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BF-A

BROWN FORMAN CORP

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3449
SEC CIK
0000014693
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2021 Filed Jun 4, 2021 00:56 UTC GiftClass A Common 1,680 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000081 · wf-form4_162276816097662.xml · nonDerivative · entry 3

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,741

F1 · balance_after: Total updated to reflect transfers from grantor retained annuity trusts to direct holdings.

Read SEC document
January 14, 2021 Filed Jan 20, 2021 00:59 UTC GiftClass B Common 191,850 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000006 · wf-form4_161110433329667.xml · nonDerivative · entry 2

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · SCB 2020 LLC

Disclosed balance after: 191,850

Read SEC document
January 14, 2021 Filed Jan 20, 2021 00:59 UTC GiftClass B Common 191,850 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000006 · wf-form4_161110433329667.xml · nonDerivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,907

Read SEC document
January 07, 2021 Filed Jun 3, 2021 21:20 UTC GiftClass B Common 3,363 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000069 · wf-form4_162275519098286.xml · nonDerivative · entry 6

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,277

Read SEC document
January 05, 2021 Filed Jun 4, 2021 00:56 UTC GiftClass A Common 3 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000081 · wf-form4_162276816097662.xml · nonDerivative · entry 2

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,421

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:32 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Exercise / conversionStock Appreciation Right · Derivative 28,267 $0.00 Strike: $23.05 $0.00
Disclosure

SEC source: 0000014693-21-000002 · wf-form4_160988230967916.xml · derivative · entry 4

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 28,267 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:32 UTC
Morreau Jane CecilEVP, Chief Financial Officer
SaleClass B Common 12,524 $78.75 $986,292.55
Disclosure

SEC source: 0000014693-21-000002 · wf-form4_160988230967916.xml · nonDerivative · entry 3

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,040

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.38 to $79.82, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:32 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Tax withholdingClass B Common 15,743 $79.43 $1,250,466.49
Disclosure

SEC source: 0000014693-21-000002 · wf-form4_160988230967916.xml · nonDerivative · entry 2

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,564

F2 · price: The closing price of BF-B on December 31, 2020 was used to calculate the withholding obligation.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:32 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Exercise / conversionClass B Common 28,267 $23.05 $651,469.55
Disclosure

SEC source: 0000014693-21-000002 · wf-form4_160988230967916.xml · nonDerivative · entry 1

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total updated to reflect the transfer of ESPP shares to direct holdings.

Read SEC document
January 04, 2021 Filed Jun 4, 2021 00:56 UTC GiftClass A Common 406 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000081 · wf-form4_162276816097662.xml · nonDerivative · entry 1

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,418

Read SEC document
December 28, 2020 Filed Feb 2, 2021 22:41 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
GiftClass B Common 2,383 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000012 · wf-form4_161230567448174.xml · nonDerivative · entry 4

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,970

Read SEC document
December 28, 2020 Filed Feb 2, 2021 22:41 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
GiftClass B Common 2,383 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000012 · wf-form4_161230567448174.xml · nonDerivative · entry 3

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse Trust

Disclosed balance after: 69,922

Read SEC document
December 24, 2020 Filed Feb 2, 2021 22:41 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
GiftClass B Common 67,539 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000012 · wf-form4_161230567448174.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,353

Read SEC document
December 24, 2020 Filed Feb 2, 2021 22:41 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
GiftClass B Common 67,539 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000012 · wf-form4_161230567448174.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse Trust

Disclosed balance after: 67,539

Read SEC document
December 21, 2020 Filed Jun 4, 2021 00:56 UTC GiftClass B Common 388 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000081 · wf-form4_162276816097662.xml · nonDerivative · entry 4

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 10,587

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:44 UTC
Hayes John V.SVP/President, USA & Canada
Exercise / conversionStock Appreciation Right · Derivative 14,456 $0.00 Strike: $18.22 $0.00
Disclosure

SEC source: 0000014693-20-000164 · wf-form4_160867346654112.xml · derivative · entry 6

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,456

Underlying: Class B Common · 14,456 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:44 UTC
Hayes John V.SVP/President, USA & Canada
Tax withholdingClass B Common 8,514 $78.91 $671,839.74
Disclosure

SEC source: 0000014693-20-000164 · wf-form4_160867346654112.xml · nonDerivative · entry 2

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

F1 · price: The closing price of BF-B on December 17, 2020 was used to calculate the withholding obligation.

F2 · balance_after: Updated to reflect transfer from direct holdings to revocable trust.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:44 UTC
Hayes John V.SVP/President, USA & Canada
Exercise / conversionClass B Common 14,456 $18.22 $263,344.95
Disclosure

SEC source: 0000014693-20-000164 · wf-form4_160867346654112.xml · nonDerivative · entry 1

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2020 Filed Jun 3, 2021 22:51 UTC GiftClass B Common 13,100 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000077 · wf-form4_162276065536016.xml · nonDerivative · entry 1

Brown George Garvin IV · CIK 0001362478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,368

Read SEC document
October 30, 2020 Filed Nov 2, 2020 22:46 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionStock Appreciation Right · Derivative 15,245 $0.00 Strike: $18.22 $0.00
Disclosure

SEC source: 0000014693-20-000153 · wf-form4_160435718044393.xml · derivative · entry 6

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,490

Underlying: Class B Common · 15,245 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2020 Filed Nov 2, 2020 22:46 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 9,229 $69.62 $642,522.98
Disclosure

SEC source: 0000014693-20-000153 · wf-form4_160435718044393.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,892

F1 · price: The closing price of BF-B on October 29, 2020 was used to calculate the withholding obligation.

Read SEC document
October 30, 2020 Filed Nov 2, 2020 22:46 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionClass B Common 15,245 $18.22 $277,718.17
Disclosure

SEC source: 0000014693-20-000153 · wf-form4_160435718044393.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 21:38 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Exercise / conversionStock Appreciation Right · Derivative 3,074 $0.00 Strike: $18.22 $0.00
Disclosure

SEC source: 0000014693-20-000151 · wf-form4_160288430251224.xml · derivative · entry 4

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 3,074 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 21:38 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
SaleClass B Common 1,613 $78.17 $126,088.21
Disclosure

SEC source: 0000014693-20-000151 · wf-form4_160288430251224.xml · nonDerivative · entry 3

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,106.097

Read SEC document
October 14, 2020 Filed Oct 16, 2020 21:38 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Tax withholdingClass B Common 1,461 $78.09 $114,089.49
Disclosure

SEC source: 0000014693-20-000151 · wf-form4_160288430251224.xml · nonDerivative · entry 2

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,719.097

F2 · price: The closing price of BF-B on October 13, 2020 was used to calculate the withholding obligation.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 21:38 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Exercise / conversionClass B Common 3,074 $18.22 $55,999.06
Disclosure

SEC source: 0000014693-20-000151 · wf-form4_160288430251224.xml · nonDerivative · entry 1

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,180.097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total updated to reflect dividend reinvestment.

Read SEC document
October 07, 2020 Filed Oct 8, 2020 23:21 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
SaleClass A Common 695 $69.68 $48,426.56
Disclosure

SEC source: 0000014693-20-000149 · wf-form4_160219924906405.xml · nonDerivative · entry 1

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.6401 to $69.775, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 21:41 UTC OtherClass A Common 3,413 $68.86 $235,019.18
Disclosure

SEC source: 0000014693-20-000147 · wf-form4_160202048423982.xml · nonDerivative · entry 1

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010,027

F1 · kind: On October 2, 2020, the reporting person exchanged Class A shares for other assets held by a family trust.

Read SEC document
October 01, 2020 Filed Jun 3, 2021 21:20 UTC GiftClass A Common 225 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000069 · wf-form4_162275519098286.xml · nonDerivative · entry 5

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,024

Read SEC document
October 01, 2020 Filed Jun 3, 2021 21:20 UTC GiftClass A Common 225 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000069 · wf-form4_162275519098286.xml · nonDerivative · entry 4

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,852

Read SEC document
October 01, 2020 Filed Jun 3, 2021 21:20 UTC GiftClass A Common 1,400 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000069 · wf-form4_162275519098286.xml · nonDerivative · entry 3

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,627

Read SEC document
September 25, 2020 Filed Jun 3, 2021 21:20 UTC GiftClass B Common 5,066 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000069 · wf-form4_162275519098286.xml · nonDerivative · entry 2

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,914

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:06 UTC
Brown KelliSVP, Chief Accounting Officer
Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $40.15 $0.00
Disclosure

SEC source: 0000014693-20-000145 · wf-form4_160029395484484.xml · derivative · entry 8

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655

Underlying: Class B Common · 1,500 shares

Expires 2025-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:06 UTC
Brown KelliSVP, Chief Accounting Officer
Exercise / conversionStock Appreciation Right · Derivative 1,024 $0.00 Strike: $36.11 $0.00
Disclosure

SEC source: 0000014693-20-000145 · wf-form4_160029395484484.xml · derivative · entry 7

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 1,024 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:06 UTC
Brown KelliSVP, Chief Accounting Officer
SaleClass B Common 899 $78.97 $70,990.16
Disclosure

SEC source: 0000014693-20-000145 · wf-form4_160029395484484.xml · nonDerivative · entry 4

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,149

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:06 UTC
Brown KelliSVP, Chief Accounting Officer
Tax withholdingClass B Common 1,625 $79.49 $129,171.25
Disclosure

SEC source: 0000014693-20-000145 · wf-form4_160029395484484.xml · nonDerivative · entry 3

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,048

F1 · price: The closing price of BF-B on September 14, 2020 was used to calculate the withholding obligation.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:06 UTC
Brown KelliSVP, Chief Accounting Officer
Exercise / conversionClass B Common 1,500 $40.15 $60,217.50
Disclosure

SEC source: 0000014693-20-000145 · wf-form4_160029395484484.xml · nonDerivative · entry 2

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:06 UTC
Brown KelliSVP, Chief Accounting Officer
Exercise / conversionClass B Common 1,024 $36.11 $36,975.62
Disclosure

SEC source: 0000014693-20-000145 · wf-form4_160029395484484.xml · nonDerivative · entry 1

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:19 UTC SaleClass B Common 6,250 $80.00 $500,000.00
Disclosure

SEC source: 0000014693-20-000143 · wf-form4_159976915950912.xml · nonDerivative · entry 1

BOUSQUET CHAVANNE PATRICK · CIK 0001070210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,415

Read SEC document
September 09, 2020 Filed Dec 22, 2020 21:44 UTC
Hayes John V.SVP/President, USA & Canada
GiftClass B Common 955 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000164 · wf-form4_160867346654112.xml · nonDerivative · entry 3

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust

Disclosed balance after: 41,000.9591

F3 · balance_after: Updated to reflect dividend reinvestment and transfer from direct holdings to revocable trust.

Read SEC document
September 08, 2020 Filed Sep 8, 2020 20:49 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
PurchaseClass B Common 813 $79.87 $64,931.95
Disclosure

SEC source: 0000014693-20-000140 · wf-form4_159959817614676.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,876

Read SEC document
September 08, 2020 Filed Sep 8, 2020 20:49 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
PurchaseClass A Common 264 $72.95 $19,258.14
Disclosure

SEC source: 0000014693-20-000140 · wf-form4_159959817614676.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,087

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:59 UTC GrantDeferred Stock Units · Derivative 3,253.4518 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000132 · wf-form4_159649196781294.xml · derivative · entry 1

Skeans Tracy L · CIK 0001660119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,940.3418

Underlying: Class A Common · 3,253.4518 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 30, 2020, were based on the closing price of the Company's Class A common stock on that date ($63.01). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:56 UTC GrantDeferred Stock Units · Derivative 2,142.5171 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000130 · wf-form4_159649177777755.xml · derivative · entry 1

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,969.1571

Underlying: Class A Common · 2,142.5171 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 30, 2020, were based on the closing price of the Company's Class A common stock on that date ($63.01). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:44 UTC GrantDeferred Stock Units · Derivative 2,142.5171 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000124 · wf-form4_159649101957558.xml · derivative · entry 1

Gutmann Kathleen M. · CIK 0001611542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,644.8471

Underlying: Class A Common · 2,142.5171 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 30, 2020, were based on the closing price of the Company's Class A common stock on that date ($63.01). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:48 UTC GrantDeferred Stock Units · Derivative 3,253.4518 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000126 · wf-form4_159649129015698.xml · derivative · entry 1

RONEY MICHAEL J · CIK 0001193318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,698.0418

Underlying: Class A Common · 3,253.4518 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 30, 2020, were based on the closing price of the Company's Class A common stock on that date ($63.01). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:40 UTC
Cook John D.Director
GrantDeferred Stock Units · Derivative 2,142.5171 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000122 · wf-form4_159649080149012.xml · derivative · entry 1

Cook John D. · CIK 0001445047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,184.2371

Underlying: Class A Common · 2,142.5171 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 30, 2020, were based on the closing price of the Company's Class A common stock on that date ($63.01). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:30 UTC GrantDeferred Stock Units · Derivative 3,253.4518 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000116 · wf-form4_159649022576304.xml · derivative · entry 1

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,285.4318

Underlying: Class A Common · 3,253.4518 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 30, 2020, were based on the closing price of the Company's Class A common stock on that date ($63.01). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:37 UTC GrantDeferred Stock Units · Derivative 4,959.5302 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000120 · wf-form4_159649063311020.xml · derivative · entry 1

Brown George Garvin IV · CIK 0001362478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,368.8702

Underlying: Class A Common · 4,959.5302 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 30, 2020, were based on the closing price of the Company's Class A common stock on that date ($63.01). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:34 UTC GrantDeferred Stock Units · Derivative 2,717.8226 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000118 · wf-form4_159649042245990.xml · derivative · entry 1

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,413.4426

Underlying: Class A Common · 2,717.8226 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 30, 2020, were based on the closing price of the Company's Class A common stock on that date ($63.01). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.