BEN

SEC source: 0001127602-23-026872 · form4.xml · nonDerivative · entry 1

Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,835.9074

F1 · balance_after: Of the amount of securities beneficially owned, 49,855 shares represent unvested restricted stock unit awards

SEC source: 0001127602-23-026871 · form4.xml · nonDerivative · entry 2

Spector Adam Benjamin · CIK 0001679191 · EVP, Head of Public Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,070

F1 · shares: On November 8, 2021 and November 3, 2022, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 2, 2023, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2023 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2023.

F2 · price: Not applicable.

F3 · balance_after: Of the amount of securities beneficially owned, 138,884 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2023 as reported in Footnote 1).

SEC source: 0001127602-23-026871 · form4.xml · nonDerivative · entry 1

Spector Adam Benjamin · CIK 0001679191 · EVP, Head of Public Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,486

SEC source: 0001127602-23-026868 · form4.xml · nonDerivative · entry 2

JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,602,105.4834

F1 · shares: On November 5, 2020, November 8, 2021 and November 3, 2022, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 2, 2023, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2023 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2023.

F2 · price: Not applicable.

F3 · balance_after: Of the amount of securities beneficially owned, 613,696 shares represent unvested stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2023 as reported in Footnote 1).

SEC source: 0001127602-23-026868 · form4.xml · nonDerivative · entry 1

JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,501,859.4834

SEC source: 0001127602-23-025724 · form4.xml · nonDerivative · entry 1

Byerwalter Mariann H · CIK 0001233561 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 10,494

F1 · shares: Reflects sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2023.

F2 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power.

SEC source: 0001127602-23-025250 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,754.0938

Underlying: Common Stock, par value $.10 · 1,311.4415 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-025246 · form4.xml · derivative · entry 1

YANG GEOFFREY Y · CIK 0001201592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,484.1692

Underlying: Common Stock, par value $.10 · 1,435.3572 shares

Expires 2035-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-025242 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,263.6209

Underlying: Common Stock, par value $.10 · 1,280.4625 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-023670 · form4.xml · nonDerivative · entry 1

Murphy Terrence · CIK 0001338258 · EVP, Head of Public Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,723

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 31,236 shares represent unvested restricted stock units.

SEC source: 0001127602-23-023669 · form4.xml · nonDerivative · entry 1

Spector Adam Benjamin · CIK 0001679191 · EVP, Head Global Distribution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,893

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 69,291 shares represent unvested restricted stock units.

SEC source: 0001127602-23-023667 · form4.xml · nonDerivative · entry 1

Merchant Thomas C · CIK 0001573664 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,915

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 19,201 shares represent unvested restricted stock units.

SEC source: 0001127602-23-023666 · form4.xml · nonDerivative · entry 1

Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,803

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 105,162 shares represent unvested restricted stock units.

SEC source: 0001127602-23-023665 · form4.xml · nonDerivative · entry 1

Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,494.9074

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 24,514 shares represent unvested restricted stock units.

SEC source: 0001127602-23-023664 · form4.xml · nonDerivative · entry 1

Sethi Alok · CIK 0001718985 · EVP, Technology and Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,649.0643

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 42,225 shares represent unvested restricted stock units.

SEC source: 0001127602-23-023663 · form4.xml · nonDerivative · entry 1

JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,177,621.4423

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 299,203 shares represent unvested restricted stock units.

SEC source: 0001127602-23-023662 · form4.xml · nonDerivative · entry 1

JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,362,166

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 33,203 shares represent unvested restricted stock units.

SEC source: 0001127602-23-021727 · form4.xml · nonDerivative · entry 1

Spector Adam Benjamin · CIK 0001679191 · EVP, Head Global Distribution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,739

F1 · balance_after: Of the amount of securities beneficially owned, 112,564 shares represent unvested restricted stock unit awards.

SEC source: 0001127602-23-019844 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,220.7117

Underlying: Common Stock, par value $.10 · 1,180.7362 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-019843 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,682.2157

Underlying: Common Stock, par value $.10 · 1,152.8448 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-019841 · form4.xml · derivative · entry 1

YANG GEOFFREY Y · CIK 0001201592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,487.6794

Underlying: Common Stock, par value $.10 · 1,292.3018 shares

Expires 2035-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-025984 · form5.xml · nonDerivative · entry 1

JOHNSON CHARLES B · CIK 0000936567 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,111,992

F1 · shares: Reporting Person received the shares as annuity payments from the independent trustee of separate irrevocable grantor retained annuity trusts for estate planning purposes.

F2 · price: Not applicable.

F3 · balance_after: Includes 2,167,800 shares as previously held by spouse.

SEC source: 0001127602-23-017195 · form4.xml · derivative · entry 1

YANG GEOFFREY Y · CIK 0001201592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,195.3776

Underlying: Common Stock, par value $.10 · 202.3472 shares

Expires 2035-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-017193 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,039.9755

Underlying: Common Stock, par value $.10 · 202.3472 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-017191 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,529.3709

Underlying: Common Stock, par value $.10 · 202.3472 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-030258 · form5.xml · nonDerivative · entry 1

JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,135,371

F1 · price: Not applicable.

SEC source: 0001127602-23-012133 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,025.6274

Underlying: Common Stock, par value $.10 · 1,151.1325 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-012127 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,619.6025

Underlying: Common Stock, par value $.10 · 1,178.9825 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-012123 · form4.xml · derivative · entry 1

YANG GEOFFREY Y · CIK 0001201592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,419.6184

Underlying: Common Stock, par value $.10 · 1,290.3824 shares

Expires 2035-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-003952 · form4.xml · nonDerivative · entry 1

YANG GEOFFREY Y · CIK 0001201592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,777

SEC source: 0001127602-23-003951 · form4.xml · derivative · entry 1

Waugh Seth H. · CIK 0001635962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,278.0596

Underlying: Common Stock, par value $.10 · 4,981.32 shares

Expires 2034-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-003950 · form4.xml · nonDerivative · entry 1

Thiel John W · CIK 0001843873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,505

SEC source: 0001127602-23-003949 · form4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,865

SEC source: 0001127602-23-003948 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,440.62

Underlying: Common Stock, par value $.10 · 4,981.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-003947 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,874.4949

Underlying: Common Stock, par value $.10 · 4,981.32 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-003946 · form4.xml · derivative · entry 1

Friedman Alexander S · CIK 0001843874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,278.0596

Underlying: Common Stock, par value $.10 · 4,981.32 shares

Expires 2046-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-003945 · form4.xml · nonDerivative · entry 1

Byerwalter Mariann H · CIK 0001233561 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 16,505

F1 · ownership.nature: Revocable family trust for which Reporting Person is sole trustee with voting and investment power.

SEC source: 0001127602-23-002895 · form4.xml · nonDerivative · entry 1

Sethi Alok · CIK 0001718985 · EVP, Technology and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,132

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Of the amount of securities beneficially owned, 68,378 shares represent unvested restricted stock unit awards.

SEC source: 0001127602-23-000805 · form4.xml · derivative · entry 1

YANG GEOFFREY Y · CIK 0001201592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,636.8299

Underlying: Common Stock, par value $.10 · 1,281.3422 shares

Expires 2035-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-000804 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,328.0333

Underlying: Common Stock, par value $.10 · 1,170.7227 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-000802 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,689.2151

Underlying: Common Stock, par value $.10 · 1,143.0679 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-23-004329 · form4.xml · nonDerivative · entry 2

JOHNSON CHARLES B · CIK 0000936567 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,676,592

F1 · price: Not applicable.

SEC source: 0001127602-23-004329 · form4.xml · nonDerivative · entry 1

JOHNSON CHARLES B · CIK 0000936567 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,536,592

F1 · price: Not applicable.

SEC source: 0001127602-23-004322 · form4.xml · nonDerivative · entry 2

JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children or As Trustee For Children

Disclosed balance after: 448,494

F1 · price: Not applicable.

F2 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.

SEC source: 0001127602-23-004322 · form4.xml · nonDerivative · entry 1

JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,264,447.6823

F1 · price: Not applicable.

SEC source: 0001127602-23-004320 · form4.xml · nonDerivative · entry 3

JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 23,967

F1 · price: Not applicable.

F3 · ownership.nature: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.

SEC source: 0001127602-23-004320 · form4.xml · nonDerivative · entry 2

JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children or As Trustee For Children

Disclosed balance after: 247,461

F1 · price: Not applicable.

F2 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.

SEC source: 0001127602-23-004320 · form4.xml · nonDerivative · entry 1

JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,383,383

F1 · price: Not applicable.

SEC source: 0001127602-22-026858 · form4.xml · nonDerivative · entry 1

Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,307

F1 · balance_after: Of the amount of securities beneficially owned, 22,355 shares represent unvested restricted stock awards and 169,809 represent unvested restricted stock unit awards.

SEC source: 0001127602-22-026857 · form4.xml · nonDerivative · entry 1

Spector Adam Benjamin · CIK 0001679191 · EVP, Global Advisory Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,064

F1 · balance_after: Of the amount of securities beneficially owned, 112,564 shares represent unvested restricted stock unit awards and 65,894 shares represent unvested performance restricted stock awards.