Franzi Cristiano

SEC source: 0001062993-23-006064 · form4.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,145

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 2, 2023 from the settlement of vested restricted stock units granted on March 2, 2022.

SEC source: 0001062993-23-005848 · form4.xml · derivative · entry 3

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,965

Underlying: Common Stock, $1 par value · 63,965 shares

Expires 2033-03-01

F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date.

SEC source: 0001062993-23-005848 · form4.xml · nonDerivative · entry 2

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,292

F2 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. The shares have terms and conditions which provide for vesting at termination if the reporting person is involuntarily terminated prior to the vesting date for other than cause.

SEC source: 0001062993-23-005848 · form4.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,607

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

SEC source: 0001062993-23-003683 · form4.xml · nonDerivative · entry 2

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,179

F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2020 PSUs.

SEC source: 0001062993-23-003683 · form4.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,454

F1 · shares: Represents shares awarded from the performance share unit award granted on March 20, 2020 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2020 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2020 to December 31, 2022 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended.

SEC source: 0001062993-22-006844 · form4.xml · derivative · entry 2

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,899

Underlying: Common Stock, $1 par value · 37,899 shares

Expires 2032-03-02

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date.

SEC source: 0001062993-22-006844 · form4.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,365

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

SEC source: 0001062993-22-004276 · form4.xml · nonDerivative · entry 3

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,190

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares in 2019, 2020, and 2021 as part of the 2019 PSUs.

SEC source: 0001062993-22-004276 · form4.xml · nonDerivative · entry 2

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,713

F2 · shares: Represents shares awarded from the 2019 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR) performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

SEC source: 0001062993-22-004276 · form4.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,077

F1 · shares: Represents shares awarded from the performance share unit award granted on February 28, 2019 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2019 PSUs). The award provided that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the January 1, 2021 to December 31, 2021 performance period. These shares have vested as the relevant three-year performance period January 1, 2019 to December 31, 2021 (the Three-Year Performance Period) has ended.

SEC source: 0001715790-21-000002 · edgar.xml · derivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,201

Underlying: Common Stock, $1 par value · 79,201 shares

Expires 2031-03-03

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 3, 2022, the first anniversary of the grant date.

SEC source: 0001715790-21-000001 · edgar.xml · nonDerivative · entry 4

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,033

F4 · shares: Represents shares earned from the performance share unit award granted on February 28, 2019 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2020 to December 31, 2020. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2019 through December 31, 2021).

SEC source: 0001715790-21-000001 · edgar.xml · nonDerivative · entry 3

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,307

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares earned in 2018, 2019, and 2020 as part of the 2018 PSUs.

SEC source: 0001715790-21-000001 · edgar.xml · nonDerivative · entry 2

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,746

F2 · shares: Represents shares awarded from the 2018 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR) performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

SEC source: 0001715790-21-000001 · edgar.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,924

F1 · shares: Represents shares awarded from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2018 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the January 1, 2020 to December 31, 2020 performance period. These shares have vested as the relevant three-year performance period January 1, 2018 to December 31, 2020 (the Three-Year Performance Period) has ended.

SEC source: 0001715790-20-000004 · edgar.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,036

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on September 1, 2020 from the settlement of vested restricted stock units granted on September 1, 2017.

SEC source: 0001715790-20-000003 · edgar.xml · derivative · entry 4

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,400

Underlying: Common Stock, $1 par value · 46,600 shares

Expires 2027-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are exercisable in three equal annual installments beginning on September 1, 2018, the first anniversary of the grant date. On September 4, 2018 and September 3, 2019, 23,333 options became exercisable for a total of 46,666 exercisable options.

SEC source: 0001715790-20-000003 · edgar.xml · nonDerivative · entry 3

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,088

F4 · price: Price reflects weighted average sales price. Range of prices for transactions are $ 87.78 through $88.17 Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

SEC source: 0001715790-20-000003 · edgar.xml · nonDerivative · entry 2

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,788

F3 · price: Price reflects weighted average sales price. Range of prices for transactions are $ 86.77 through $87.77. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

SEC source: 0001715790-20-000003 · edgar.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Franzi with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Franzi.

SEC source: 0001715790-20-000002 · edgar.xml · derivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,573

Underlying: Common Stock, $1 par value · 63,573 shares

Expires 2030-03-20

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date.

SEC source: 0001715790-20-000001 · edgar.xml · nonDerivative · entry 2

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,002

F2 · shares: Represents shares earned from the performance share unit award granted on February 28, 2019 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2019 to December 31, 2019. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2019 through December 31, 2021).

SEC source: 0001715790-20-000001 · edgar.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,961

F1 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2019 through December 31, 2019. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020).

SEC source: 0001715790-19-000003 · edgar.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,833

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the partial vesting of restricted stock units granted on September 3, 2019.

SEC source: 0001715790-19-000002 · edgar.xml · derivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,869

Underlying: Common Stock, $1 Par Value · 54,869 shares

Expires 2029-02-28

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.

SEC source: 0001715790-19-000001 · edgar.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,073

F1 · shares: Represents shares earned from the performance share unit award granted on March 1, 2018 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 through December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from January 1, 2018 through December 31, 2020).

SEC source: 0001715790-18-000002 · edgar.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,933

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on September 1, 2017.

SEC source: 0001715790-18-000001 · edgar.xml · derivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,281

Underlying: Common Stock, $1 par value · 52,281 shares

Expires 2028-03-01

F1 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant.

SEC source: 0001715790-17-000002 · edgar.xml · derivative · entry 3

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock, $1 par value · 70,000 shares

Expires 2027-09-01

F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on September 4, 2018, the first anniversary of the grant date.

SEC source: 0001715790-17-000002 · edgar.xml · nonDerivative · entry 2

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

F2 · shares: The restricted stock units will vest in three equal annual installments beginning on September 4, 2018, the first anniversary of the grant date.

SEC source: 0001715790-17-000002 · edgar.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F1 · shares: The restricted stock units will vest on September 1, 2020.