Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2019 Filed Nov 5, 2019 18:42 UTC |
JOHNSON JENNIFER MPresident and COO
|
GrantCommon Stock, par value $.10 | 87,344 | $28.05 | $2,449,999.20 |
DisclosureSEC source: 0001127602-19-031839 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,768,574.6543 Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:39 UTC |
Nicholls MatthewEVP and CFO
|
GrantCommon Stock, par value $.10 | 1,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031838 · form4.xml · nonDerivative · entry 2 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,902 F1 · shares: On May 1, 2019, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2019, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2019 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on November 29, 2019. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 85,065 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on November 29, 2019 as reported in Footnote 1). Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:39 UTC |
Nicholls MatthewEVP and CFO
|
GrantCommon Stock, par value $.10 | 40,999 | $28.05 | $1,150,021.95 |
DisclosureSEC source: 0001127602-19-031838 · form4.xml · nonDerivative · entry 1 Nicholls Matthew · CIK 0001773856 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,065 Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:19 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GrantCommon Stock, par value $.10 | 17,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031836 · form4.xml · nonDerivative · entry 2 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,283,701 F1 · shares: On November 2, 2018, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2019, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2019 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on November 29, 2019. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 188,646 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on November 29, 2019 as reported in Footnote 1). Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:19 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GrantCommon Stock, par value $.10 | 101,605 | $28.05 | $2,850,020.25 |
DisclosureSEC source: 0001127602-19-031836 · form4.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,265,785 Read SEC document |
| November 01, 2019 Filed Dec 3, 2019 00:35 UTC Amendment |
Sethi AlokReg. S-K Executive Officer
|
GrantCommon Stock, par value $.10 | 4,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034024 · form4a.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,386 F1 · shares: This amendment on Form 4/A to the Form 4 filed on November 1, 2019 (the "Original Form 4") is made solely to: (a) report the correct the number of unvested performance-based restricted stock units scheduled to vest on November 29, 2019 per the certification of certain performance criteria, reflecting the deletion of 1,045 restricted stock units that were incorrectly reported in this amount in the Original Form 4, and (b) correct the amount of securities beneficially owned after giving effect to such deletion. Except for the foregoing, no new or revised transactions or holdings are being reported. All other information in the Original Form 4 remains the same. F2 · price: Not applicable. Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 19:07 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 53.3049 | $28.14 | $1,500.00 |
DisclosureSEC source: 0001127602-19-031037 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,044.2589 Underlying: Common Stock, par value $.10 · 53.3049 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 19:15 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 13.3262 | $28.14 | $375.00 |
DisclosureSEC source: 0001127602-19-031042 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,402.879 Underlying: Common Stock, par value $.10 · 13.3262 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 20, 2019 Filed Oct 22, 2019 19:31 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 109.3694 | $27.43 | $3,000.00 |
DisclosureSEC source: 0001127602-19-030921 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,029.7463 Underlying: Common Stock, par value $.10 · 109.3694 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 20, 2019 Filed Oct 22, 2019 19:24 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 13.6712 | $27.43 | $375.00 |
DisclosureSEC source: 0001127602-19-030919 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,389.5528 Underlying: Common Stock, par value $.10 · 13.6712 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 20, 2019 Filed Oct 22, 2019 19:28 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 54.6847 | $27.43 | $1,500.00 |
DisclosureSEC source: 0001127602-19-030920 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,122.6863 Underlying: Common Stock, par value $.10 · 54.6847 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 20, 2019 Filed Oct 22, 2019 19:19 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 54.6847 | $27.43 | $1,500.00 |
DisclosureSEC source: 0001127602-19-030918 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,990.954 Underlying: Common Stock, par value $.10 · 54.6847 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 17:32 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 246.3275 | $27.91 | $6,875.00 |
DisclosureSEC source: 0001127602-19-029601 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,375.8816 Underlying: Common Stock, par value $.10 · 246.3275 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 17:19 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 850.9495 | $27.91 | $23,750.00 |
DisclosureSEC source: 0001127602-19-029597 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,920.3769 Underlying: Common Stock, par value $.10 · 850.9495 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 17:26 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 850.9495 | $27.91 | $23,750.00 |
DisclosureSEC source: 0001127602-19-029599 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,936.2693 Underlying: Common Stock, par value $.10 · 850.9495 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 17:12 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 1,209.244 | $27.91 | $33,750.00 |
DisclosureSEC source: 0001127602-19-029596 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,068.0016 Underlying: Common Stock, par value $.10 · 1,209.244 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 19:34 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 50.882 | $29.48 | $1,500.00 |
DisclosureSEC source: 0001127602-19-028241 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,069.4274 Underlying: Common Stock, par value $.10 · 50.882 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 19:28 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 50.882 | $29.48 | $1,500.00 |
DisclosureSEC source: 0001127602-19-028239 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,858.7576 Underlying: Common Stock, par value $.10 · 50.882 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| September 05, 2019 Filed Oct 28, 2019 22:44 UTC |
Johnson Charles EndlerDirector
|
GiftCommon Stock, par value $.10 | 3,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031182 · form5.xml · nonDerivative · entry 2 Johnson Charles Endler · CIK 0001579871 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As a Trustee for Minor Child Disclosed balance after: 66,672 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| September 05, 2019 Filed Oct 28, 2019 22:44 UTC |
Johnson Charles EndlerDirector
|
GiftCommon Stock, par value $.10 | 1,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031182 · form5.xml · nonDerivative · entry 1 Johnson Charles Endler · CIK 0001579871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,424 F1 · price: Not applicable. Read SEC document |
| September 05, 2019 Filed Oct 29, 2019 18:00 UTC |
JOHNSON JENNIFER MPresident and COO
|
GiftCommon Stock, par value $.10 | 5,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031202 · form5.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Children Disclosed balance after: 183,414 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| September 05, 2019 Filed Oct 29, 2019 18:00 UTC |
JOHNSON JENNIFER MPresident and COO
|
GiftCommon Stock, par value $.10 | 1,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031202 · form5.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678,972.5439 F1 · price: Not applicable. Read SEC document |
| September 05, 2019 Filed Oct 30, 2019 18:20 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 1,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031245 · form5.xml · nonDerivative · entry 3 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 20,739 F1 · price: Not applicable. F3 · ownership.nature: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| September 05, 2019 Filed Oct 30, 2019 18:20 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 2,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031245 · form5.xml · nonDerivative · entry 2 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Children Disclosed balance after: 77,224 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| September 05, 2019 Filed Oct 30, 2019 18:20 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 1,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031245 · form5.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,164,180 F1 · price: Not applicable. Read SEC document |
| September 05, 2019 Filed Nov 7, 2019 19:15 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 26,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032136 · form5.xml · nonDerivative · entry 5 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,480,461 F1 · price: Not applicable. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 15:50 UTC |
Tyle Craig StevenEVP & General Counsel
|
SaleCommon Stock, par value $.10 | 5,000 | $26.01 | $130,050.00 |
DisclosureSEC source: 0001127602-19-027813 · form4.xml · nonDerivative · entry 2 Tyle Craig Steven · CIK 0001338014 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,009.042 F1 · kind: Reflects sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2019. F2 · balance_after: Of the amount of securities beneficially owned, 14,732 shares represent unvested restricted stock awards. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 21:36 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
Tax withholdingCommon Stock, par value $.10 | 2,019 | $26.28 | $53,059.32 |
DisclosureSEC source: 0001127602-19-027785 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,078.0115 F1 · balance_after: Of the amount of securities beneficially owned, 17,697 shares represent unvested restricted stock awards. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 22:29 UTC |
Plafker Jed A.Senior Vice President
|
Tax withholdingCommon Stock, par value $.10 | 10,316 | $26.28 | $271,104.48 |
DisclosureSEC source: 0001127602-19-027795 · form4.xml · nonDerivative · entry 1 Plafker Jed A. · CIK 0001725846 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,752.786 F1 · balance_after: Of the amount of securities beneficially owned, 48,677 shares represent unvested restricted stock awards. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 15:50 UTC |
Tyle Craig StevenEVP & General Counsel
|
Tax withholdingCommon Stock, par value $.10 | 4,505 | $26.28 | $118,391.40 |
DisclosureSEC source: 0001127602-19-027813 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,009.042 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 16:47 UTC |
Sethi AlokReg. S-K Executive Officer
|
Tax withholdingCommon Stock, par value $.10 | 531 | $26.28 | $13,954.68 |
DisclosureSEC source: 0001127602-19-027817 · form4.xml · nonDerivative · entry 1 Sethi Alok · CIK 0001718985 · Reg. S-K Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,853 F1 · balance_after: Of the amount of securities beneficially owned, 1,908 shares represent unvested restricted stock awards and 12,776 shares represent unvested restricted stock unit awards. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 21:52 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 10.8413 | $34.59 | $375.00 |
DisclosureSEC source: 0001127602-19-025455 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,129.5541 Underlying: Common Stock, par value $.10 · 10.8413 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 21:41 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 43.3651 | $34.59 | $1,500.00 |
DisclosureSEC source: 0001127602-19-025454 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,085.3198 Underlying: Common Stock, par value $.10 · 43.3651 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 23:02 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 196.4286 | $35.00 | $6,875.00 |
DisclosureSEC source: 0001127602-19-023297 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,928.5917 Underlying: Common Stock, par value $.10 · 196.4286 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 22:56 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 678.5714 | $35.00 | $23,750.00 |
DisclosureSEC source: 0001127602-19-023294 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,634.6696 Underlying: Common Stock, par value $.10 · 678.5714 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 23:01 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 678.5714 | $35.00 | $23,750.00 |
DisclosureSEC source: 0001127602-19-023296 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,863.267 Underlying: Common Stock, par value $.10 · 678.5714 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 22:58 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 964.2857 | $35.00 | $33,750.00 |
DisclosureSEC source: 0001127602-19-023295 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,647.6687 Underlying: Common Stock, par value $.10 · 964.2857 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 22:13 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 22.4752 | $33.37 | $750.00 |
DisclosureSEC source: 0001127602-19-021494 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,732.1631 Underlying: Common Stock, par value $.10 · 22.4752 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 22:10 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 89.9012 | $33.37 | $3,000.00 |
DisclosureSEC source: 0001127602-19-021491 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,184.6956 Underlying: Common Stock, par value $.10 · 89.9012 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 21:58 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 89.9012 | $33.37 | $3,000.00 |
DisclosureSEC source: 0001127602-19-021482 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,956.0982 Underlying: Common Stock, par value $.10 · 89.9012 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 21:53 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 44.9506 | $33.37 | $1,500.00 |
DisclosureSEC source: 0001127602-19-021480 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,683.383 Underlying: Common Stock, par value $.10 · 44.9506 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 16:16 UTC |
Tyle Craig StevenEVP, Gen. Counsel & Secretary
|
SaleCommon Stock, par value $.10 | 10,924 | $32.04 | $350,023.53 |
DisclosureSEC source: 0001127602-19-020816 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,241.042 F1 · kind: Reflects sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.84 to $32.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. F3 · balance_after: Of the amount of securities beneficially owned, 27,757 shares represent unvested restricted stock awards. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 16:15 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 42.3251 | $35.44 | $1,500.00 |
DisclosureSEC source: 0001127602-19-016256 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,094.7944 Underlying: Common Stock, par value $.10 · 42.3251 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 18:28 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 10.5813 | $35.44 | $375.00 |
DisclosureSEC source: 0001127602-19-016263 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,709.6879 Underlying: Common Stock, par value $.10 · 10.5813 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 17:41 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 44.1566 | $33.97 | $1,500.00 |
DisclosureSEC source: 0001127602-19-014450 · form4.xml · derivative · entry 2 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,488.5235 Underlying: Common Stock, par value $.10 · 44.1566 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 18:53 UTC |
Shaneyfelt Gwen LChief Accounting Officer
|
GrantCommon Stock, par value $.10 | 13,247 | $33.97 | $450,000.59 |
DisclosureSEC source: 0001127602-19-014535 · form4.xml · nonDerivative · entry 1 Shaneyfelt Gwen L · CIK 0001772077 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,812.0115 F1 · balance_after: Of the amount of securities beneficially owned, 21,490 shares represent unvested restricted stock awards. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 18:35 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 11.0392 | $33.97 | $375.00 |
DisclosureSEC source: 0001127602-19-014507 · form4.xml · derivative · entry 2 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,513.6089 Underlying: Common Stock, par value $.10 · 11.0392 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 17:34 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 44.1566 | $33.97 | $1,500.00 |
DisclosureSEC source: 0001127602-19-014434 · form4.xml · derivative · entry 2 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,882.8342 Underlying: Common Stock, par value $.10 · 44.1566 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 17:39 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 88.3132 | $33.97 | $3,000.00 |
DisclosureSEC source: 0001127602-19-014443 · form4.xml · derivative · entry 2 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,494.4319 Underlying: Common Stock, par value $.10 · 88.3132 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:41 UTC |
BARKER PETER KDirector
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GrantDeferred Director's Fees (FRI) · Derivative | 999.1118 | $33.78 | $33,750.00 |
DisclosureSEC source: 0001127602-19-014450 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,444.3669 Underlying: Common Stock, par value $.10 · 999.1118 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.