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BAXTER INTERNATIONAL INC

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1707
SEC CIK
0000010456
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561

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2019 Filed Feb 21, 2019 21:04 UTC
Accogli GiuseppeSVP, President, Global Bus.
GrantCommon Stock, $1 par value 3,353 $0.00 $0.00
Disclosure

SEC source: 0001678067-19-000001 · edgar.xml · nonDerivative · entry 4

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,990

F4 · shares: Represents shares earned from the performance share unit award granted on March 2, 2017 pursuant to the Equity Plan adopted by Baxter as of such date. The award provides that fifty percent of the performance share units are earned based on Baxter's OM performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares earned based on Baxter's OM, as assessed from January 1, 2018 to December 31, 2018. These shares are scheduled to vest after the end of the relevant three-year performance period (which runs from Janaury 1, 2017 through December 31, 2019).

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February 19, 2019 Filed Feb 21, 2019 21:04 UTC
Accogli GiuseppeSVP, President, Global Bus.
Tax withholdingCommon Stock, $1 par value 1,673 $73.47 $122,915.31
Disclosure

SEC source: 0001678067-19-000001 · edgar.xml · nonDerivative · entry 3

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,637

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of shares earned in 2016, 2017, and 2018 as part of the 2016 PSUs.

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February 19, 2019 Filed Feb 21, 2019 21:04 UTC
Accogli GiuseppeSVP, President, Global Bus.
GrantCommon Stock, $1 par vale 3,156 $0.00 $0.00
Disclosure

SEC source: 0001678067-19-000001 · edgar.xml · nonDerivative · entry 2

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,310

F2 · shares: Represents shares awarded from the 2016 PSUs. The award provides that fifty percent of the performance share units are earned based on Baxter's Total Shareholder Return (TSR), formerly known as Growth in Shareholder Value, performance over the Three-Year Performance Period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's TSR during the Three-Year Performance Period. These shares have vested as the Three-Year Performance Period has ended.

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February 19, 2019 Filed Feb 21, 2019 21:04 UTC
Accogli GiuseppeSVP, President, Global Bus.
GrantCommon Stock, $1 par value 645 $0.00 $0.00
Disclosure

SEC source: 0001678067-19-000001 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,154

F1 · shares: Represents shares awarded from the performance share unit award granted on March 3, 2016 pursuant to the Equity Plan adopted by Baxter International Inc. (Baxter) as of such date (the 2016 PSUs). The award provides that fifty percent of the performance share units are earned based on Baxter's Adjusted Operating Margin (OM) performance, as assessed annually over a three-year period. One-third of the OM performance share units are allocated to each one-year period. The number of shares reported on this Form 4 represents the shares awarded based on Baxter's OM during the Janaury 1, 2018 to December 31, 2018 performance period. These shares have vested as the relevant three-year performance period January 1, 2016 to December 31, 2018 (the Three-Year Performance Period) has ended.

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February 18, 2019 Filed Feb 20, 2019 21:40 UTC GrantCommon Stock, $1 par value 444 Not disclosed Not disclosed
Disclosure

SEC source: 0001204081-19-000006 · edgar.xml · nonDerivative · entry 1

MORRISON PATRICIA · CIK 0001204081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444

F1 · shares: The reporting person received a grant of 444 fully vested shares of common stock of Baxter International Inc. subject to the terms and conditions of the applicable grant.

F1 · price: The reporting person received a grant of 444 fully vested shares of common stock of Baxter International Inc. subject to the terms and conditions of the applicable grant.

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February 18, 2019 Filed Feb 20, 2019 21:42 UTC GrantCommon Stock, $1 par value 444 Not disclosed Not disclosed
Disclosure

SEC source: 0001400568-19-000002 · edgar.xml · nonDerivative · entry 1

Wendell Amy McBride · CIK 0001400568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,444

F1 · shares: The reporting person received a grant of 444 fully vested shares of common stock of Baxter International Inc. subject to the terms and conditions of the applicable grant.

F1 · price: The reporting person received a grant of 444 fully vested shares of common stock of Baxter International Inc. subject to the terms and conditions of the applicable grant.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 23:35 UTC SaleCommon Stock, $1 par value 1,638 $73.75 $120,802.50
Disclosure

SEC source: 0001124165-19-000002 · edgar.xml · nonDerivative · entry 1

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,780

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stallkamp with respect to certain vested Restricted Stock Units previously granted by Baxter International Inc. to Mr. Stallkamp.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:27 UTC
Mason Jeanne KSVP, Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 12,425 $31.77 Strike: $31.77 $394,742.25
Disclosure

SEC source: 0001362109-19-000001 · edgar.xml · derivative · entry 5

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 12,425 shares

Expires 2020-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain Stock Options previously granted by Baxter International Inc. to Ms. Mason.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:27 UTC
Mason Jeanne KSVP, Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 12,425 $31.77 Strike: $31.77 $394,742.25
Disclosure

SEC source: 0001362109-19-000001 · edgar.xml · derivative · entry 4

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,425

Underlying: Common Stock, $1 par value · 12,425 shares

Expires 2020-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain Stock Options previously granted by Baxter International Inc. to Ms. Mason.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:27 UTC
Mason Jeanne KSVP, Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 12,424 $31.77 Strike: $31.77 $394,710.48
Disclosure

SEC source: 0001362109-19-000001 · edgar.xml · derivative · entry 3

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,850

Underlying: Common Stock, $1 par value · 12,424 shares

Expires 2020-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain Stock Options previously granted by Baxter International Inc. to Ms. Mason.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:27 UTC
Mason Jeanne KSVP, Human Resources
SaleCommon Stock, $1 par value 37,274 $72.00 $2,683,728.00
Disclosure

SEC source: 0001362109-19-000001 · edgar.xml · nonDerivative · entry 2

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,382

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain Stock Options previously granted by Baxter International Inc. to Ms. Mason.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:27 UTC
Mason Jeanne KSVP, Human Resources
Exercise / conversionCommon Stock, $1 par value 37,274 $31.77 $1,184,194.98
Disclosure

SEC source: 0001362109-19-000001 · edgar.xml · nonDerivative · entry 1

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain Stock Options previously granted by Baxter International Inc. to Ms. Mason.

Read SEC document
January 18, 2019 Filed Jan 23, 2019 22:36 UTC SaleCommon Stock, $1 par value 3,187 $70.00 $223,090.00
Disclosure

SEC source: 0001124165-19-000001 · edgar.xml · nonDerivative · entry 1

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,418

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stallkamp with respect to certain vested Restricted Stock Units previously granted by Baxter International Inc. to Mr. Stallkamp.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 22:32 UTC GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative 73 $66.12 $4,826.76
Disclosure

SEC source: 0001220966-19-000001 · edgar.xml · derivative · entry 1

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,632

Underlying: Common Stock, $1 par value · 73 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 22:31 UTC GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative 78 $66.12 $5,157.36
Disclosure

SEC source: 0001360147-19-000001 · edgar.xml · derivative · entry 1

Chen Thomas F · CIK 0001360147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,242

Underlying: Common Stock, $1 par value · 78 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,110 $0.00 Strike: $39.83 $0.00
Disclosure

SEC source: 0001206256-18-000006 · edgar.xml · derivative · entry 4

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock,$1 Par value · 4,110 shares

Expires 2024-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:21 UTC SaleCommon Stock, $1 par value 4,110 $66.69 $274,095.90
Disclosure

SEC source: 0001206256-18-000006 · edgar.xml · nonDerivative · entry 2

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,848

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:21 UTC Exercise / conversionCommon Stock, $1 par value 4,110 $39.83 $163,701.30
Disclosure

SEC source: 0001206256-18-000006 · edgar.xml · nonDerivative · entry 1

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $24.27 $0.00
Disclosure

SEC source: 0001262931-18-000002 · edgar.xml · derivative · entry 3

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820

Underlying: Common Stock, $1 par value · 1,500 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Forsyth with respect to certain vested stock options granted by Baxter International Inc. to Mr. Forsyth

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:18 UTC SaleCommon Stock, $1 par value 1,500 $67.02 $100,530.00
Disclosure

SEC source: 0001262931-18-000002 · edgar.xml · nonDerivative · entry 2

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,140

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:18 UTC Exercise / conversionCommon Stock, $1 par value 1,500 $24.27 $36,405.00
Disclosure

SEC source: 0001262931-18-000002 · edgar.xml · nonDerivative · entry 1

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Forsyth with respect to certain vested stock options granted by Baxter International Inc. to Mr. Forsyth

Read SEC document
December 03, 2018 Filed Dec 4, 2018 22:12 UTC
Third Point LLCDirector · See Remarks
Loeb Daniel SDirector · See Remarks
SaleCommon Stock, $1.00 par value ("Common Stock") 8,000,000 $68.62 $548,960,000.00
Disclosure

SEC source: 0000899243-18-030057 · doc4.xml · nonDerivative · entry 1

Third Point LLC · CIK 0001040273 · Director · See Remarks

Loeb Daniel S · CIK 0001300345 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,008,124.8167

F1 · balance_after: Includes (1) 6,290 stock options granted to Munib Islam which became exercisable on the date of the Issuer's 2016 annual meeting of stockholders at an exercise price of $32.85 and (2) 44.8167 shares accumulated from stock dividends on restricted stock units previously awarded to Mr. Islam.

F2 · ownership.nature: Except as otherwise noted herein, the securities disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Third Point LLC ("Third Point"). Daniel S. Loeb is the Chief Executive Officer of Third Point. By reason of the provisions of Rule 16a-l under the Securities Exchange Act of 1934, as amended, Third Point and Mr. Loeb may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. Third Point and Mr. Loeb hereby disclaim beneficial ownership of all securities, except to the extent of any indirect pecuniary interest therein.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:37 UTC
Stevens BrianSVP, CAO and Controller
GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $69.20 $0.00
Disclosure

SEC source: 0001557559-18-000002 · edgar.xml · derivative · entry 3

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock, $1 par value · 70,000 shares

Expires 2028-12-01

F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on December 3, 2019, the first anniversary of the grant date.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:37 UTC
Stevens BrianSVP, CAO and Controller
GrantCommon Stock, $1 par value 7,500 $0.00 $0.00
Disclosure

SEC source: 0001557559-18-000002 · edgar.xml · nonDerivative · entry 2

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F2 · shares: The restricted stock units are scheduled to vest in full on December 3, 2021.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:37 UTC
Stevens BrianSVP, CAO and Controller
GrantCommon Stock, $1 par value 7,500 $0.00 $0.00
Disclosure

SEC source: 0001557559-18-000002 · edgar.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: The restricted stock units are scheduled to vest in three equal annual installments beginning on December 3, 2019, the first anniversary of the grant date.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:17 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,360 $0.00 Strike: $44.39 $0.00
Disclosure

SEC source: 0001206256-18-000005 · edgar.xml · derivative · entry 6

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 6,360 shares

Expires 2026-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:17 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,389 $0.00 Strike: $37.50 $0.00
Disclosure

SEC source: 0001206256-18-000005 · edgar.xml · derivative · entry 5

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 5,389 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:17 UTC SaleCommon Stock, $1 par value 11,749 $68.48 $804,571.52
Disclosure

SEC source: 0001206256-18-000005 · edgar.xml · nonDerivative · entry 3

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,848

F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $68.47 through $68.54. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:17 UTC Exercise / conversionCommon Stock, $1 par value 6,360 $44.39 $282,320.40
Disclosure

SEC source: 0001206256-18-000005 · edgar.xml · nonDerivative · entry 2

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:17 UTC Exercise / conversionCommon Stock, $1 par value 5,389 $37.50 $202,087.50
Disclosure

SEC source: 0001206256-18-000005 · edgar.xml · nonDerivative · entry 1

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:49 UTC GrantDeferred Comp Plan Baxer Common Stock Fund · Derivative 73 $65.83 $4,805.59
Disclosure

SEC source: 0001220966-18-000005 · edgar.xml · derivative · entry 1

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,530

Underlying: Common Stock, $1 par value · 73 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:48 UTC GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative 78 $65.83 $5,134.74
Disclosure

SEC source: 0001360147-18-000005 · edgar.xml · derivative · entry 1

Chen Thomas F · CIK 0001360147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,156

Underlying: Common Stock, $1 par value · 78 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:43 UTC
Eyre Brik VSVP, President, Americas
Exercise / conversionStock Option (Right to Buy) · Derivative 29,400 $0.00 Strike: $39.33 $0.00
Disclosure

SEC source: 0001645572-18-000007 · edgar.xml · derivative · entry 5

Eyre Brik V · CIK 0001645572 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,172

Underlying: Common Stock, $1 par value · 29,400 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Eyre with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Eyre.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:43 UTC
Eyre Brik VSVP, President, Americas
Exercise / conversionStock Option (Right to Buy) · Derivative 42,243 $0.00 Strike: $37.38 $0.00
Disclosure

SEC source: 0001645572-18-000007 · edgar.xml · derivative · entry 4

Eyre Brik V · CIK 0001645572 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 42,243 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Eyre with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Eyre.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:43 UTC
Eyre Brik VSVP, President, Americas
SaleCommon Stock, $1 par value 78,012 $77.31 $6,031,107.72
Disclosure

SEC source: 0001645572-18-000007 · edgar.xml · nonDerivative · entry 3

Eyre Brik V · CIK 0001645572 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,993

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Eyre with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Eyre.

F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $77.10 through $77.52. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:43 UTC
Eyre Brik VSVP, President, Americas
Exercise / conversionCommon Stock, $1 par value 29,400 $39.33 $1,156,302.00
Disclosure

SEC source: 0001645572-18-000007 · edgar.xml · nonDerivative · entry 2

Eyre Brik V · CIK 0001645572 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:43 UTC
Eyre Brik VSVP, President, Americas
Exercise / conversionCommon Stock, $1 par value 42,243 $37.38 $1,579,043.34
Disclosure

SEC source: 0001645572-18-000007 · edgar.xml · nonDerivative · entry 1

Eyre Brik V · CIK 0001645572 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 17, 2018 Filed Sep 19, 2018 21:42 UTC
Accogli GiuseppeSVP, President, Global Bus.
Exercise / conversionStock Option (Right to Buy) · Derivative 8,333 $0.00 Strike: $46.18 $0.00
Disclosure

SEC source: 0001678067-18-000005 · edgar.xml · derivative · entry 5

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 8,333 shares

Expires 2026-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Accogli with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Accogli.

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September 17, 2018 Filed Sep 19, 2018 21:42 UTC
Accogli GiuseppeSVP, President, Global Bus.
Exercise / conversionStock Option (Right to Buy) · Derivative 9,314 $0.00 Strike: $39.33 $0.00
Disclosure

SEC source: 0001678067-18-000005 · edgar.xml · derivative · entry 4

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 9,314 shares

Expires 2027-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Accogli with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Accogli.

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September 17, 2018 Filed Sep 19, 2018 21:42 UTC
Accogli GiuseppeSVP, President, Global Bus.
SaleCommon Stock, $1 par value 17,647 $77.27 $1,363,583.69
Disclosure

SEC source: 0001678067-18-000005 · edgar.xml · nonDerivative · entry 3

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,138

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into on June 14, 2018 by Mr. Accogli with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Accogli.

F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $77.12 through $77.45. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

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September 17, 2018 Filed Sep 19, 2018 21:42 UTC
Accogli GiuseppeSVP, President, Global Bus.
Exercise / conversionCommon Stock, $1 par value 8,333 $46.18 $384,817.94
Disclosure

SEC source: 0001678067-18-000005 · edgar.xml · nonDerivative · entry 2

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 17, 2018 Filed Sep 19, 2018 21:42 UTC
Accogli GiuseppeSVP, President, Global Bus.
Exercise / conversionCommon Stock, $1 par value 9,314 $39.33 $366,319.62
Disclosure

SEC source: 0001678067-18-000005 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Global Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 04, 2018 Filed Sep 5, 2018 20:36 UTC
Pleau ScottSVP, Operations
Tax withholdingCommon Stock, $1 par value 3,016 $74.79 $225,566.64
Disclosure

SEC source: 0001678065-18-000005 · edgar.xml · nonDerivative · entry 1

Pleau Scott · CIK 0001678065 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,197

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on September 1, 2016.

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September 04, 2018 Filed Sep 5, 2018 20:34 UTC
Frye AndrewSVP, President, APAC
Tax withholdingCommon Stock, $1 par value 370 $74.79 $27,672.30
Disclosure

SEC source: 0001712314-18-000002 · edgar.xml · nonDerivative · entry 1

Frye Andrew · CIK 0001712314 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,810

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on September 1, 2017.

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September 04, 2018 Filed Sep 5, 2018 20:33 UTC
Franzi CristianoSVP, President, EMEA
Tax withholdingCommon Stock, $1 par value 398 $74.79 $29,766.42
Disclosure

SEC source: 0001715790-18-000002 · edgar.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,933

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on September 1, 2017.

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August 09, 2018 Filed Aug 13, 2018 20:37 UTC GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative 47 $72.07 $3,387.29
Disclosure

SEC source: 0001220966-18-000004 · edgar.xml · derivative · entry 1

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,427

Underlying: Common Stock, $1 par value · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

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August 09, 2018 Filed Aug 13, 2018 20:36 UTC GrantDeferred Comp Plan Baxter Common Stock Fund · Derivative 66 $72.07 $4,756.62
Disclosure

SEC source: 0001360147-18-000004 · edgar.xml · derivative · entry 1

Chen Thomas F · CIK 0001360147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,070

Underlying: Common Stock, $1 par value · 66 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

F2 · derivative.expiration_date: Reporting person allocated compensation deferred under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.

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August 08, 2018 Filed Aug 10, 2018 20:17 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,400 $0.00 Strike: $37.50 $0.00
Disclosure

SEC source: 0001206256-18-000004 · edgar.xml · derivative · entry 4

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,389

Underlying: Common Stock, $1 par value · 5,400 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 08, 2018 Filed Aug 10, 2018 20:17 UTC SaleCommon Stock, $1 par value 5,400 $72.97 $394,038.00
Disclosure

SEC source: 0001206256-18-000004 · edgar.xml · nonDerivative · entry 2

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,848

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August 08, 2018 Filed Aug 10, 2018 20:17 UTC Exercise / conversionCommon Stock, $1 par value 5,400 $37.50 $202,500.00
Disclosure

SEC source: 0001206256-18-000004 · edgar.xml · nonDerivative · entry 1

Shapazian Carole J · CIK 0001206256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.