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BAXTER INTERNATIONAL INC

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1707
SEC CIK
0000010456
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561

Last 12 months

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2017 Filed Sep 6, 2017 21:41 UTC
Accogli GiuseppeSVP, President, Global Bus.
GrantCommon Stock, $1 par value 25,000 $0.00 $0.00
Disclosure

SEC source: 0001678067-17-000007 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,616

F1 · shares: The reporting person received a grant of 25,000 restricted stock units which are scheduled to vest on September 1, 2021, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2015 Incentive Plan.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 21:09 UTC
Pleau ScottSVP, Operations
Tax withholdingCommon Stock, $1 par value 2,177 $62.23 $135,474.71
Disclosure

SEC source: 0001678065-17-000002 · edgar.xml · nonDerivative · entry 1

Pleau Scott · CIK 0001678065 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,040

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on September 1, 2016.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 21:04 UTC
Frye AndrewSVP, President, APAC
GrantEmployee Stock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $62.23 $0.00
Disclosure

SEC source: 0001712314-17-000002 · edgar.xml · derivative · entry 3

Frye Andrew · CIK 0001712314 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock, $1 par value · 40,000 shares

Expires 2027-09-01

F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on September 4, 2018, the first anniversary of the grant date.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 21:04 UTC
Frye AndrewSVP, President, APAC
GrantCommon Stock, $1 par value 11,000 $0.00 $0.00
Disclosure

SEC source: 0001712314-17-000002 · edgar.xml · nonDerivative · entry 2

Frye Andrew · CIK 0001712314 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F2 · shares: The restricted stock units will vest in three equal annual installments beginning on September 4, 2018, the first anniversary of the grant date.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 21:04 UTC
Frye AndrewSVP, President, APAC
GrantCommon Stock, $1 par value 7,000 $0.00 $0.00
Disclosure

SEC source: 0001712314-17-000002 · edgar.xml · nonDerivative · entry 1

Frye Andrew · CIK 0001712314 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

F1 · shares: The restricted stock units will vest on September 1, 2020.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 20:59 UTC
Franzi CristianoSVP, President, EMEA
GrantEmployee Stock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $62.23 $0.00
Disclosure

SEC source: 0001715790-17-000002 · edgar.xml · derivative · entry 3

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock, $1 par value · 70,000 shares

Expires 2027-09-01

F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on September 4, 2018, the first anniversary of the grant date.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 20:59 UTC
Franzi CristianoSVP, President, EMEA
GrantCommon Stock, $1 par value 21,000 $0.00 $0.00
Disclosure

SEC source: 0001715790-17-000002 · edgar.xml · nonDerivative · entry 2

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

F2 · shares: The restricted stock units will vest in three equal annual installments beginning on September 4, 2018, the first anniversary of the grant date.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 20:59 UTC
Franzi CristianoSVP, President, EMEA
GrantCommon Stock, $1 par value 12,000 $0.00 $0.00
Disclosure

SEC source: 0001715790-17-000002 · edgar.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F1 · shares: The restricted stock units will vest on September 1, 2020.

Read SEC document
August 25, 2017 Filed Aug 29, 2017 20:03 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,680 $0.00 Strike: $26.78 $0.00
Disclosure

SEC source: 0001262931-17-000003 · edgar.xml · derivative · entry 5

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 5,680 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2017 Filed Aug 29, 2017 20:03 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,760 $0.00 Strike: $33.77 $0.00
Disclosure

SEC source: 0001262931-17-000003 · edgar.xml · derivative · entry 4

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 3,760 shares

Expires 2018-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2017 Filed Aug 29, 2017 20:03 UTC SaleCommon Stock, $1 par value 9,440 $61.76 $583,014.40
Disclosure

SEC source: 0001262931-17-000003 · edgar.xml · nonDerivative · entry 3

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,684

Read SEC document
August 25, 2017 Filed Aug 29, 2017 20:03 UTC Exercise / conversionCommon Stock, $1 par value 5,680 $26.78 $152,110.40
Disclosure

SEC source: 0001262931-17-000003 · edgar.xml · nonDerivative · entry 2

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2017 Filed Aug 29, 2017 20:03 UTC Exercise / conversionCommon Stock, $1 par value 3,760 $33.77 $126,975.20
Disclosure

SEC source: 0001262931-17-000003 · edgar.xml · nonDerivative · entry 1

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2017 Filed Aug 25, 2017 20:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,020 $0.00 Strike: $29.52 $0.00
Disclosure

SEC source: 0001206256-17-000005 · edgar.xml · derivative · entry 4

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 4,020 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2017 Filed Aug 25, 2017 20:02 UTC SaleCommon Stock, $1 par value 4,020 $61.61 $247,672.20
Disclosure

SEC source: 0001206256-17-000005 · edgar.xml · nonDerivative · entry 2

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,848

F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $61.61 through $61.62. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.

Read SEC document
August 24, 2017 Filed Aug 25, 2017 20:02 UTC Exercise / conversionCommon Stock, $1 par value 4,020 $29.52 $118,670.40
Disclosure

SEC source: 0001206256-17-000005 · edgar.xml · nonDerivative · entry 1

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:08 UTC
Accogli GiuseppeSVP, President, Global Bus.
Exercise / conversionStock Option (Right to Buy) · Derivative 1,335 $0.00 Strike: $37.38 $0.00
Disclosure

SEC source: 0001678067-17-000006 · edgar.xml · derivative · entry 4

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, $1 par value · 1,335 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:08 UTC
Accogli GiuseppeSVP, President, Global Bus.
Exercise / conversionStock Option (Right to Buy) · Derivative 11,335 $0.00 Strike: $37.38 $0.00
Disclosure

SEC source: 0001678067-17-000006 · edgar.xml · derivative · entry 3

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 11,335 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:08 UTC
Accogli GiuseppeSVP, President, Global Bus.
SaleCommon Stock, $1 par value 12,670 $60.96 $772,363.20
Disclosure

SEC source: 0001678067-17-000006 · edgar.xml · nonDerivative · entry 2

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,616

F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $60.95 through $60.98. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:08 UTC
Accogli GiuseppeSVP, President, Global Bus.
Exercise / conversionCommon Stock, $1 par value 12,670 $37.38 $473,604.60
Disclosure

SEC source: 0001678067-17-000006 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 20:19 UTC GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative 24 $62.73 $1,505.52
Disclosure

SEC source: 0001360147-17-000004 · edgar.xml · derivative · entry 1

Chen Thomas F · CIK 0001360147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock, $1 par value · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Director Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Director Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

Read SEC document
July 17, 2017 Filed Jul 18, 2017 20:13 UTC GrantCommon Stock, $1 par value 2,425 Not disclosed Not disclosed
Disclosure

SEC source: 0001322028-17-000004 · edgar.xml · nonDerivative · entry 1

Smith Cathy R · CIK 0001322028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425

F1 · price: The reporting person received a grant of 2,425 fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the grant.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:03 UTC
Mason Jeanne KSVP, Human Resources
Tax withholdingCommon Stock, $1 par value 12,164 $59.72 $726,434.08
Disclosure

SEC source: 0001362109-17-000004 · edgar.xml · nonDerivative · entry 1

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,222

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock granted on June 2, 2014.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:01 UTC
Accogli GiuseppeSVP, President, Global Bus.
Tax withholdingCommon Stock, $1 par value 1,947 $59.72 $116,274.84
Disclosure

SEC source: 0001678067-17-000005 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,570

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock granted on June 2, 2014.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 21:13 UTC
Third Point LLCDirector · See Remarks
Loeb Daniel SDirector · See Remarks
SaleCommon Stock, $1.00 par value ("Common Stock") 5,000,000 $59.50 $297,500,000.00
Disclosure

SEC source: 0000899243-17-015179 · doc4.xml · nonDerivative · entry 1

Third Point LLC · CIK 0001040273 · Director · See Remarks

Loeb Daniel S · CIK 0001300345 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 41,001,790

F1 · ownership.nature: Except as otherwise noted herein, the securities disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Third Point LLC ("Third Point"). Daniel S. Loeb is the Chief Executive Officer of Third Point. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, Third Point and Mr. Loeb may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. Third Point and Mr. Loeb hereby disclaim beneficial ownership of all securities, except to the extent of any indirect pecuniary interest therein.

Read SEC document
May 23, 2017 Filed May 24, 2017 21:00 UTC SaleCommon Stock, $1 par value 2,618 $57.92 $151,634.56
Disclosure

SEC source: 0001206256-17-000004 · edgar.xml · nonDerivative · entry 1

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,848

Read SEC document
May 10, 2017 Filed May 12, 2017 19:58 UTC GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative 29 $56.19 $1,629.51
Disclosure

SEC source: 0001360147-17-000003 · edgar.xml · derivative · entry 1

Chen Thomas F · CIK 0001360147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,815

Underlying: Common Stock, $1 par value · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

Read SEC document
May 09, 2017 Filed May 10, 2017 20:16 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,760 $0.00 Strike: $33.77 $0.00
Disclosure

SEC source: 0001206256-17-000003 · edgar.xml · derivative · entry 4

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 3,760 shares

Expires 2018-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 10, 2017 20:16 UTC SaleCommon Stock, $1 par value 3,760 $55.89 $210,146.40
Disclosure

SEC source: 0001206256-17-000003 · edgar.xml · nonDerivative · entry 2

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,466

Read SEC document
May 09, 2017 Filed May 10, 2017 20:16 UTC Exercise / conversionCommon Stock, $1 par value 3,760 $33.77 $126,975.20
Disclosure

SEC source: 0001206256-17-000003 · edgar.xml · nonDerivative · entry 1

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionStock Option (Right to Buy) · Derivative 47,000 $0.00 Strike: $37.38 $0.00
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 19

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,414

Underlying: Common Stock, $1 par value · 47,000 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionStock Option (Right to Buy) · Derivative 14,331 $0.00 Strike: $37.17 $0.00
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 18

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 14,331 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionStock Option (Right to Buy) · Derivative 14,331 $0.00 Strike: $37.17 $0.00
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 17

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 14,331 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionStock Option (Right to Buy) · Derivative 14,330 $0.00 Strike: $37.17 $0.00
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 16

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 14,330 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionStock Option (Right to Buy) · Derivative 3,334 $0.00 Strike: $36.71 $0.00
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 15

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 3,334 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $36.71 $0.00
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 14

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 3,333 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $36.71 $0.00
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 13

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 3,333 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionStock Option (Right to Buy) · Derivative 6,543 $0.00 Strike: $37.82 $0.00
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 12

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 6,543 shares

Expires 2023-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionStock Option (Right to Buy) · Derivative 6,542 $0.00 Strike: $37.82 $0.00
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 11

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 6,542 shares

Expires 2023-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionStock Option (Right to Buy) · Derivative 6,542 $0.00 Strike: $37.82 $0.00
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 10

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 6,542 shares

Expires 2023-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionStock Option (Right to Buy) · Derivative 6,563 $0.00 Strike: $30.95 $0.00
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 9

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 6,563 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionStock Option (Right to Buy) · Derivative 4,550 $0.00 Strike: $28.97 $0.00
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · derivative · entry 8

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 4,550 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
SaleCommon Stock, $1 par value 130,732 $55.69 $7,280,465.08
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · nonDerivative · entry 7

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,416

F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $55.65 through $55.79. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.

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May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionCommon Stock, $1 par value 47,000 $37.38 $1,756,860.00
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · nonDerivative · entry 6

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionCommon Stock, $1 par value 42,992 $37.17 $1,598,012.64
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · nonDerivative · entry 5

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionCommon Stock, $1 par value 10,000 $36.71 $367,100.00
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · nonDerivative · entry 4

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionCommon Stock, $1 par value 19,627 $37.82 $742,293.14
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · nonDerivative · entry 3

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionCommon Stock, $1 par value 6,563 $30.95 $203,124.85
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · nonDerivative · entry 2

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2017 Filed May 9, 2017 21:16 UTC
Eyre Brik VSr VP, President, Americas
Exercise / conversionCommon Stock, $1 par value 4,550 $28.97 $131,813.50
Disclosure

SEC source: 0001645572-17-000005 · edgar.xml · nonDerivative · entry 1

Eyre Brik V · CIK 0001645572 · Sr VP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 05, 2017 Filed May 9, 2017 20:25 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,320 $0.00 Strike: $24.27 $0.00
Disclosure

SEC source: 0001124165-17-000002 · edgar.xml · derivative · entry 8

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 4,320 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.