Tapewire

NYSE · USD

BF-A

BROWN FORMAN CORP

Export transactions ↓
Tapewire entity
3449
SEC CIK
0000014693
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2024 Filed Jun 5, 2024 21:05 UTC
Hinrichs ThomasEVP/Pres., Emerging Intl
Tax withholdingClass A Common 681 $49.07 $33,416.67
Disclosure

SEC source: 0000014693-24-000070 · wk-form4_1717621508.xml · nonDerivative · entry 2

Hinrichs Thomas · CIK 0001631268 · EVP/Pres., Emerging Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,138

F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 681 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2024, was used to calculate the withholding obligation.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:05 UTC
Hinrichs ThomasEVP/Pres., Emerging Intl
GrantClass A Common 1,433 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000070 · wk-form4_1717621508.xml · nonDerivative · entry 1

Hinrichs Thomas · CIK 0001631268 · EVP/Pres., Emerging Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,819

F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:04 UTC
Farrer MarshallDirector · EVP Chief Strat/Pres Europe
Tax withholdingClass A Common 476 $49.07 $23,357.32
Disclosure

SEC source: 0000014693-24-000069 · wk-form4_1717621467.xml · nonDerivative · entry 2

Farrer Marshall · CIK 0001423209 · Director · EVP Chief Strat/Pres Europe

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 633

F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 476 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2024, was used to calculate the withholding obligation.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:04 UTC
Farrer MarshallDirector · EVP Chief Strat/Pres Europe
GrantClass A Common 1,109 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000069 · wk-form4_1717621467.xml · nonDerivative · entry 1

Farrer Marshall · CIK 0001423209 · Director · EVP Chief Strat/Pres Europe

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,109

F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:03 UTC
Bentel MatiasEVP, Chief Brands Officer
Tax withholdingClass A Common 446 $49.07 $21,885.22
Disclosure

SEC source: 0000014693-24-000068 · wk-form4_1717621426.xml · nonDerivative · entry 2

Bentel Matias · CIK 0001797930 · EVP, Chief Brands Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,798

F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 446 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 30, 2024, was used to calculate the withholding obligation.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:03 UTC
Bentel MatiasEVP, Chief Brands Officer
GrantClass A Common 1,461 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000068 · wk-form4_1717621426.xml · nonDerivative · entry 1

Bentel Matias · CIK 0001797930 · EVP, Chief Brands Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,244

F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:03 UTC
Shepherd Jeremy JEVP, Pres, USA & Canada
Tax withholdingClass B Common 98 $47.85 $4,689.30
Disclosure

SEC source: 0000014693-24-000067 · wk-form4_1717621393.xml · nonDerivative · entry 2

Shepherd Jeremy J · CIK 0001938704 · EVP, Pres, USA & Canada

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,159

F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 98 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2024, was used to calculate the withholding obligation.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:03 UTC
Shepherd Jeremy JEVP, Pres, USA & Canada
GrantClass B Common 247 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000067 · wk-form4_1717621393.xml · nonDerivative · entry 1

Shepherd Jeremy J · CIK 0001938704 · EVP, Pres, USA & Canada

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,257

F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:02 UTC
Pafilis YiannisEVP, President, Europe
Tax withholdingClass B Common 110 $47.85 $5,263.50
Disclosure

SEC source: 0000014693-24-000066 · wk-form4_1717621359.xml · nonDerivative · entry 2

Pafilis Yiannis · CIK 0002012427 · EVP, President, Europe

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78

F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 110 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2024, was used to calculate the withholding obligation.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:02 UTC
Pafilis YiannisEVP, President, Europe
GrantClass B Common 188 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000066 · wk-form4_1717621359.xml · nonDerivative · entry 1

Pafilis Yiannis · CIK 0002012427 · EVP, President, Europe

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188

F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:02 UTC
Peterson Crystal LEVP, Chief Incl/Global Comm
Tax withholdingClass B Common 80 $47.85 $3,828.00
Disclosure

SEC source: 0000014693-24-000065 · wk-form4_1717621324.xml · nonDerivative · entry 2

Peterson Crystal L · CIK 0001934972 · EVP, Chief Incl/Global Comm

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,314

F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 80 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 30, 2024, was used to calculate the withholding obligation.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:02 UTC
Peterson Crystal LEVP, Chief Incl/Global Comm
GrantClass B Common 221 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000065 · wk-form4_1717621324.xml · nonDerivative · entry 1

Peterson Crystal L · CIK 0001934972 · EVP, Chief Incl/Global Comm

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,394

F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:11 UTC
Hamel Matthew EFormer EVP and General Counsel
Exercise / conversionStock Appreciation Right · Derivative 8,541 $0.00 Strike: $35.60 $0.00
Disclosure

SEC source: 0000014693-24-000042 · wk-form4_1714684282.xml · derivative · entry 9

Hamel Matthew E · CIK 0001418348 · Former EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 8,541 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:11 UTC
Hamel Matthew EFormer EVP and General Counsel
Tax withholdingClass B Common 6,947 $48.69 $338,249.43
Disclosure

SEC source: 0000014693-24-000042 · wk-form4_1714684282.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · Former EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,844

F1 · price: The closing price of BF-B on April 29, 2024, was used to calculate the withholding obligation.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:11 UTC
Hamel Matthew EFormer EVP and General Counsel
Exercise / conversionClass B Common 8,541 $35.60 $304,085.22
Disclosure

SEC source: 0000014693-24-000042 · wk-form4_1714684282.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · Former EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:17 UTC
Shepherd Jeremy JEVP, Pres, USA & Canada
Exercise / conversionStock Appreciation Right · Derivative 1,301 $0.00 Strike: $35.60 $0.00
Disclosure

SEC source: 0000014693-24-000045 · wk-form4_1714684619.xml · derivative · entry 3

Shepherd Jeremy J · CIK 0001938704 · EVP, Pres, USA & Canada

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 1,301 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:17 UTC
Shepherd Jeremy JEVP, Pres, USA & Canada
Tax withholdingClass B Common 1,064 $48.69 $51,806.16
Disclosure

SEC source: 0000014693-24-000045 · wk-form4_1714684619.xml · nonDerivative · entry 2

Shepherd Jeremy J · CIK 0001938704 · EVP, Pres, USA & Canada

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,010

F1 · price: The closing price of BF-B on April 29, 2024, was used to calculate the withholding obligation.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:17 UTC
Shepherd Jeremy JEVP, Pres, USA & Canada
Exercise / conversionClass B Common 1,301 $35.60 $46,319.50
Disclosure

SEC source: 0000014693-24-000045 · wk-form4_1714684619.xml · nonDerivative · entry 1

Shepherd Jeremy J · CIK 0001938704 · EVP, Pres, USA & Canada

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:09 UTC Exercise / conversionStock Appreciation Right · Derivative 2,874 $0.00 Strike: $35.60 $0.00
Disclosure

SEC source: 0000014693-24-000040 · wk-form4_1714684150.xml · derivative · entry 15

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 2,874 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:09 UTC Tax withholdingClass B Common 2,379 $48.69 $115,833.51
Disclosure

SEC source: 0000014693-24-000040 · wk-form4_1714684150.xml · nonDerivative · entry 2

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570,863

F1 · price: The closing price of BF-B on April 29, 2024, was used to calculate the withholding obligation.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:09 UTC Exercise / conversionClass B Common 2,874 $35.60 $102,314.40
Disclosure

SEC source: 0000014693-24-000040 · wk-form4_1714684150.xml · nonDerivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 573,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2024 Filed Apr 26, 2024 21:08 UTC
Pafilis YiannisEVP, President, Europe
GrantStock Appreciation Right · Derivative 813 $0.00 Strike: $48.11 $0.00
Disclosure

SEC source: 0000014693-24-000028 · wk-form4_1714165717.xml · derivative · entry 1

Pafilis Yiannis · CIK 0002012427 · EVP, President, Europe

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 813

Underlying: Class B Common · 813 shares

Expires 2033-04-30

Read SEC document
April 11, 2024 Filed Apr 15, 2024 23:34 UTC GiftClass A Common 24,000 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000026 · wk-form4_1713224043.xml · nonDerivative · entry 5

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · GRAT-3

Disclosed balance after: 0

F1 · balance_after: Total updated to reflect the transfer of 102,360 Class A shares to direct holdings.

Read SEC document
April 11, 2024 Filed Apr 15, 2024 23:34 UTC GiftClass A Common 6,000 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000026 · wk-form4_1713224043.xml · nonDerivative · entry 4

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · 2020 Trust fbo Child-4

Disclosed balance after: 29,745

Read SEC document
April 11, 2024 Filed Apr 15, 2024 23:34 UTC GiftClass A Common 6,000 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000026 · wk-form4_1713224043.xml · nonDerivative · entry 3

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · 2020 Trust fbo Child-3

Disclosed balance after: 29,745

Read SEC document
April 11, 2024 Filed Apr 15, 2024 23:34 UTC GiftClass A Common 6,000 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000026 · wk-form4_1713224043.xml · nonDerivative · entry 2

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · 2020 Trust fbo Child-2

Disclosed balance after: 29,745

Read SEC document
April 11, 2024 Filed Apr 15, 2024 23:34 UTC GiftClass A Common 6,000 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000026 · wk-form4_1713224043.xml · nonDerivative · entry 1

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · 2020 Trust fbo Child-1

Disclosed balance after: 29,745

Read SEC document
April 02, 2024 Filed Apr 3, 2024 21:48 UTC
Hamel Matthew EEVP and General Counsel
OtherClass B Common 17,305 $50.92 $881,170.60
Disclosure

SEC source: 0000014693-24-000022 · wk-form4_1712180918.xml · nonDerivative · entry 4

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse Trust

Disclosed balance after: 107,277

F1 · kind: On April 2, 2024, the reporting person exchanged Class A and Class B shares for other assets held by the Spouse Trust.

Read SEC document
April 02, 2024 Filed Apr 3, 2024 21:48 UTC
Hamel Matthew EEVP and General Counsel
OtherClass A Common 3,602 $52.22 $188,096.44
Disclosure

SEC source: 0000014693-24-000022 · wk-form4_1712180918.xml · nonDerivative · entry 3

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse Trust

Disclosed balance after: 3,602

F1 · kind: On April 2, 2024, the reporting person exchanged Class A and Class B shares for other assets held by the Spouse Trust.

Read SEC document
April 02, 2024 Filed Apr 3, 2024 21:48 UTC
Hamel Matthew EEVP and General Counsel
OtherClass B Common 17,305 $50.92 $881,170.60
Disclosure

SEC source: 0000014693-24-000022 · wk-form4_1712180918.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,250

F1 · kind: On April 2, 2024, the reporting person exchanged Class A and Class B shares for other assets held by the Spouse Trust.

Read SEC document
April 02, 2024 Filed Apr 3, 2024 21:48 UTC
Hamel Matthew EEVP and General Counsel
OtherClass A Common 3,602 $52.22 $188,096.44
Disclosure

SEC source: 0000014693-24-000022 · wk-form4_1712180918.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,022

F1 · kind: On April 2, 2024, the reporting person exchanged Class A and Class B shares for other assets held by the Spouse Trust.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:45 UTC
Nall Timothy MEVP, Chief Supp/Tech
Exercise / conversionStock Appreciation Right · Derivative 8,043 $0.00 Strike: $35.60 $0.00
Disclosure

SEC source: 0000014693-24-000020 · wk-form4_1712180731.xml · derivative · entry 5

Nall Timothy M · CIK 0001871904 · EVP, Chief Supp/Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 8,043 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:45 UTC
Nall Timothy MEVP, Chief Supp/Tech
Tax withholdingClass B Common 6,726 $51.62 $347,196.12
Disclosure

SEC source: 0000014693-24-000020 · wk-form4_1712180731.xml · nonDerivative · entry 2

Nall Timothy M · CIK 0001871904 · EVP, Chief Supp/Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,158

F1 · price: The closing price of BF-B on March 28, 2024, was used to calculate the withholding obligation.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:45 UTC
Nall Timothy MEVP, Chief Supp/Tech
Exercise / conversionClass B Common 8,043 $35.60 $286,354.93
Disclosure

SEC source: 0000014693-24-000020 · wk-form4_1712180731.xml · nonDerivative · entry 1

Nall Timothy M · CIK 0001871904 · EVP, Chief Supp/Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2024 Filed Mar 13, 2024 20:48 UTC
Whiting Lawson EDirector · President & CEO
Exercise / conversionStock Appreciation Right · Derivative 15,601 $0.00 Strike: $35.60 $0.00
Disclosure

SEC source: 0000014693-24-000018 · wk-form4_1710362875.xml · derivative · entry 4

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 15,601 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2024 Filed Mar 13, 2024 20:48 UTC
Whiting Lawson EDirector · President & CEO
Tax withholdingClass B Common 12,617 $55.16 $695,953.72
Disclosure

SEC source: 0000014693-24-000018 · wk-form4_1710362875.xml · nonDerivative · entry 2

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,428

F1 · price: The closing price of BF-B on March 11, 2024, was used to calculate the withholding obligation.

Read SEC document
March 12, 2024 Filed Mar 13, 2024 20:48 UTC
Whiting Lawson EDirector · President & CEO
Exercise / conversionClass B Common 15,601 $35.60 $555,442.40
Disclosure

SEC source: 0000014693-24-000018 · wk-form4_1710362875.xml · nonDerivative · entry 1

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 22:57 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionStock Appreciation Right · Derivative 8,538 $0.00 Strike: $35.60 $0.00
Disclosure

SEC source: 0000014693-24-000009 · wk-form4_1706828236.xml · derivative · entry 13

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,541

Underlying: Class B Common · 8,538 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 22:57 UTC
Hamel Matthew EEVP and General Counsel
Tax withholdingClass B Common 6,493 $56.11 $364,322.23
Disclosure

SEC source: 0000014693-24-000009 · wk-form4_1706828236.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,555

F1 · price: The closing price of BF-B on January 30, 2024, was used to calculate the withholding obligation.

F2 · balance_after: Total updated to reflect transfer of 3,146 Class B shares from 2021 GRAT to individual holdings and transfer of 6,097 Class B shares from GRAT to individual holdings.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 22:57 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionClass B Common 8,538 $35.60 $303,978.41
Disclosure

SEC source: 0000014693-24-000009 · wk-form4_1706828236.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 21:44 UTC GiftClass A Common 2,020 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000002 · wk-form4_1704836674.xml · nonDerivative · entry 2

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,139

F1 · balance_after: Totals updated to reflect the transfer of 150,000 Class A shares from direct holdings to 2023 GRAT #2.

Read SEC document
December 15, 2023 Filed Jan 9, 2024 21:44 UTC GiftClass B Common 581 $0.00 $0.00
Disclosure

SEC source: 0000014693-24-000002 · wk-form4_1704836674.xml · nonDerivative · entry 1

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 12,071

Read SEC document
October 31, 2023 Filed Nov 2, 2023 20:38 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionStock Appreciation Right · Derivative 8,538 $0.00 Strike: $35.60 $0.00
Disclosure

SEC source: 0000014693-23-000157 · wk-form4_1698957497.xml · derivative · entry 9

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,079

Underlying: Class B Common · 8,538 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 20:38 UTC
Hamel Matthew EEVP and General Counsel
Tax withholdingClass B Common 6,902 $55.23 $381,197.46
Disclosure

SEC source: 0000014693-23-000157 · wk-form4_1698957497.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,267

F1 · price: The closing price of BF-B on October 30, 2023, was used to calculate the withholding obligation.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 20:38 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionClass B Common 8,538 $35.60 $303,978.41
Disclosure

SEC source: 0000014693-23-000157 · wk-form4_1698957497.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Jul 31, 2023 21:03 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionStock Appreciation Right · Derivative 8,538 $0.00 Strike: $35.60 $0.00
Disclosure

SEC source: 0000014693-23-000126 · wk-form4_1690837412.xml · derivative · entry 10

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,617

Underlying: Class B Common · 8,538 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Jul 31, 2023 21:03 UTC
Hamel Matthew EEVP and General Counsel
Tax withholdingClass B Common 6,248 $70.82 $442,483.36
Disclosure

SEC source: 0000014693-23-000126 · wk-form4_1690837412.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,631

F1 · price: The closing price of BF-B on July 28, 2023, was used to calculate the withholding obligation.

Read SEC document
July 31, 2023 Filed Jul 31, 2023 21:03 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionClass B Common 8,538 $35.60 $303,952.80
Disclosure

SEC source: 0000014693-23-000126 · wk-form4_1690837412.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2023 Filed Jul 28, 2023 23:27 UTC
Singer JanDirector
GrantDeferred Stock Units · Derivative 2,176.0494 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000114 · wk-form4_1690586863.xml · derivative · entry 1

Singer Jan · CIK 0001642932 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,259.9194

Underlying: Class A Common · 2,176.0494 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 27, 2023, were based on the closing price of the Company's Class A common stock on that date ($71.23). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 27, 2023 Filed Jul 28, 2023 23:26 UTC GrantDeferred Stock Units · Derivative 2,456.8299 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000112 · wk-form4_1690586794.xml · derivative · entry 1

RONEY MICHAEL J · CIK 0001193318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,730.8499

Underlying: Class A Common · 2,456.8299 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 27, 2023, were based on the closing price of the Company's Class A common stock on that date ($71.23). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.