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BAXTER INTERNATIONAL INC

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1707
SEC CIK
0000010456
Parsed reports
561

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2022 Filed May 5, 2022 21:23 UTC GrantCommon Stock, $1 par value 2,706 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011686 · form4.xml · nonDerivative · entry 1

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,335

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

Read SEC document
May 03, 2022 Filed May 5, 2022 21:22 UTC GrantCommon Stock, $1 par value 2,706 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011684 · form4.xml · nonDerivative · entry 1

Chen Thomas F · CIK 0001360147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,740

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,020 $0.00 Strike: $29.52 $0.00
Disclosure

SEC source: 0001062993-22-009944 · form4.xml · derivative · entry 5

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 4,020 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Stroucken on November 4, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Stroucken which were scheduled to expire on May 8, 2022.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:07 UTC SaleCommon Stock, $1 par value 1,215 $76.63 $93,105.45
Disclosure

SEC source: 0001062993-22-009944 · form4.xml · nonDerivative · entry 3

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,127

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Stroucken on November 4, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Stroucken which were scheduled to expire on May 8, 2022.

F3 · price: Price reflects weighted average sales price. Range of prices for transactions are $76.33 through $76.76. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:07 UTC SaleCommon Stock, $1 par value 2,805 $75.76 $212,506.80
Disclosure

SEC source: 0001062993-22-009944 · form4.xml · nonDerivative · entry 2

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,342

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Stroucken on November 4, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Stroucken which were scheduled to expire on May 8, 2022.

F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $75.32 through $76.30. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:07 UTC Exercise / conversionCommon Stock, $1 par value 4,020 $29.52 $118,670.40
Disclosure

SEC source: 0001062993-22-009944 · form4.xml · nonDerivative · entry 1

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Stroucken on November 4, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Stroucken which were scheduled to expire on May 8, 2022.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:05 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,020 $0.00 Strike: $29.52 $0.00
Disclosure

SEC source: 0001062993-22-009942 · form4.xml · derivative · entry 5

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 4,020 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Hellman on March 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Hellman which were scheduled to expire on May 8, 2022.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:05 UTC SaleCommon Stock, $1 par value 1,193 $76.63 $91,419.59
Disclosure

SEC source: 0001062993-22-009942 · form4.xml · nonDerivative · entry 3

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,629

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Hellman on March 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Hellman which were scheduled to expire on May 8, 2022.

F3 · price: Price reflects weighted average sales price. Range of prices for transactions are $76.33 through $76.81. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:05 UTC SaleCommon Stock, $1 par value 2,827 $75.76 $214,173.52
Disclosure

SEC source: 0001062993-22-009942 · form4.xml · nonDerivative · entry 2

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,822

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Hellman on March 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Hellman which were scheduled to expire on May 8, 2022.

F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $75.32 through $76.30. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:05 UTC Exercise / conversionCommon Stock, $1 par value 4,020 $29.52 $118,670.40
Disclosure

SEC source: 0001062993-22-009942 · form4.xml · nonDerivative · entry 1

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Hellman on March 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Hellman which were scheduled to expire on May 8, 2022.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,005 $0.00 Strike: $29.52 $0.00
Disclosure

SEC source: 0001062993-22-009782 · form4.xml · derivative · entry 3

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005

Underlying: Common Stock, $1 par value · 1,005 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Forsyth November 4, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth which were scheduled to expire on May 8, 2022.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:57 UTC SaleCommon Stock, $1 par value 1,005 $77.68 $78,068.40
Disclosure

SEC source: 0001062993-22-009782 · form4.xml · nonDerivative · entry 2

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,029

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Forsyth November 4, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth which were scheduled to expire on May 8, 2022.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:57 UTC Exercise / conversionCommon Stock, $1 par value 1,005 $29.52 $29,667.60
Disclosure

SEC source: 0001062993-22-009782 · form4.xml · nonDerivative · entry 1

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Forsyth November 4, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth which were scheduled to expire on May 8, 2022.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:18 UTC
Stevens BrianSVP, CAO and Controller
Tax withholdingCommon Stock, $1 par value 157 $79.05 $12,410.85
Disclosure

SEC source: 0001062993-22-008416 · form4.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,993

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 21, 2022 from the settlement of vested restricted stock units granted on March 20, 2020.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 22:25 UTC
Stevens BrianSVP, CAO and Controller
Tax withholdingCommon Stock, $1 par value 172 $85.19 $14,652.68
Disclosure

SEC source: 0001062993-22-006917 · form4.xml · nonDerivative · entry 4

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,151

F4 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 3, 2022 from the settlement of vested restricted stock units granted on March 3, 2021.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:25 UTC
Stevens BrianSVP, CAO and Controller
GrantStock Option (Right to Buy) · Derivative 8,269 $0.00 Strike: $85.23 $0.00
Disclosure

SEC source: 0001062993-22-006917 · form4.xml · derivative · entry 5

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,269

Underlying: Common Stock, $1 par value · 8,269 shares

Expires 2032-03-02

F5 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:25 UTC
Stevens BrianSVP, CAO and Controller
GrantCommon Stock, $1 par value 8,918 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006917 · form4.xml · nonDerivative · entry 3

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,324

F3 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest on March 3, 2025, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:25 UTC
Stevens BrianSVP, CAO and Controller
GrantCommon Stock, $1 par value 3,567 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006917 · form4.xml · nonDerivative · entry 2

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,406

F2 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:11 UTC
SACCARO JAMESEVP, Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 49,613 $0.00 Strike: $85.23 $0.00
Disclosure

SEC source: 0001062993-22-006854 · form4.xml · derivative · entry 2

SACCARO JAMES · CIK 0001593636 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,613

Underlying: Common Stock, $1 par value · 49,613 shares

Expires 2032-03-02

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:11 UTC
SACCARO JAMESEVP, Chief Financial Officer
GrantCommon Stock, $1 par value 10,702 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006854 · form4.xml · nonDerivative · entry 1

SACCARO JAMES · CIK 0001593636 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,276

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:10 UTC
Martin SeanSVP and General Counsel
GrantStock Option (Right to Buy) · Derivative 31,008 $0.00 Strike: $85.23 $0.00
Disclosure

SEC source: 0001062993-22-006850 · form4.xml · derivative · entry 2

Martin Sean · CIK 0001500332 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,008

Underlying: Common Stock, $1 par value · 31,008 shares

Expires 2032-03-02

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:10 UTC
Martin SeanSVP and General Counsel
GrantCommon Stock, $1 par value 6,688 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006850 · form4.xml · nonDerivative · entry 1

Martin Sean · CIK 0001500332 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,632

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:10 UTC
Mason Jeanne KSVP, Human Resources
GrantStock Option (Right to Buy) · Derivative 23,428 $0.00 Strike: $85.23 $0.00
Disclosure

SEC source: 0001062993-22-006852 · form4.xml · derivative · entry 2

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,428

Underlying: Common Stock, $1 par value · 23,428 shares

Expires 2032-03-02

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:10 UTC
Mason Jeanne KSVP, Human Resources
GrantCommon Stock, $1 par value 5,054 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006852 · form4.xml · nonDerivative · entry 1

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,153

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:09 UTC
Kunzler JacquelineSVP, Chief Quality Officer
GrantStock Option (Right to Buy) · Derivative 13,781 $0.00 Strike: $85.23 $0.00
Disclosure

SEC source: 0001062993-22-006848 · form4.xml · derivative · entry 2

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,781

Underlying: Common Stock, $1 par value · 13,781 shares

Expires 2032-03-02

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:09 UTC
Kunzler JacquelineSVP, Chief Quality Officer
GrantCommon Stock, $1 par value 2,973 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006848 · form4.xml · nonDerivative · entry 1

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,976

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:08 UTC
Frye AndrewSVP, President, APAC
GrantStock Option (Right to Buy) · Derivative 34,454 $0.00 Strike: $85.23 $0.00
Disclosure

SEC source: 0001062993-22-006846 · form4.xml · derivative · entry 2

Frye Andrew · CIK 0001712314 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,454

Underlying: Common Stock, $1 par value · 34,454 shares

Expires 2032-03-02

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:08 UTC
Frye AndrewSVP, President, APAC
GrantCommon Stock, $1 par value 7,432 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006846 · form4.xml · nonDerivative · entry 1

Frye Andrew · CIK 0001712314 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,002

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:07 UTC
Franzi CristianoSVP, President, EMEA
GrantStock Option (Right to Buy) · Derivative 37,899 $0.00 Strike: $85.23 $0.00
Disclosure

SEC source: 0001062993-22-006844 · form4.xml · derivative · entry 2

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,899

Underlying: Common Stock, $1 par value · 37,899 shares

Expires 2032-03-02

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:07 UTC
Franzi CristianoSVP, President, EMEA
GrantCommon Stock, $1 par value 8,175 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006844 · form4.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,365

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:06 UTC
ALMEIDA JOSE EChairman, CEO and President
GrantStock Option (Right to Buy) · Derivative 151,596 $0.00 Strike: $85.23 $0.00
Disclosure

SEC source: 0001062993-22-006840 · form4.xml · derivative · entry 2

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,596

Underlying: Common Stock, $1 par value · 151,596 shares

Expires 2032-03-02

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:06 UTC
ALMEIDA JOSE EChairman, CEO and President
GrantCommon Stock, $1 par value 32,699 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006840 · form4.xml · nonDerivative · entry 1

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,435

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:07 UTC
Borzi James WSVP, Global Supply Chain
GrantStock Option (Right to Buy) · Derivative 19,294 $0.00 Strike: $85.23 $0.00
Disclosure

SEC source: 0001062993-22-006842 · form4.xml · derivative · entry 2

Borzi James W · CIK 0001495559 · SVP, Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,294

Underlying: Common Stock, $1 par value · 19,294 shares

Expires 2032-03-02

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:07 UTC
Borzi James WSVP, Global Supply Chain
GrantCommon Stock, $1 par value 4,162 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006842 · form4.xml · nonDerivative · entry 1

Borzi James W · CIK 0001495559 · SVP, Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,356

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:05 UTC
Accogli GiuseppeEVP, Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 55,126 $0.00 Strike: $85.23 $0.00
Disclosure

SEC source: 0001062993-22-006838 · form4.xml · derivative · entry 2

Accogli Giuseppe · CIK 0001678067 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,126

Underlying: Common Stock, $1 par value · 55,126 shares

Expires 2032-03-02

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:05 UTC
Accogli GiuseppeEVP, Chief Operating Officer
GrantCommon Stock, $1 par value 11,891 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006838 · form4.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,495

F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,005 $0.00 Strike: $29.52 $0.00
Disclosure

SEC source: 0001062993-22-006635 · form4.xml · derivative · entry 3

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,010

Underlying: Common Stock, $1 par value · 1,005 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Forsyth on November 4, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth which are scheduled to expire on May 8, 2022.

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March 01, 2022 Filed Mar 3, 2022 21:07 UTC SaleCommon Stock, $1 par value 1,005 $84.82 $85,244.10
Disclosure

SEC source: 0001062993-22-006635 · form4.xml · nonDerivative · entry 2

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,029

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Forsyth on November 4, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth which are scheduled to expire on May 8, 2022.

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March 01, 2022 Filed Mar 3, 2022 21:07 UTC Exercise / conversionCommon Stock, $1 par value 1,005 $29.52 $29,667.60
Disclosure

SEC source: 0001062993-22-006635 · form4.xml · nonDerivative · entry 1

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Forsyth on November 4, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth which are scheduled to expire on May 8, 2022.

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February 28, 2022 Filed Mar 1, 2022 21:13 UTC
Stevens BrianSVP, CAO and Controller
SaleCommon Stock, $1 par value 175 $86.07 $15,062.25
Disclosure

SEC source: 0001062993-22-006087 · form4.xml · nonDerivative · entry 2

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,011

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Stevens on November 2, 2021 with respect to certain vested restricted stock units previously granted by Baxter International Inc. to Mr. Stevens.

F3 · price: Price reflects weighted average sales price. Range of prices for transactions are $85.06 through $85.07. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.

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February 28, 2022 Filed Mar 1, 2022 21:13 UTC
Stevens BrianSVP, CAO and Controller
SaleCommon Stock, $1 par value 2,325 $85.46 $198,694.50
Disclosure

SEC source: 0001062993-22-006087 · form4.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,186

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Stevens on November 2, 2021 with respect to certain vested restricted stock units previously granted by Baxter International Inc. to Mr. Stevens.

F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $85.00 through $85.95. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.

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February 28, 2022 Filed Mar 4, 2022 22:25 UTC
Stevens BrianSVP, CAO and Controller
Tax withholdingCommon Stock, $1 par value 172 $84.97 $14,614.84
Disclosure

SEC source: 0001062993-22-006917 · form4.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,839

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on February 28, 2022 from the settlement of vested restricted stock units granted on February 28, 2019.

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February 14, 2022 Filed Feb 16, 2022 21:05 UTC
Mason Jeanne KSVP, Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 18,048 $0.00 Strike: $30.95 $0.00
Disclosure

SEC source: 0001062993-22-004583 · form4.xml · derivative · entry 6

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 18,048 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Ms. Mason on November 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 6, 2022.

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February 14, 2022 Filed Feb 16, 2022 21:05 UTC
Mason Jeanne KSVP, Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 18,048 $0.00 Strike: $30.95 $0.00
Disclosure

SEC source: 0001062993-22-004583 · form4.xml · derivative · entry 5

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,048

Underlying: Common Stock, $1 par value · 18,048 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Ms. Mason on November 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 6, 2022.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:05 UTC
Mason Jeanne KSVP, Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 18,047 $0.00 Strike: $30.95 $0.00
Disclosure

SEC source: 0001062993-22-004583 · form4.xml · derivative · entry 4

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,096

Underlying: Common Stock, $1 par value · 18,047 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Ms. Mason on November 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 6, 2022.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:05 UTC
Mason Jeanne KSVP, Human Resources
SaleCommon Stock, $1 par value 18,302 $85.54 $1,565,553.08
Disclosure

SEC source: 0001062993-22-004583 · form4.xml · nonDerivative · entry 3

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,099

F3 · price: Price reflects weighted average sales price. Range of prices for transactions are $85.44 through $85.62. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.

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February 14, 2022 Filed Feb 16, 2022 21:05 UTC
Mason Jeanne KSVP, Human Resources
SaleCommon Stock, $1 par value 35,841 $84.75 $3,037,524.75
Disclosure

SEC source: 0001062993-22-004583 · form4.xml · nonDerivative · entry 2

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,401

F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $84.37 through $85.26. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.

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February 14, 2022 Filed Feb 16, 2022 21:05 UTC
Mason Jeanne KSVP, Human Resources
Exercise / conversionCommon Stock, $1 par value 54,143 $30.95 $1,675,725.85
Disclosure

SEC source: 0001062993-22-004583 · form4.xml · nonDerivative · entry 1

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Ms. Mason on November 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 6, 2022.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:18 UTC
Stevens BrianSVP, CAO and Controller
Tax withholdingCommon Stock, $1 par value 468 $87.75 $41,067.00
Disclosure

SEC source: 0001062993-22-004285 · form4.xml · nonDerivative · entry 3

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,511

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares in 2019, 2020, and 2021 as part of the 2019 PSUs.

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February 10, 2022 Filed Feb 14, 2022 21:18 UTC
Stevens BrianSVP, CAO and Controller
GrantCommon Stock, $1 par value 724 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004285 · form4.xml · nonDerivative · entry 2

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,979

F2 · shares: Represents shares awarded from the 2019 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR) performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.