Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BAXTER INTERNATIONAL INCBAX · Entity 1707 | EVP,Chief Supply Chain Officer | September 02, 2025 | September 04, 2025 |
| BECTON DICKINSON & COBDX · Entity 2498 | EVP & Chief Supply Chain Offcr | November 30, 2018 | December 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BAXTER INTERNATIONAL INC
Report date September 02, 2025 · Filed September 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 71,948 |
Reported balance
After 2025-09-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-09-02 · Tax withholding · Disposed 1,848 · Balance 71,948 F1: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on September 2, 2025 from the settlement of vested restricted stock units granted on September 1, 2023. F2: Total includes the automatic reinvestment of dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on September 2, 2025 from the settlement of vested restricted stock units granted on September 1, 2023.
F2: Total includes the automatic reinvestment of dividends.
BECTON DICKINSON & CO
Report date November 30, 2018 · Filed December 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,775 |
Ending reported balance
After 2018-11-30 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2018-11-30 · Exercise / conversion · Acquired 1,413 · Balance 6,013 Row 2 · 2018-11-30 · Disposition to issuer · Disposed 755 · Balance 5,258 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Row 3 · 2018-11-30 · Sale · Disposed 658 · Balance 4,600 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Row 4 · 2018-11-30 · Exercise / conversion · Acquired 6,054 · Balance 10,654 Row 5 · 2018-11-30 · Disposition to issuer · Disposed 3,601 · Balance 7,053 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Row 6 · 2018-11-30 · Sale · Disposed 2,453 · Balance 4,600 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Row 7 · 2018-11-30 · Exercise / conversion · Acquired 2,938 · Balance 7,538 Row 8 · 2018-11-30 · Disposition to issuer · Disposed 1,987 · Balance 5,551 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Row 9 · 2018-11-30 · Sale · Disposed 951 · Balance 4,600 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Row 10 · 2018-11-30 · Sale · Disposed 1,825 · Balance 2,775 F2: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.18 through $252.54. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $134.73 · Expires 2024-11-25 | Direct | 0 |
Reported balance
After 2018-11-30 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-11-30 · Exercise / conversion · Disposed 1,413 · Balance 0 F4: The stock appreciation rights vest in four annual installments beginning November 25, 2015. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $150.12 · Expires 2025-11-26 | Direct | 2,020 |
Reported balance
After 2018-11-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-11-30 · Exercise / conversion · Disposed 6,054 · Balance 2,020 F5: The stock appreciation rights vest in four annual installments beginning November 26, 2016. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $170.69 · Expires 2026-11-26 | Direct | 2,941 |
Reported balance
After 2018-11-30 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2018-11-30 · Exercise / conversion · Disposed 2,938 · Balance 2,941 F6: The stock appreciation rights vest in four annual installments beginning November 26, 2017. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Trust | 126 |
Reported balance
Holding disclosure · report date 2018-11-30 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 126 F3: Represents shares of common stock held under the Becton, Dickinson and Company 401(K) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of July 1, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
F2: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.18 through $252.54. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
F3: Represents shares of common stock held under the Becton, Dickinson and Company 401(K) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of July 1, 2018.
F4: The stock appreciation rights vest in four annual installments beginning November 25, 2015.
F5: The stock appreciation rights vest in four annual installments beginning November 26, 2016.
F6: The stock appreciation rights vest in four annual installments beginning November 26, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2025 Filed Sep 4, 2025 22:00 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 1,848 | $24.17 | $44,666.16 |
DisclosureSEC source: 0001495559-25-000007 · wk-form4_1757023215.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · EVP,Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,948 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on September 2, 2025 from the settlement of vested restricted stock units granted on September 1, 2023. F2 · balance_after: Total includes the automatic reinvestment of dividends. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 33,302 | $0.00 Strike: $35.44 | $0.00 |
DisclosureSEC source: 0001062993-25-005022 · form4.xml · derivative · entry 3 Borzi James W · CIK 0001495559 · EVP,Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,302 Underlying: Common Stock, $1 par value · 33,302 shares Expires 2035-03-06 F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 6, 2026, the first anniversary of the grant date. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 9,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-005022 · form4.xml · nonDerivative · entry 2 Borzi James W · CIK 0001495559 · EVP,Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,134 F2 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 6, 2026, the first anniversary of the grant date. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 3,262 | $35.44 | $115,605.28 |
DisclosureSEC source: 0001062993-25-005022 · form4.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · EVP,Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,145 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 6, 2025 from the settlement of vested restricted stock units granted on March 6, 2024. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 21:00 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 1,339 | $34.86 | $46,677.54 |
DisclosureSEC source: 0001062993-25-004530 · form4.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · EVP,Chief Suppy Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,407 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 3, 2025 from the settlement of vested restricted stock units granted on March 2, 2022 and March 1, 2023. F2 · balance_after: Total includes the automatic reinvestment of dividends. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 20:02 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 1,685 | $37.85 | $63,777.25 |
DisclosureSEC source: 0001062993-24-016209 · form4.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · EVP,Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,853 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on September 3, 2024 from the settlement of vested restricted stock units granted on September 1, 2023. F2 · balance_after: Total includes the automatic reinvestment of dividends. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:09 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 33,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005960 · form4.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · EVP,Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,735 F1 · shares: For 2024, the annual equity grant for the reporting person consisted solely of restricted stock units (RSUs). The reporting person received a grant of RSUs which are scheduled to vest in three equal annual installments beginning on March 6, 2025, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:03 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 420 | $42.50 | $17,850.00 |
DisclosureSEC source: 0001062993-24-005673 · form4.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · EVP,Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,394 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 4, 2024 from the settlement of vested restricted stock units granted on March 2, 2022. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:14 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 852 | $41.01 | $34,940.52 |
DisclosureSEC source: 0001062993-24-005490 · form4.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · EVP, Chief Supply Chain Offcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,814 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 1, 2024 from the settlement of vested restricted stock units granted on March 1, 2023. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 21:34 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 1,311 | $40.31 | $52,846.41 |
DisclosureSEC source: 0001062993-24-003174 · form4.xml · nonDerivative · entry 2 Borzi James W · CIK 0001495559 · EVP, Chief Supply Chain Office 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,666 F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2021 PSUs. F3 · balance_after: Total includes the automatic reinvestment of dividends. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 21:34 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 4,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-003174 · form4.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · EVP, Chief Supply Chain Office 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,977 F1 · shares: Represents shares awarded from the performance share unit award granted on March 3, 2021 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2021 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2021 to December 31, 2023 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:21 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 12,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017697 · form4.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · EVP, Chief Supply Chain Office 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,300 F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on September 3, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:10 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 474 | $39.62 | $18,779.88 |
DisclosureSEC source: 0001062993-23-006063 · form4.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,078 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 2, 2023 from the settlement of vested restricted stock units granted on March 2, 2022. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 35,820 | $0.00 Strike: $39.06 | $0.00 |
DisclosureSEC source: 0001062993-23-005846 · form4.xml · derivative · entry 2 Borzi James W · CIK 0001495559 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,820 Underlying: Common Stock, $1 par value · 35,820 shares Expires 2033-03-01 F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 8,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005846 · form4.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,552 F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:10 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 4,649 | $56.76 | $263,877.24 |
DisclosureSEC source: 0001062993-22-019230 · form4.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,822 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on September 1, 2022 from the settlement of vested restricted stock units granted on September 1, 2020. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:07 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 19,294 | $0.00 Strike: $85.23 | $0.00 |
DisclosureSEC source: 0001062993-22-006842 · form4.xml · derivative · entry 2 Borzi James W · CIK 0001495559 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,294 Underlying: Common Stock, $1 par value · 19,294 shares Expires 2032-03-02 F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:07 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 4,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006842 · form4.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,356 F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:06 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 44,352 | $0.00 Strike: $77.15 | $0.00 |
DisclosureSEC source: 0001495559-21-000001 · edgar.xml · derivative · entry 1 Borzi James W · CIK 0001495559 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,352 Underlying: Common Stock, $1 par value · 44,352 shares Expires 2031-03-03 F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 3, 2022, the first anniversary of the grant date. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:13 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $85.55 | $0.00 |
DisclosureSEC source: 0001495559-20-000007 · edgar.xml · derivative · entry 2 Borzi James W · CIK 0001495559 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock, $1 par value · 60,000 shares Expires 2030-08-30 F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on September 1, 2021, the first anniversary of the grant date. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:13 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001495559-20-000007 · edgar.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · SVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · shares: The reporting person received a grant of 12,000 restricted stock units which are scheduled to vest on September 1, 2022. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 14:43 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 2,938 | $0.00 Strike: $170.69 | $0.00 |
DisclosureSEC source: 0001543407-18-000086 · edgar.xml · derivative · entry 14 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,941 Underlying: Common Stock · 2,938 shares Expires 2026-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 14:43 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 6,054 | $0.00 Strike: $150.12 | $0.00 |
DisclosureSEC source: 0001543407-18-000086 · edgar.xml · derivative · entry 13 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,020 Underlying: Common Stock · 6,054 shares Expires 2025-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2016. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 14:43 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 1,413 | $0.00 Strike: $134.73 | $0.00 |
DisclosureSEC source: 0001543407-18-000086 · edgar.xml · derivative · entry 12 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,413 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 25, 2015. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 14:43 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 1,825 | $252.32 | $460,484.00 |
DisclosureSEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 10 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,775 F2 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.18 through $252.54. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 14:43 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 951 | $252.39 | $240,022.89 |
DisclosureSEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 9 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 14:43 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 1,987 | $252.39 | $501,498.93 |
DisclosureSEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 8 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,551 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 14:43 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 2,938 | $170.69 | $501,487.22 |
DisclosureSEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 7 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 14:43 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 2,453 | $252.39 | $619,112.67 |
DisclosureSEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 6 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 14:43 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 3,601 | $252.39 | $908,856.39 |
DisclosureSEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 5 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,053 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 14:43 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 6,054 | $150.12 | $908,826.48 |
DisclosureSEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 4 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 14:43 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 658 | $252.39 | $166,072.62 |
DisclosureSEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 3 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 14:43 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 755 | $252.39 | $190,554.45 |
DisclosureSEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 2 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,258 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 14:43 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 1,413 | $134.73 | $190,373.49 |
DisclosureSEC source: 0001543407-18-000086 · edgar.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 20:16 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 4,724 | $0.00 Strike: $242.10 | $0.00 |
DisclosureSEC source: 0001543407-18-000081 · edgar.xml · derivative · entry 5 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,724 Underlying: Common Stock · 4,724 shares Expires 2028-11-26 F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2019. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 20:16 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 1,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000081 · edgar.xml · nonDerivative · entry 3 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 20:16 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 201 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000081 · edgar.xml · nonDerivative · entry 2 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,432 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 20:16 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 1,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000081 · edgar.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,633 F1 · shares: Represents shares vesting under performance units granted on November 26, 2015. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 20:00 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 4,230 | $0.00 Strike: $134.73 | $0.00 |
DisclosureSEC source: 0001543407-18-000030 · edgar.xml · derivative · entry 10 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,413 Underlying: Common Stock · 4,230 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 25, 2015. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 20:00 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 1,508 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001543407-18-000030 · edgar.xml · derivative · entry 9 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,508 shares Expires 2023-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2014. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 20:00 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 1,573 | $225.00 | $353,925.00 |
DisclosureSEC source: 0001543407-18-000030 · edgar.xml · nonDerivative · entry 7 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,253 Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 20:00 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 1,697 | $224.97 | $381,774.09 |
DisclosureSEC source: 0001543407-18-000030 · edgar.xml · nonDerivative · entry 6 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,826 Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 20:00 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 2,533 | $224.97 | $569,849.01 |
DisclosureSEC source: 0001543407-18-000030 · edgar.xml · nonDerivative · entry 5 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,523 Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 20:00 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 4,230 | $224.97 | $951,623.10 |
DisclosureSEC source: 0001543407-18-000030 · edgar.xml · nonDerivative · entry 4 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 20:00 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 778 | $224.97 | $175,026.66 |
DisclosureSEC source: 0001543407-18-000030 · edgar.xml · nonDerivative · entry 3 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,826 Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 20:00 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 730 | $224.97 | $164,228.10 |
DisclosureSEC source: 0001543407-18-000030 · edgar.xml · nonDerivative · entry 2 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,604 Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 20:00 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 1,508 | $224.97 | $339,254.76 |
DisclosureSEC source: 0001543407-18-000030 · edgar.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2017 Filed Nov 28, 2017 19:34 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 715 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-17-000052 · edgar.xml · nonDerivative · entry 1 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,826 F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
| November 26, 2017 Filed Nov 28, 2017 14:52 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 5,027 | $0.00 Strike: $226.28 | $0.00 |
DisclosureSEC source: 0001543407-17-000050 · edgar.xml · derivative · entry 5 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,027 Underlying: Common Stock · 5,027 shares Expires 2027-11-26 F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2018. Read SEC document |
| November 26, 2017 Filed Nov 28, 2017 14:52 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 525 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-17-000050 · edgar.xml · nonDerivative · entry 3 Borzi James W · CIK 0001495559 · EVP & Chief Supply Chain Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,111 F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.