BAX

SEC source: 0001500332-21-000001 · edgar.xml · nonDerivative · entry 1

Martin Sean · CIK 0001500332 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,591

F1 · shares: Represents shares awarded from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2018 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the January 1, 2020 to December 31, 2020 performance period. These shares have vested as the relevant three-year performance period January 1, 2018 to December 31, 2020 (the Three-Year Performance Period) has ended.

SEC source: 0001779771-21-000002 · edgar.xml · nonDerivative · entry 5

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,126

F5 · shares: Represents shares earned from the performance share unit award granted on February 28, 2019 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2020 to December 31, 2020. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2019 through December 31, 2021).

SEC source: 0001779771-21-000002 · edgar.xml · nonDerivative · entry 4

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,854

F4 · shares: Represents shares earned from the performance share unit award granted on September 4, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2020 to December 31, 2020. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2019 through December 31, 2021).

SEC source: 0001779771-21-000002 · edgar.xml · nonDerivative · entry 3

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,387

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares earned in 2018, 2019, and 2020 as part of the 2018 PSUs.

SEC source: 0001779771-21-000002 · edgar.xml · nonDerivative · entry 2

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,451

F2 · shares: Represents shares awarded from the 2018 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR) performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

SEC source: 0001779771-21-000002 · edgar.xml · nonDerivative · entry 1

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,141

F1 · shares: Represents shares awarded from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2018 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the January 1, 2020 to December 31, 2020 performance period. These shares have vested as the relevant three-year performance period January 1, 2018 to December 31, 2020 (the Three-Year Performance Period) has ended.

SEC source: 0001712314-21-000001 · edgar.xml · nonDerivative · entry 3

Frye Andrew · CIK 0001712314 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,989

F3 · shares: Represents shares earned from the performance share unit award granted on February 28, 2019 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2020 to December 31, 2020. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2019 through December 31, 2021).

SEC source: 0001712314-21-000001 · edgar.xml · nonDerivative · entry 2

Frye Andrew · CIK 0001712314 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,354

F2 · shares: Represents shares awarded from the 2018 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR) performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

SEC source: 0001712314-21-000001 · edgar.xml · nonDerivative · entry 1

Frye Andrew · CIK 0001712314 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,935

F1 · shares: Represents shares awarded from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2018 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the January 1, 2020 to December 31, 2020 performance period. These shares have vested as the relevant three-year performance period January 1, 2018 to December 31, 2020 (the Three-Year Performance Period) has ended.

SEC source: 0001715790-21-000001 · edgar.xml · nonDerivative · entry 4

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,033

F4 · shares: Represents shares earned from the performance share unit award granted on February 28, 2019 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2020 to December 31, 2020. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2019 through December 31, 2021).

SEC source: 0001715790-21-000001 · edgar.xml · nonDerivative · entry 3

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,307

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares earned in 2018, 2019, and 2020 as part of the 2018 PSUs.

SEC source: 0001715790-21-000001 · edgar.xml · nonDerivative · entry 2

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,746

F2 · shares: Represents shares awarded from the 2018 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR) performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

SEC source: 0001715790-21-000001 · edgar.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,924

F1 · shares: Represents shares awarded from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2018 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the January 1, 2020 to December 31, 2020 performance period. These shares have vested as the relevant three-year performance period January 1, 2018 to December 31, 2020 (the Three-Year Performance Period) has ended.

SEC source: 0001216761-21-000001 · edgar.xml · nonDerivative · entry 4

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,818

F4 · shares: Represents shares earned from the performance share unit award granted on February 28, 2019 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2020 to December 31, 2020. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2019 through December 31, 2021).

SEC source: 0001216761-21-000001 · edgar.xml · nonDerivative · entry 3

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,283

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares earned in 2018, 2019, and 2020 as part of the 2018 PSUs.

SEC source: 0001216761-21-000001 · edgar.xml · nonDerivative · entry 2

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,286

F2 · shares: Represents shares awarded from the 2018 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR) performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

SEC source: 0001216761-21-000001 · edgar.xml · nonDerivative · entry 1

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,126

F1 · shares: Represents shares awarded from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2018 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the January 1, 2020 to December 31, 2020 performance period. These shares have vested as the relevant three-year performance period January 1, 2018 to December 31, 2020 (the Three-Year Performance Period) has ended.

SEC source: 0001107468-21-000002 · edgar.xml · derivative · entry 9

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Peter S. Hellman Dynasty Trust

Disclosed balance after: 5,293

Underlying: Common Stock, $1 par value · 5,293 shares

Expires 2030-05-03

F1 · kind: Represents the bona fide gifts of options granted to Mr. Hellman by Baxter International Inc. ("BII") to the Peter S. Hellman Dynasty Trust for the benefit of Mr. Hellman's immediate family.

F4 · derivative.exercise_date: The options granted 05/05/2020, are fully vested, subject to the terms and conditions of the applicable grant.

SEC source: 0001107468-21-000002 · edgar.xml · derivative · entry 8

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 5,293 shares

Expires 2030-05-03

F1 · kind: Represents the bona fide gifts of options granted to Mr. Hellman by Baxter International Inc. ("BII") to the Peter S. Hellman Dynasty Trust for the benefit of Mr. Hellman's immediate family.

F4 · derivative.exercise_date: The options granted 05/05/2020, are fully vested, subject to the terms and conditions of the applicable grant.

SEC source: 0001107468-21-000002 · edgar.xml · derivative · entry 7

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Peter S. Hellman Dynasty Trust

Disclosed balance after: 6,138

Underlying: Common Stock, $1 par value · 6,138 shares

Expires 2029-05-07

F1 · kind: Represents the bona fide gifts of options granted to Mr. Hellman by Baxter International Inc. ("BII") to the Peter S. Hellman Dynasty Trust for the benefit of Mr. Hellman's immediate family.

F3 · derivative.exercise_date: The options graned 05/07/2019, are fully vested, subject to the terms and conditions of the applicable grant.

SEC source: 0001107468-21-000002 · edgar.xml · derivative · entry 6

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 6,138 shares

Expires 2029-05-07

F1 · kind: Represents the bona fide gifts of options granted to Mr. Hellman by Baxter International Inc. ("BII") to the Peter S. Hellman Dynasty Trust for the benefit of Mr. Hellman's immediate family.

F3 · derivative.exercise_date: The options graned 05/07/2019, are fully vested, subject to the terms and conditions of the applicable grant.

SEC source: 0001107468-21-000002 · edgar.xml · derivative · entry 5

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Peter S. Hellman Dynasty Trust

Disclosed balance after: 6,437

Underlying: Common Stock, $1 par value · 6,437 shares

Expires 2028-05-08

F1 · kind: Represents the bona fide gifts of options granted to Mr. Hellman by Baxter International Inc. ("BII") to the Peter S. Hellman Dynasty Trust for the benefit of Mr. Hellman's immediate family.

F2 · derivative.exercise_date: The options are granted 05/08/2018, are fully vested, subject to the terms and conditions of the applicable grant.

SEC source: 0001107468-21-000002 · edgar.xml · derivative · entry 4

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 6,437 shares

Expires 2028-05-08

F1 · kind: Represents the bona fide gifts of options granted to Mr. Hellman by Baxter International Inc. ("BII") to the Peter S. Hellman Dynasty Trust for the benefit of Mr. Hellman's immediate family.

F2 · derivative.exercise_date: The options are granted 05/08/2018, are fully vested, subject to the terms and conditions of the applicable grant.

SEC source: 0001557559-20-000003 · edgar.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,295

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on December 3, 2020 from the settlement of vested restricted stock units granted on December 3, 2018.

SEC source: 0000899243-21-006779 · doc5.xml · nonDerivative · entry 2

Chen Thomas F · CIK 0001360147 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Thomas F. Chen Grantor Irrevocable Trust

Disclosed balance after: 9,174

F1 · kind: Represents the bona fide gift of the Issuer's Common Stock to the Thomas F. Chen Grantor Irrevocable Trust for the benefit of the Reporting Person's immediate family.

SEC source: 0000899243-21-006779 · doc5.xml · nonDerivative · entry 1

Chen Thomas F · CIK 0001360147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,451

F1 · kind: Represents the bona fide gift of the Issuer's Common Stock to the Thomas F. Chen Grantor Irrevocable Trust for the benefit of the Reporting Person's immediate family.

SEC source: 0001500332-20-000004 · edgar.xml · derivative · entry 4

Martin Sean · CIK 0001500332 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,999

Underlying: Common Stock, $1 par value · 47,001 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Martin.

SEC source: 0001500332-20-000004 · edgar.xml · nonDerivative · entry 3

Martin Sean · CIK 0001500332 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,640

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Martin.

F3 · price: Price reflects weighted average sales price. Range of prices for transactions are $ 78.94 through $79.76. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

SEC source: 0001500332-20-000004 · edgar.xml · nonDerivative · entry 2

Martin Sean · CIK 0001500332 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,033

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Martin.

F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $ 77.94 through $78.93. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

SEC source: 0001500332-20-000004 · edgar.xml · nonDerivative · entry 1

Martin Sean · CIK 0001500332 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Martin with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Martin.

SEC source: 0001779771-20-000003 · edgar.xml · derivative · entry 1

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 2,449 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Shares from the Baxter Common Stock Fund ("Fund") notional investment alternative under the Baxter International Inc. and Subsidiaries Deferred Compensation Plan (the "Plan") were transferred to the Stable Income Fund the as the Fund was eliminated as an investment alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.exercise_date: Shares from the Baxter Common Stock Fund ("Fund") notional investment alternative under the Baxter International Inc. and Subsidiaries Deferred Compensation Plan (the "Plan") were transferred to the Stable Income Fund the as the Fund was eliminated as an investment alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Shares from the Baxter Common Stock Fund ("Fund") notional investment alternative under the Baxter International Inc. and Subsidiaries Deferred Compensation Plan (the "Plan") were transferred to the Stable Income Fund the as the Fund was eliminated as an investment alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan.

SEC source: 0001262931-20-000004 · edgar.xml · derivative · entry 3

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 310 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Forsyth with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth.

SEC source: 0001262931-20-000004 · edgar.xml · nonDerivative · entry 2

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,969

SEC source: 0001262931-20-000004 · edgar.xml · nonDerivative · entry 1

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Forsyth with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth.

SEC source: 0001220966-20-000003 · edgar.xml · derivative · entry 1

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 11,894 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Reporting person transferred shares from the Baxter Common Stock Fund ("Fund") notional investment alternative under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") as the Fund will be eliminated as an investment alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.exercise_date: Reporting person transferred shares from the Baxter Common Stock Fund ("Fund") notional investment alternative under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") as the Fund will be eliminated as an investment alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person transferred shares from the Baxter Common Stock Fund ("Fund") notional investment alternative under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") as the Fund will be eliminated as an investment alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan.

SEC source: 0001779771-21-000001 · edgar.xml · derivative · entry 3

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865

Underlying: Common Stock, $1 par value · 1,861 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Kunzler with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Ms. Kunzler.

F4 · derivative.exercise_date: The options became exercisable in three equal annual installments beginning on March 4, 2012, the first anniversary of the grant date.

SEC source: 0001779771-21-000001 · edgar.xml · nonDerivative · entry 2

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,775

F2 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Kunzler with respect to certain vested stock options and vested performance share units previously granted by BII to Ms. Kunzler.

F3 · price: Price reflects weighted average sales price. Range of prices for transactions are $85.65 through $86.13. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

SEC source: 0001779771-21-000001 · edgar.xml · nonDerivative · entry 1

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Kunzler with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Ms. Kunzler.

SEC source: 0001495559-20-000007 · edgar.xml · derivative · entry 2

Borzi James W · CIK 0001495559 · SVP, Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, $1 par value · 60,000 shares

Expires 2030-08-30

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on September 1, 2021, the first anniversary of the grant date.

SEC source: 0001495559-20-000007 · edgar.xml · nonDerivative · entry 1

Borzi James W · CIK 0001495559 · SVP, Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F1 · shares: The reporting person received a grant of 12,000 restricted stock units which are scheduled to vest on September 1, 2022.

SEC source: 0001715790-20-000004 · edgar.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,036

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on September 1, 2020 from the settlement of vested restricted stock units granted on September 1, 2017.

SEC source: 0001107468-20-000003 · edgar.xml · derivative · entry 1

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 1,660 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Reporting person transferred shares from the Baxter Common Stock Fund (the "Fund") notional investment alternative under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") as the Fund will be eliminated as an investmnet alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.exercise_date: Reporting person transferred shares from the Baxter Common Stock Fund (the "Fund") notional investment alternative under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") as the Fund will be eliminated as an investmnet alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person transferred shares from the Baxter Common Stock Fund (the "Fund") notional investment alternative under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") as the Fund will be eliminated as an investmnet alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan.

SEC source: 0001360147-20-000002 · edgar.xml · derivative · entry 1

Chen Thomas F · CIK 0001360147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 3,386 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Reporting person transferred shares from the Baxter Common Stock Fund (the "Fund") notional investment alternative deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") as the Fund will be eliminated as an investment alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.exercise_date: Reporting person transferred shares from the Baxter Common Stock Fund (the "Fund") notional investment alternative deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") as the Fund will be eliminated as an investment alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person transferred shares from the Baxter Common Stock Fund (the "Fund") notional investment alternative deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") as the Fund will be eliminated as an investment alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan.

SEC source: 0000899243-20-021491 · doc4.xml · derivative · entry 6

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 10,789 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Gavin with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Gavin.

SEC source: 0000899243-20-021491 · doc4.xml · derivative · entry 5

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 4,110 shares

Expires 2024-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Gavin with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Gavin.

SEC source: 0000899243-20-021491 · doc4.xml · nonDerivative · entry 4

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,508

F3 · kind: Price reflects weighted average sales price. Range of prices for transactions are $ 86.82 through $86.96. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

SEC source: 0000899243-20-021491 · doc4.xml · nonDerivative · entry 3

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,859

F2 · kind: Price reflects weighted average sales price. Range of prices for transactions are $ 85.80 through $86.80. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

SEC source: 0000899243-20-021491 · doc4.xml · nonDerivative · entry 2

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Gavin with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Gavin.

SEC source: 0000899243-20-021491 · doc4.xml · nonDerivative · entry 1

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Gavin with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Gavin.

SEC source: 0001678067-20-000003 · edgar.xml · derivative · entry 5

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,195

Underlying: Common Stock, $1 par value · 62,388 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Accogli with respect to certain vested stock options, restricted stock units, and performance share units previously granted by Baxter International Inc. to Mr. Accogli.

F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2018, the first anniversary of the grant date.