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BFH

BREAD FINANCIAL HOLDINGS, INC.

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4059
SEC CIK
0001101215
Parsed reports
352

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202613
Jun 202600
Jul 202601
Aug 202600
Sep 202610
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2026 Filed Feb 20, 2026 01:17 UTC
McConnaughey Tammy MEVP, Operations & Credit Risk
GrantCommon Stock 7,898 Not disclosed Not disclosed
Disclosure

SEC source: 0001801426-26-000002 · wk-form4_1771550221.xml · nonDerivative · entry 1

McConnaughey Tammy M · CIK 0001801426 · EVP, Operations & Credit Risk

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,956.055

F1 · kind: The new grant is for 7,898 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 2,606 units vesting on 2/17/27, 2,606 units vesting on 2/17/28 and 2,686 units vesting on 2/17/29, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

F1 · price: The new grant is for 7,898 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 2,606 units vesting on 2/17/27, 2,606 units vesting on 2/17/28 and 2,686 units vesting on 2/17/29, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

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February 17, 2026 Filed Feb 20, 2026 17:17 UTC Amendment
Campbell Jonathan BryanSVP, Chief Accounting Officer
GrantCommon Stock 1,728 Not disclosed Not disclosed
Disclosure

SEC source: 0001893356-26-000002 · wk-form4a_1771607830.xml · nonDerivative · entry 1

Campbell Jonathan Bryan · CIK 0001893356 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,877

F1 · shares: The new grant is for 1,728 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/29 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F1 · price: The new grant is for 1,728 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/29 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F2 · balance_after: This amendment is being filed to add an inadvertently omitted transaction.

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February 17, 2026 Filed Mar 4, 2026 23:06 UTC Amendment
Beberman Perry SEVP, Chief Financial Officer
Tax withholdingCommon Stock 22,516 $73.05 $1,644,793.80
Disclosure

SEC source: 0001869941-26-000004 · wk-form4a_1772665582.xml · nonDerivative · entry 1

Beberman Perry S · CIK 0001869941 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,061

F1 · shares: The initial Form 4 filed on February 19, 2026 inadvertently overreported the number of shares of common stock that were withheld for tax withholding purposes upon the vesting of restricted stock units on February 17, 2026. This amendment corrects the number of shares that were withheld on February 17, 2026 (22,516 shares), as well as the resulting total number of shares beneficially owned following all transactions reported in the initial Form 4. This amendment does not change or modify any other information reported on such initial Form 4.

F1 · balance_after: The initial Form 4 filed on February 19, 2026 inadvertently overreported the number of shares of common stock that were withheld for tax withholding purposes upon the vesting of restricted stock units on February 17, 2026. This amendment corrects the number of shares that were withheld on February 17, 2026 (22,516 shares), as well as the resulting total number of shares beneficially owned following all transactions reported in the initial Form 4. This amendment does not change or modify any other information reported on such initial Form 4.

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January 15, 2026 Filed Jan 20, 2026 20:51 UTC GrantCommon Stock 499 Not disclosed Not disclosed
Disclosure

SEC source: 0001321140-26-000002 · wk-form4_1768942267.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,723

F1 · kind: The new grant is for 499 shares of common stock represented by restricted stock units, which will vest on January 15, 2027.

F1 · price: The new grant is for 499 shares of common stock represented by restricted stock units, which will vest on January 15, 2027.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 17,920 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; (h) 934 unvested restricted stock units granted 7/15/22; (i) 969 unvested restricted stock units granted 10/17/22; (j) 912 unvested restricted stock units granted 1/17/23; (k) 1,038 unvested restricted stock units granted 4/17/23; (l) 4,932 unvested restricted stock units granted 6/15/23; (m) 1,186 unvested restricted stock units granted 7/17/23; (n) 1,033 unvested restricted stock units granted 10/16/23;

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December 11, 2025 Filed Dec 15, 2025 23:56 UTC
Andretta Ralph JDirector · President and CEO
Tax withholdingCommon Stock 4,116 $73.62 $303,019.92
Disclosure

SEC source: 0001101215-25-000203 · wk-form4_1765843004.xml · nonDerivative · entry 1

Andretta Ralph J · CIK 0001801850 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,997

F1 · kind: The reported transaction involved the withholding of an aggregate of 4,116 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible. Of the 4,116 shares, (a) 1,691 were withheld from the time-based restricted stock units granted 2/18/25, (b) 1,686 were withheld from the time-based restricted stock units granted 2/15/24, and (c) 739 were withheld from the time-based restricted stock units granted 3/24/23.

F1 · balance_after: The reported transaction involved the withholding of an aggregate of 4,116 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible. Of the 4,116 shares, (a) 1,691 were withheld from the time-based restricted stock units granted 2/18/25, (b) 1,686 were withheld from the time-based restricted stock units granted 2/15/24, and (c) 739 were withheld from the time-based restricted stock units granted 3/24/23.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 172,361 unrestricted shares; (b) 19,052 unvested units from an award of 58,211 time-based restricted stock units granted 3/24/23; (c) 87,319 unvested performance-based restricted stock units granted 3/24/23; (d) 43,496 unvested units from an award of 67,435 time-based restricted stock units granted 2/15/24; (e) 101,153 unvested performance-based restricted stock units granted 2/15/24; (f) unvested 43,632 time-based restricted stock units granted 2/18/25; and (g) unvested 67,984 performance-based restricted stock units granted on 2/18/25.

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December 11, 2025 Filed Dec 16, 2025 00:02 UTC
Motes Joseph L IIIEVP, CAO, Gen Counsel & Secy
Tax withholdingCommon Stock 346 $73.62 $25,472.52
Disclosure

SEC source: 0001101215-25-000207 · wk-form4_1765843372.xml · nonDerivative · entry 1

Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,734

F1 · shares: The reported transaction involved the withholding of 346 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible.

F1 · balance_after: The reported transaction involved the withholding of 346 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 45,162 unrestricted shares; (b) 4,250 unvested units from an award of 12,971 time-based restricted stock units granted 3/24/23; (c) 19,457 unvested performance-based restricted stock units granted 3/24/23; (d) 9,641 unvested units from an award of 14,949 time-based restricted stock units granted 2/15/24; (e) 22,423 unvested performance-based restricted stock units granted 2/15/24; (f) unvested 8,913 time-based restricted stock units granted 2/18/25; and (g) unvested 13,888 performance-based restricted stock units granted 2/18/25.

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December 11, 2025 Filed Dec 15, 2025 23:59 UTC
Greer Valerie EEVP, Chief Commercial Officer
Tax withholdingCommon Stock 1,256 $73.62 $92,466.72
Disclosure

SEC source: 0001101215-25-000205 · wk-form4_1765843191.xml · nonDerivative · entry 1

Greer Valerie E · CIK 0001843064 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,951

F1 · shares: The reported transaction involved the withholding of an aggregate 1,256 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible. Of the 1,256 shares, (a) 481 were withheld from the time-based restricted stock units granted 2/18/25, (b) 538 were withheld from the time-based restricted stock units granted 2/15/24, and (c) 237 were withheld from the time-based restricted stock units granted 3/24/23.

F1 · balance_after: The reported transaction involved the withholding of an aggregate 1,256 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible. Of the 1,256 shares, (a) 481 were withheld from the time-based restricted stock units granted 2/18/25, (b) 538 were withheld from the time-based restricted stock units granted 2/15/24, and (c) 237 were withheld from the time-based restricted stock units granted 3/24/23.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 50,829 unrestricted shares; (b) 5,500 unvested units from an award of 16,873 time-based restricted stock units granted 3/24/23; (c) 25,310 unvested performance-based restricted stock units granted 3/24/23; (d) 12,490 unvested units from an award of 19,444 time-based restricted stock units granted 2/15/24; (e) 29,166 unvested performance-based restricted stock units granted 2/15/24; (f) unvested 11,174 time-based restricted stock units granted 2/18/25; and (g) unvested 17,482 performance-based restricted stock units granted 2/18/25.

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October 15, 2025 Filed Oct 17, 2025 15:20 UTC GrantCommon Stock 670 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000157 · wk-form4_1760714432.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,224

F1 · kind: The new grant is for 670 shares of common stock represented by restricted stock units, which will vest on October 15, 2026.

F1 · price: The new grant is for 670 shares of common stock represented by restricted stock units, which will vest on October 15, 2026.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 17,316 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; (h) 934 unvested restricted stock units granted 7/15/22; (i) 969 unvested restricted stock units granted 10/17/22; (j) 912 unvested restricted stock units granted 1/17/23; (k) 1,038 unvested restricted stock units granted 4/17/23; (l) 4,932 unvested restricted stock units granted 6/15/23; (m) 1,186 unvested restricted stock units granted 7/17/23; (n) 1,033 unvested restricted stock units granted 10/16/23;

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July 30, 2025 Filed Aug 1, 2025 10:28 UTC PurchaseCommon Stock 100 $61.80 $6,179.50
Disclosure

SEC source: 0001101215-25-000137 · wk-form4_1754044090.xml · nonDerivative · entry 2

Fawcett John J. · CIK 0001614143 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,302

F1 · balance_after: The total amount of securities beneficially owned includes: (a) 7,500 unrestricted shares; and (b) 2,802 unvested restricted stock units granted 6/16/25.

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July 30, 2025 Filed Aug 1, 2025 10:28 UTC PurchaseCommon Stock 927 $61.79 $57,279.33
Disclosure

SEC source: 0001101215-25-000137 · wk-form4_1754044090.xml · nonDerivative · entry 1

Fawcett John J. · CIK 0001614143 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,202

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July 15, 2025 Filed Jul 17, 2025 20:02 UTC GrantCommon Stock 671 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000125 · wk-form4_1752782569.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,554

F1 · kind: The new grant is for 671 shares of common stock represented by restricted stock units, which will vest on July 15, 2026.

F1 · price: The new grant is for 671 shares of common stock represented by restricted stock units, which will vest on July 15, 2026.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 15,685 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; (h) 934 unvested restricted stock units granted 7/15/22; (i) 969 unvested restricted stock units granted 10/17/22; (j) 912 unvested restricted stock units granted 1/17/23; (k) 1,038 unvested restricted stock units granted 4/17/23; (l) 4,932 unvested restricted stock units granted 6/15/23; (m) 1,186 unvested restricted stock units granted 7/17/23; (n) 1,033 unvested restricted stock units granted 10/16/23; (o) 887 unvested restricted stock units granted 7/15/24;

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June 16, 2025 Filed Jun 18, 2025 22:11 UTC GrantCommon Stock 2,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000120 · wk-form4_1750284685.xml · nonDerivative · entry 1

BALLOU ROGER H · CIK 0001158369 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,117

F1 · kind: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F1 · price: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 18,705 unrestricted shares; (b) 486 unvested restricted stock units granted 6/29/15; (c) 699 unvested restricted stock units granted 6/27/16; (d) 655 unvested restricted stock units granted 6/26/17; (e) 761 unvested restricted stock units granted 6/25/18; (f) 1,114 unvested restricted stock units granted 6/24/19; (g) 3,432 unvested restricted stock units granted 6/22/20; (h) 1,408 unvested restricted stock units granted 6/15/21; (i) 2,650 unvested restricted stock units granted 6/15/22; (j) 4,932 unvested restricted stock units granted 6/15/23; (k) 3,473 unvested restricted stock units granted 6/17/24; and (l) the new grant for 2,802 restricted stock units.

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June 16, 2025 Filed Jun 18, 2025 22:10 UTC GrantCommon Stock 2,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000119 · wk-form4_1750284641.xml · nonDerivative · entry 1

Fawcett John J. · CIK 0001614143 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,275

F1 · kind: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F1 · price: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 3,000 unrestricted shares; (b) 3,473 unvested restricted stock units granted 6/17/24; and (c) the new grant for 2,802 restricted stock units.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 22:09 UTC GrantCommon Stock 2,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000118 · wk-form4_1750284593.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,883

F1 · kind: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F1 · price: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 12,212 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; (h) 934 unvested restricted stock units granted 7/15/22; (i) 969 unvested restricted stock units granted 10/17/22; (j) 912 unvested restricted stock units granted 1/17/23; (k) 1,038 unvested restricted stock units granted 4/17/23; (l) 4,932 unvested restricted stock units granted 6/15/23; (m) 1,186 unvested restricted stock units granted 7/17/23; (n) 1,033 unvested restricted stock units granted 10/16/23; (o) 3,473 unvested restricted stock units granted 6/17/24; (p) 887 unvested restricted stock units granted 7/15/24;

Read SEC document
June 16, 2025 Filed Jun 18, 2025 22:08 UTC GrantCommon Stock 2,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000116 · wk-form4_1750284510.xml · nonDerivative · entry 1

Natarajan Rajesh · CIK 0001812674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,804

F1 · kind: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F1 · price: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 3,432 unvested restricted stock units granted 6/22/20; (b) 1,803 unvested restricted stock units granted 6/15/21; (c) 339 unvested restricted stock units granted 9/15/21; (d) 373 unvested restricted stock units granted 12/15/21; (e) 2,650 unvested restricted stock units granted 6/15/22; (f) 4,932 unvested restricted stock units granted 6/15/23; (g) 3,473 unvested restricted stock units granted 6/17/24; and (h) the new grant for 2,802 restricted stock units.

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June 16, 2025 Filed Jun 18, 2025 22:09 UTC GrantCommon Stock 2,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000117 · wk-form4_1750284549.xml · nonDerivative · entry 1

Lakhwara Praniti · CIK 0002026080 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,622

F1 · kind: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F1 · price: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 2,820 unvested restricted stock units granted 7/15/24; and (b) the new grant for 2,802 restricted stock units.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 22:08 UTC GrantCommon Stock 2,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000115 · wk-form4_1750284474.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,669

F1 · kind: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F1 · price: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 3,394 unvested restricted stock units granted 8/15/23; (b) 3,473 unvested restricted stock units granted 6/17/24; and (c) the new grant for 2,802 restricted stock units.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 22:07 UTC GrantCommon Stock 2,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000114 · wk-form4_1750284432.xml · nonDerivative · entry 1

THERIAULT TIMOTHY J · CIK 0001190305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,746

F1 · kind: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F1 · price: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 4,000 unrestricted shares; (b) 519 unvested restricted stock units granted 10/17/16; (c) 655 unvested restricted stock units granted 6/26/17; (d) 761 unvested restricted stock units granted 6/25/18; (e) 1,114 unvested restricted stock units granted 6/24/19; (f) 3,432 unvested restricted stock units granted 6/22/20; (g) 1,408 unvested restricted stock units granted 6/15/21; (h) 2,650 unvested restricted stock units granted 6/15/22; (i) 4,932 unvested restricted stock units granted 6/15/23; (j) 3,473 unvested restricted stock units granted 6/17/24; and (k) the new grant for 2,802 restricted stock units.

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June 16, 2025 Filed Jun 18, 2025 22:05 UTC GrantCommon Stock 2,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000112 · wk-form4_1750284343.xml · nonDerivative · entry 1

Tucker Laurie Anne · CIK 0001391264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,821

F1 · kind: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F1 · price: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 4,000 unrestricted shares; (b) 486 unvested restricted stock units granted 6/29/15; (c) 1,179 unvested restricted stock units granted 6/27/16; (d) 1,085 unvested restricted stock units granted 6/26/17; (e) 1,341 unvested restricted stock units granted 6/25/18; (f) 1,645 unvested restricted stock units granted 6/24/19; (g) 5,007 unvested restricted stock units granted 6/22/20; (h) 1,731 unvested restricted stock units granted 6/15/21; (i) 206 unvested restricted stock units granted 9/15/21; (j) 227 unvested restricted stock units granted 12/15/21; (k) 257 unvested restricted stock units granted 3/15/22; (l) 2,650 unvested restricted stock units granted 6/15/22; (m) 369 unvested restricted stock units granted 7/15/22; (n) 464 unvested restricted stock units granted 10/17/22; (o) 437 unvested restricted stock units granted 1/17/23;

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June 16, 2025 Filed Jun 18, 2025 22:04 UTC GrantCommon Stock 2,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000111 · wk-form4_1750284289.xml · nonDerivative · entry 1

TURNEY SHAREN J · CIK 0001363500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,536

F1 · kind: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F1 · price: The new grant is for 2,802 shares of common stock represented by restricted stock units, which will vest on June 16, 2026.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 1,725 unrestricted shares; (b) 1,114 unvested restricted stock units granted 6/24/19; (c) 3,432 unvested restricted stock units granted 6/22/20; (d) 1,408 unvested restricted stock units granted 6/15/21; (e) 2,650 unvested restricted stock units granted 6/15/22; (f) 4,932 unvested restricted stock units granted 6/15/23; (g) 3,473 unvested restricted stock units granted 6/17/24; and (h) the new grant for 2,802 restricted stock units.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 21:40 UTC GrantCommon Stock 842 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000072 · wk-form4_1744926001.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,081

F1 · kind: The new grant is for 842 shares of common stock represented by restricted stock units, which will vest on April 15, 2026.

F1 · price: The new grant is for 842 shares of common stock represented by restricted stock units, which will vest on April 15, 2026.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 12,212 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; (h) 934 unvested restricted stock units granted 7/15/22; (i) 969 unvested restricted stock units granted 10/17/22; (j) 912 unvested restricted stock units granted 1/17/23; (k) 1,038 unvested restricted stock units granted 4/17/23; (l) 4,932 unvested restricted stock units granted 6/15/23; (m) 1,186 unvested restricted stock units granted 7/17/23; (n) 1,033 unvested restricted stock units granted 10/16/23; (o) 3,473 unvested restricted stock units granted 6/17/24; (p) 887 unvested restricted stock units granted 7/15/24;

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:45 UTC
Greer Valerie EEVP, Chief Commercial Officer
Tax withholdingCommon Stock 14,930 $62.10 $927,153.00
Disclosure

SEC source: 0001101215-25-000046 · wk-form4_1740095151.xml · nonDerivative · entry 4

Greer Valerie E · CIK 0001843064 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,207

F4 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F5 · balance_after: The total number of securities beneficially owned includes: (a) 50,829 unrestricted shares; (b) 5,737 unvested units from an award of 16,873 time-based restricted stock units granted 3/24/23; (c) 25,310 unvested performance-based restricted stock units granted 3/24/23; (d) 13,028 unvested units from an award of 19,444 time-based restricted stock units granted 2/15/24; (e) 29,166 unvested performance-based restricted stock units granted 2/15/24; (f) the new grant for 11,655 time-based restricted stock units; and (g) the new grant for 17,482 performance-based restricted stock units.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:45 UTC
Greer Valerie EEVP, Chief Commercial Officer
GrantCommon Stock 2,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000046 · wk-form4_1740095151.xml · nonDerivative · entry 3

Greer Valerie E · CIK 0001843064 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,137

F3 · kind: Based on an annual return on equity (ROE) performance metric goal for each of 2022, 2023 and 2024, at the conclusion of the three-year period ended December 31, 2024, 120.2% of the original award of 10,027 performance-based restricted stock units granted 2/15/22 were earned, resulting in an additional 2,026 units, for a total of 12,053 units.

F3 · price: Based on an annual return on equity (ROE) performance metric goal for each of 2022, 2023 and 2024, at the conclusion of the three-year period ended December 31, 2024, 120.2% of the original award of 10,027 performance-based restricted stock units granted 2/15/22 were earned, resulting in an additional 2,026 units, for a total of 12,053 units.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:45 UTC
Greer Valerie EEVP, Chief Commercial Officer
GrantCommon Stock 17,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000046 · wk-form4_1740095151.xml · nonDerivative · entry 2

Greer Valerie E · CIK 0001843064 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,111

F2 · kind: The new grant is for 17,482 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/18/28 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F2 · price: The new grant is for 17,482 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/18/28 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:45 UTC
Greer Valerie EEVP, Chief Commercial Officer
GrantCommon Stock 11,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000046 · wk-form4_1740095151.xml · nonDerivative · entry 1

Greer Valerie E · CIK 0001843064 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,629

F1 · kind: The new grant is for 11,655 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 3,846 units vesting on each of 2/18/26 and 2/18/27 and 3,963 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

F1 · price: The new grant is for 11,655 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 3,846 units vesting on each of 2/18/26 and 2/18/27 and 3,963 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:47 UTC
Motes Joseph L IIIEVP, CAO, Gen Counsel & Secy
Tax withholdingCommon Stock 11,936 $62.10 $741,225.60
Disclosure

SEC source: 0001101215-25-000048 · wk-form4_1740095236.xml · nonDerivative · entry 4

Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,080

F4 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F5 · balance_after: The total number of securities beneficially owned includes: (a) 45,162 unrestricted shares; (b) 4,250 unvested units from an award of 12,971 time-based restricted stock units granted 3/24/23; (c) 19,457 unvested performance-based restricted stock units granted 3/24/23; (d) 9,641 unvested units from an award of 14,949 time-based restricted stock units granted 2/15/24; (e) 22,423 unvested performance-based restricted stock units granted 2/15/24; (f) the new grant for 9,259 time-based restricted stock units; and (g) the new grant for 13,888 performance-based restricted stock units.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:47 UTC
Motes Joseph L IIIEVP, CAO, Gen Counsel & Secy
GrantCommon Stock 2,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000048 · wk-form4_1740095236.xml · nonDerivative · entry 3

Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,016

F3 · kind: Based on an annual return on equity (ROE) performance metric goal for each of 2022, 2023 and 2024, at the conclusion of the three-year period ended December 31, 2024, 120.2% of the original award of 10,027 performance-based restricted stock units granted 2/15/22 were earned, resulting in an additional 2,026 units, for a total of 12,053 units.

F3 · price: Based on an annual return on equity (ROE) performance metric goal for each of 2022, 2023 and 2024, at the conclusion of the three-year period ended December 31, 2024, 120.2% of the original award of 10,027 performance-based restricted stock units granted 2/15/22 were earned, resulting in an additional 2,026 units, for a total of 12,053 units.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:47 UTC
Motes Joseph L IIIEVP, CAO, Gen Counsel & Secy
GrantCommon Stock 13,888 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000048 · wk-form4_1740095236.xml · nonDerivative · entry 2

Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,990

F2 · kind: The new grant is for 13,888 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/18/28 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F2 · price: The new grant is for 13,888 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/18/28 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:47 UTC
Motes Joseph L IIIEVP, CAO, Gen Counsel & Secy
GrantCommon Stock 9,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000048 · wk-form4_1740095236.xml · nonDerivative · entry 1

Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,102

F1 · kind: The new grant is for 9,259 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 3,055 units vesting on each of 2/18/26 and 2/18/27 and 3,149 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

F1 · price: The new grant is for 9,259 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 3,055 units vesting on each of 2/18/26 and 2/18/27 and 3,149 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:46 UTC
McConnaughey Tammy MEVP, Operations & Credit Risk
Tax withholdingCommon Stock 12,502 $62.10 $776,374.20
Disclosure

SEC source: 0001101215-25-000047 · wk-form4_1740095190.xml · nonDerivative · entry 4

McConnaughey Tammy M · CIK 0001801426 · EVP, Operations & Credit Risk

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,058.055

F4 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F5 · balance_after: The total number of securities beneficially owned includes: (a) 45,457.055 unrestricted shares; (b) 4,124 unvested units from an award of 12,128 time-based restricted stock units granted 3/24/23; (c) 18,191 unvested performance-based restricted stock units granted 3/24/23; (d) 9,338 unvested units from an award of 13,937 time-based restricted stock units granted 2/15/24; (e) 20,905 unvested performance-based restricted stock units granted 2/15/24; (f) the new grant for 8,417 time-based restricted stock units; and (g) the new grant for 12,626 performance-based restricted stock units.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:46 UTC
McConnaughey Tammy MEVP, Operations & Credit Risk
GrantCommon Stock 1,842 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000047 · wk-form4_1740095190.xml · nonDerivative · entry 3

McConnaughey Tammy M · CIK 0001801426 · EVP, Operations & Credit Risk

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,560.055

F3 · kind: Based on an annual return on equity (ROE) performance metric goal for each of 2022, 2023 and 2024, at the conclusion of the three-year period ended December 31, 2024, 120.2% of the original award of 9,115 performance-based restricted stock units granted 2/15/22 were earned, resulting in an additional 1,842 units, for a total of 10,957 units.

F3 · price: Based on an annual return on equity (ROE) performance metric goal for each of 2022, 2023 and 2024, at the conclusion of the three-year period ended December 31, 2024, 120.2% of the original award of 9,115 performance-based restricted stock units granted 2/15/22 were earned, resulting in an additional 1,842 units, for a total of 10,957 units.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:46 UTC
McConnaughey Tammy MEVP, Operations & Credit Risk
GrantCommon Stock 12,626 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000047 · wk-form4_1740095190.xml · nonDerivative · entry 2

McConnaughey Tammy M · CIK 0001801426 · EVP, Operations & Credit Risk

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,718.055

F2 · kind: The new grant is for 12,626 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/18/28 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F2 · price: The new grant is for 12,626 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/18/28 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:46 UTC
McConnaughey Tammy MEVP, Operations & Credit Risk
GrantCommon Stock 8,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000047 · wk-form4_1740095190.xml · nonDerivative · entry 1

McConnaughey Tammy M · CIK 0001801426 · EVP, Operations & Credit Risk

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,092.055

F1 · kind: The new grant is for 8,417 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 2,777 units vesting on 2/18/26, 2,778 units vesting on 2/18/27 and 2,862 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

F1 · price: The new grant is for 8,417 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 2,777 units vesting on 2/18/26, 2,778 units vesting on 2/18/27 and 2,862 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:45 UTC
Driscoll Allegra SEVP, Chief Technology Officer
Tax withholdingCommon Stock 2,787 $62.10 $173,072.70
Disclosure

SEC source: 0001101215-25-000045 · wk-form4_1740095112.xml · nonDerivative · entry 3

Driscoll Allegra S · CIK 0002008252 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,547

F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F4 · balance_after: The total number of securities beneficially owned includes: (a) 1,293 unrestricted shares; (b) 8,284 unvested units from an award of 12,364 time-based restricted stock units granted 2/15/24; (c) 18,545 unvested performance-based restricted stock units granted 2/15/24; (d) the new grant for 7,770 time-based restricted stock units; and (e) the new grant for 11,655 performance-based restricted stock units.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:45 UTC
Driscoll Allegra SEVP, Chief Technology Officer
GrantCommon Stock 11,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000045 · wk-form4_1740095112.xml · nonDerivative · entry 2

Driscoll Allegra S · CIK 0002008252 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,334

F2 · kind: The new grant is for 11,655 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/18/28 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F2 · price: The new grant is for 11,655 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/18/28 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:45 UTC
Driscoll Allegra SEVP, Chief Technology Officer
GrantCommon Stock 7,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000045 · wk-form4_1740095112.xml · nonDerivative · entry 1

Driscoll Allegra S · CIK 0002008252 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,679

F1 · kind: The new grant is for 7,770 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 2,564 units vesting on each of 2/18/26 and 2/18/27 and 2,642 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

F1 · price: The new grant is for 7,770 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 2,564 units vesting on each of 2/18/26 and 2/18/27 and 2,642 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:44 UTC
Campbell Jonathan BryanSVP, Chief Accounting Officer
Tax withholdingCommon Stock 3,932 $62.10 $244,177.20
Disclosure

SEC source: 0001101215-25-000044 · wk-form4_1740095062.xml · nonDerivative · entry 2

Campbell Jonathan Bryan · CIK 0001893356 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,227

F2 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F3 · balance_after: The total number of securities beneficially owned includes: (a) 14,238 unrestricted shares; (b) 4,078 unvested units from an award of 11,993 time-based restricted stock units granted 2/15/23; (c) 9,413 unvested units from an award of 14,049 time-based restricted stock units granted 2/15/24; and (d) the new grant for 8,498 time-based restricted stock units.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:44 UTC
Campbell Jonathan BryanSVP, Chief Accounting Officer
GrantCommon Stock 8,498 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000044 · wk-form4_1740095062.xml · nonDerivative · entry 1

Campbell Jonathan Bryan · CIK 0001893356 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,159

F1 · kind: The new grant is for 8,498 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 2,804 units vesting on each of 2/18/26 and 2/18/27 and 2,890 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

F1 · price: The new grant is for 8,498 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 2,804 units vesting on each of 2/18/26 and 2/18/27 and 2,890 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:43 UTC
Beberman Perry SEVP, Chief Financial Officer
Tax withholdingCommon Stock 17,245 $62.10 $1,070,914.50
Disclosure

SEC source: 0001101215-25-000043 · wk-form4_1740095010.xml · nonDerivative · entry 4

Beberman Perry S · CIK 0001869941 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,721

F4 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F5 · balance_after: The total number of securities beneficially owned includes: (a) 32,343 unrestricted shares; (b) 5,737 unvested units from an award of 16,873 time-based restricted stock units granted 3/24/23; (c) 25,310 unvested performance-based restricted stock units granted 3/24/23; (d) 13,028 unvested units from an award of 19,444 time-based restricted stock units granted 2/15/24; (e) 29,166 unvested performance-based restricted stock units granted 2/15/24; (f) the new grant for 11,655 time-based restricted stock units; and (g) the new grant for 17,482 performance-based restricted stock units.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:43 UTC
Beberman Perry SEVP, Chief Financial Officer
GrantCommon Stock 2,675 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000043 · wk-form4_1740095010.xml · nonDerivative · entry 3

Beberman Perry S · CIK 0001869941 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,966

F3 · kind: Based on an annual return on equity (ROE) performance metric goal for each of 2022, 2023 and 2024, at the conclusion of the three-year period ended December 31, 2024, 120.2% of the original award of 13,239 performance-based restricted stock units granted 2/15/22 were earned, resulting in an additional 2,675 units, for a total of 15,914 units.

F3 · price: Based on an annual return on equity (ROE) performance metric goal for each of 2022, 2023 and 2024, at the conclusion of the three-year period ended December 31, 2024, 120.2% of the original award of 13,239 performance-based restricted stock units granted 2/15/22 were earned, resulting in an additional 2,675 units, for a total of 15,914 units.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:43 UTC
Beberman Perry SEVP, Chief Financial Officer
GrantCommon Stock 17,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000043 · wk-form4_1740095010.xml · nonDerivative · entry 2

Beberman Perry S · CIK 0001869941 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,291

F2 · kind: The new grant is for 17,482 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/18/28 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F2 · price: The new grant is for 17,482 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/18/28 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:43 UTC
Beberman Perry SEVP, Chief Financial Officer
GrantCommon Stock 11,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000043 · wk-form4_1740095010.xml · nonDerivative · entry 1

Beberman Perry S · CIK 0001869941 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,809

F1 · kind: The new grant is for 11,655 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 3,846 units vesting on each of 2/18/26 and 2/18/27 and 3,963 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

F1 · price: The new grant is for 11,655 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 3,846 units vesting on each of 2/18/26 and 2/18/27 and 3,963 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:42 UTC
Andretta Ralph JDirector · President and CEO
Tax withholdingCommon Stock 44,789 $62.10 $2,781,396.90
Disclosure

SEC source: 0001101215-25-000042 · wk-form4_1740094941.xml · nonDerivative · entry 4

Andretta Ralph J · CIK 0001801850 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 539,113

F4 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F5 · balance_after: The total number of securities beneficially owned includes: (a) 172,361 unrestricted shares; (b) 19,791 unvested units from an award of 58,211 time-based restricted stock units granted 3/24/23; (c) 87,319 unvested performance-based restricted stock units granted 3/24/23; (d) 45,182 unvested units from an award of 67,435 time-based restricted stock units granted 2/15/24; (e) 101,153 unvested performance-based restricted stock units granted 2/15/24; (f) the new grant for 45,323 time-based restricted stock units; and (g) the new grant for 67,984 performance-based restricted stock units.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:42 UTC
Andretta Ralph JDirector · President and CEO
GrantCommon Stock 8,102 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000042 · wk-form4_1740094941.xml · nonDerivative · entry 3

Andretta Ralph J · CIK 0001801850 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,902

F3 · kind: Based on an annual return on equity (ROE) performance metric goal for each of 2022, 2023 and 2024, at the conclusion of the three-year period ended December 31, 2024, 120.2% of the original award of 40,105 performance-based restricted stock units granted 2/15/22 were earned, resulting in an additional 8,102 units, for a total of 48,207 units.

F3 · price: Based on an annual return on equity (ROE) performance metric goal for each of 2022, 2023 and 2024, at the conclusion of the three-year period ended December 31, 2024, 120.2% of the original award of 40,105 performance-based restricted stock units granted 2/15/22 were earned, resulting in an additional 8,102 units, for a total of 48,207 units.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:42 UTC
Andretta Ralph JDirector · President and CEO
GrantCommon Stock 67,984 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000042 · wk-form4_1740094941.xml · nonDerivative · entry 2

Andretta Ralph J · CIK 0001801850 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,800

F2 · kind: The new grant is for 67,984 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/18/28 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F2 · price: The new grant is for 67,984 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/18/28 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

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February 18, 2025 Filed Feb 20, 2025 23:42 UTC
Andretta Ralph JDirector · President and CEO
GrantCommon Stock 45,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000042 · wk-form4_1740094941.xml · nonDerivative · entry 1

Andretta Ralph J · CIK 0001801850 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 507,816

F1 · kind: The new grant is for 45,323 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 14,956 units vesting on 2/18/26, 14,957 units vesting on 2/18/27 and 15,410 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

F1 · price: The new grant is for 45,323 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 14,956 units vesting on 2/18/26, 14,957 units vesting on 2/18/27 and 15,410 units vesting on 2/18/28, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

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January 15, 2025 Filed Jan 16, 2025 21:06 UTC GrantCommon Stock 604 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-25-000009 · wk-form4_1737061556.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,239

F1 · kind: The new grant is for 604 shares of common stock represented by restricted stock units, which will vest on January 15, 2026.

F1 · price: The new grant is for 604 shares of common stock represented by restricted stock units, which will vest on January 15, 2026.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 10,000 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; (h) 934 unvested restricted stock units granted 7/15/22; (i) 969 unvested restricted stock units granted 10/17/22; (j) 912 unvested restricted stock units granted 1/17/23; (k) 1,038 unvested restricted stock units granted 4/17/23; (l) 4,932 unvested restricted stock units granted 6/15/23; (m) 1,186 unvested restricted stock units granted 7/17/23; (n) 1,033 unvested restricted stock units granted 10/16/23; (o) 1,187 unvested restricted stock units granted 1/16/24; (p) 1,025 unvested restricted stock units granted 4/15/24;

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January 08, 2025 Filed Jan 10, 2025 21:11 UTC
Motes Joseph L IIIEVP, CAO, Gen Counsel & Secy
Tax withholdingCommon Stock 557 $62.87 $35,018.59
Disclosure

SEC source: 0001101215-25-000004 · wk-form4_1736543473.xml · nonDerivative · entry 1

Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,843

F1 · kind: The reported transaction involved the withholding of 557 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 14,392 previously reported time-based restricted stock units granted 2/15/24, with 4,751 units vesting on each of 2/18/25 and 2/17/26 and 4,890 units vesting on 2/16/27.

F1 · balance_after: The reported transaction involved the withholding of 557 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 14,392 previously reported time-based restricted stock units granted 2/15/24, with 4,751 units vesting on each of 2/18/25 and 2/17/26 and 4,890 units vesting on 2/16/27.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 33,901 unrestricted shares; (b) 2,273 unvested units from an award of 6,685 time-based restricted stock units granted 2/15/22; (c) 10,027 unvested performance-based restricted stock units granted 2/15/22; (d) 8,370 unvested units from an award of 12,971 time-based restricted stock units granted 3/24/23; (e) 19,457 unvested performance-based restricted stock units granted 3/24/23; (f) 14,392 unvested units from an award of 14,949 time-based restricted stock units granted 2/15/24; and (g) 22,423 unvested performance-based restricted stock units granted 2/15/24.

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October 28, 2024 Filed Oct 30, 2024 20:06 UTC PurchaseCommon Stock 1,000 $51.02 $51,020.00
Disclosure

SEC source: 0001101215-24-000222 · wk-form4_1730318786.xml · nonDerivative · entry 1

Fawcett John J. · CIK 0001614143 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,473

F1 · balance_after: The total amount of securities beneficially owned includes: (a) 3,000 unrestricted shares; and (b) 3,473 unvested restricted stock units granted 6/17/24.

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October 15, 2024 Filed Oct 17, 2024 20:08 UTC GrantCommon Stock 744 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-24-000214 · wk-form4_1729195678.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,635

F1 · kind: The new grant is for 744 shares of common stock represented by restricted stock units, which will vest on October 15, 2025.

F1 · price: The new grant is for 744 shares of common stock represented by restricted stock units, which will vest on October 15, 2025.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 10,000 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; (h) 934 unvested restricted stock units granted 7/15/22; (i) 969 unvested restricted stock units granted 10/17/22; (j) 912 unvested restricted stock units granted 1/17/23; (k) 1,038 unvested restricted stock units granted 4/17/23; (l) 4,932 unvested restricted stock units granted 6/15/23; (m) 1,186 unvested restricted stock units granted 7/17/23; (n) 1,033 unvested restricted stock units granted 10/16/23; (o) 1,187 unvested restricted stock units granted 1/16/24; (p) 1,025 unvested restricted stock units granted 4/15/24;

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.