuance of shares of Class A common stock resulting from vesting of PSUs granted on 02/13/2023 and the attainment of performance goals. F2 · balance_after: Includes 1,131,800 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting. Read SEC document |
| March 18, 2024 Filed Mar 21, 2024 01:35 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 37,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001871512-24-000004 · primary_doc.xml · nonDerivative · entry 2 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,520,022 F3 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals. F3 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals. F2 · balance_after: Includes 1,131,800 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting. Read SEC document |
| March 18, 2024 Filed Mar 21, 2024 01:35 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 211,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001871512-24-000004 · primary_doc.xml · nonDerivative · entry 1 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,482,960 F1 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals. F1 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals. F2 · balance_after: Includes 1,131,800 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting. Read SEC document |
| February 22, 2024 Filed Feb 27, 2024 02:00 UTC | Bakkt, Inc. BKKT · Entity 5873 | Tax withholdingClass A Common Stock | 93,591 | $0.96 | $89,379.41 |
DisclosureSEC source: 0001871512-24-000003 · primary_doc.xml · nonDerivative · entry 1 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,271,290 F1 · shares: In connection with the vesting of restricted stock units on February 13, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 13, 2024. F1 · price: In connection with the vesting of restricted stock units on February 13, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 13, 2024. F2 · balance_after: Includes 1,131,800 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. Read SEC document |
| February 07, 2024 Filed Feb 10, 2024 01:51 UTC | Bakkt, Inc. BKKT · Entity 5873 | Tax withholdingClass A Common Stock | 67,198 | $1.42 | $95,421.16 |
DisclosureSEC source: 0001871512-24-000002 · primary_doc.xml · nonDerivative · entry 1 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,364,881 F1 · shares: In connection with the vesting of restricted stock units on February 1, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2024. F1 · price: In connection with the vesting of restricted stock units on February 1, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2024. F2 · balance_after: Includes 1,301,042 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 02:09 UTC | Bakkt, Inc. BKKT · Entity 5873 | Tax withholdingClass A Common Stock | 384,734 | $1.39 | $534,780.26 |
DisclosureSEC source: 0001871512-24-000001 · primary_doc.xml · nonDerivative · entry 1 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,432,079 F1 · shares: In connection with the vesting of restricted stock units on January 21, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 19, 2024. F1 · price: In connection with the vesting of restricted stock units on January 21, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 19, 2024. F2 · balance_after: Includes 1,422,557 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. Read SEC document |
| April 17, 2023 Filed Apr 20, 2023 00:53 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 91,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001871512-23-000006 · primary_doc.xml · nonDerivative · entry 2 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,155,051 F3 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units granted on 02/01/2022 and the attainment of performance goals. F3 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units granted on 02/01/2022 and the attainment of performance goals. F2 · balance_after: Includes 2,109,617 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting. Read SEC document |
| April 17, 2023 Filed Apr 20, 2023 00:53 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 520,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001871512-23-000006 · primary_doc.xml · nonDerivative · entry 1 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,063,914 F1 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units granted on 01/21/2022 and the attainment of performance goals. F1 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units granted on 01/21/2022 and the attainment of performance goals. F2 · balance_after: Includes 2,109,617 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting. Read SEC document |
| April 17, 2023 Filed May 2, 2023 21:43 UTC Amendment | Bakkt, Inc. BKKT · Entity 5873 | Tax withholdingClass A Common Stock | 50,400 | $1.47 | $74,088.00 |
DisclosureSEC source: 0001871512-23-000007 · primary_doc.xml · nonDerivative · entry 4 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,816,813 F4 · shares: In connection with the vesting of PSUs on April 17, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 17, 2023. F4 · price: In connection with the vesting of PSUs on April 17, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 17, 2023. F2 · balance_after: Includes 2,109,617 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. Read SEC document |
| April 17, 2023 Filed May 2, 2023 21:43 UTC Amendment | Bakkt, Inc. BKKT · Entity 5873 | Tax withholdingClass A Common Stock | 287,838 | $1.47 | $423,121.86 |
DisclosureSEC source: 0001871512-23-000007 · primary_doc.xml · nonDerivative · entry 3 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,867,213 F4 · shares: In connection with the vesting of PSUs on April 17, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 17, 2023. F4 · price: In connection with the vesting of PSUs on April 17, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 17, 2023. F2 · balance_after: Includes 2,109,617 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. Read SEC document |
| April 17, 2023 Filed May 2, 2023 21:43 UTC Amendment | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 91,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001871512-23-000007 · primary_doc.xml · nonDerivative · entry 2 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,155,051 F3 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals. F3 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals. F2 · balance_after: Includes 2,109,617 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. Read SEC document |
| April 17, 2023 Filed May 2, 2023 21:43 UTC Amendment | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 520,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001871512-23-000007 · primary_doc.xml · nonDerivative · entry 1 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,063,914 F1 · shares: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals. F1 · price: Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals. F2 · balance_after: Includes 2,109,617 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 02:07 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001871512-23-000004 · primary_doc.xml · nonDerivative · entry 2 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,739,236 F3 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. F3 · price: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. F4 · balance_after: Includes 2,305,439 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 02:07 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 587,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001871512-23-000004 · primary_doc.xml · nonDerivative · entry 1 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,659,236 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. F2 · balance_after: Includes 2,225,439 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. Read SEC document |
| February 24, 2023 Filed Apr 19, 2023 22:39 UTC Amendment | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001871512-23-000005 · primary_doc.xml · nonDerivative · entry 2 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,543,414 F3 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. F3 · price: These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. F4 · balance_after: Includes 2,109,617 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. Read SEC document |
| February 24, 2023 Filed Apr 19, 2023 22:39 UTC Amendment | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 391,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001871512-23-000005 · primary_doc.xml · nonDerivative · entry 1 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,463,414 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. F1 · price: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. F2 · balance_after: Includes 2,029,617 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 23:55 UTC | Bakkt, Inc. BKKT · Entity 5873 | Tax withholdingClass A Common Stock | 67,198 | $1.64 | $110,204.72 |
DisclosureSEC source: 0001871512-23-000002 · primary_doc.xml · nonDerivative · entry 1 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,071,769 F1 · shares: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023. F1 · price: In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023. F2 · balance_after: Includes 2,017,452 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting. Read SEC document |
| February 03, 2023 Filed Feb 4, 2023 00:42 UTC | Bakkt, Inc. BKKT · Entity 5873 | Tax withholdingClass A Common Stock | 307,580 | $2.00 | $615,160.00 |
DisclosureSEC source: 0001871512-23-000001 · primary_doc.xml · nonDerivative · entry 2 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,138,967 F4 · shares: In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023. F3 · balance_after: Includes 2,099,489 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 00:42 UTC | Bakkt, Inc. BKKT · Entity 5873 | SaleClass A Common Stock | 340,002 | $1.59 | $540,739.18 |
DisclosureSEC source: 0001871512-23-000001 · primary_doc.xml · nonDerivative · entry 1 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,446,547 F1 · shares: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/30/2022. F2 · price: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.52 to $1.70, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · balance_after: Includes 2,099,489 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 22:24 UTC | Bakkt, Inc. BKKT · Entity 5873 | Tax withholdingClass A Common Stock | 353,998 | $4.64 | $1,642,550.72 |
DisclosureSEC source: 0001209191-22-024819 · doc4.xml · nonDerivative · entry 1 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,786,549 F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of Class A Common Stock of the Issuer pursuant to the Bakkt Holdings, Inc. 2021 Omnibus Employee Incentive Plan, the Issuer withheld Class A Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 18, 2022. F2 · balance_after: Includes 2,446,547 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 00:13 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 364,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011040 · doc4.xml · nonDerivative · entry 1 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,140,547 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Subject to the Reporting Person's continuing employment with the Issuer, the RSU will vest in three equal annual installments on the first three anniversaries of February 1, 2022, provided that the Reporting Person continues to be employed by the Issuer as of each vest date. F2 · balance_after: Includes 3,140,547 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
| January 21, 2022 Filed Jan 25, 2022 22:19 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 2,082,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004840 · doc4.xml · nonDerivative · entry 1 Michael Gavin Constantine · CIK 0001871512 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,776,000 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of January 21, 2022, provided that the Reporting Person continues to be employed by the Issuer as of each vest date. F2 · balance_after: Includes 2,776,000 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 23:22 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 694,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071160 · doc4.xml · nonDerivative · entry 1 Michael Gavin Constantine · CIK 0001871512 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,000 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest in full on April 15, 2022 subject to the Reporting Person's continued employment with the Issuer through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.