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BAXTER INTERNATIONAL INC

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1707
SEC CIK
0000010456
Parsed reports
561

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 19, 2020 Filed Jun 23, 2020 20:00 UTC
Accogli GiuseppeSVP, President, Americas
Exercise / conversionStock Option (Right to Buy) · Derivative 8,334 $0.00 Strike: $46.18 $0.00
Disclosure

SEC source: 0001678067-20-000003 · edgar.xml · derivative · entry 4

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 8,334 shares

Expires 2026-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Accogli with respect to certain vested stock options, restricted stock units, and performance share units previously granted by Baxter International Inc. to Mr. Accogli.

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on September 1, 2017, the first anniversary of the grant date.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 20:00 UTC
Accogli GiuseppeSVP, President, Americas
SaleCommon Stock, $1 par value 72,341 $85.00 $6,148,985.00
Disclosure

SEC source: 0001678067-20-000003 · edgar.xml · nonDerivative · entry 3

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,520

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Accogli with respect to certain vested stock options, restricted stock units, and performance share units previously granted by Baxter International Inc. to Mr. Accogli.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 20:00 UTC
Accogli GiuseppeSVP, President, Americas
Exercise / conversionCommon Stock, $1 par value 62,388 $50.77 $3,167,438.76
Disclosure

SEC source: 0001678067-20-000003 · edgar.xml · nonDerivative · entry 2

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Accogli with respect to certain vested stock options, restricted stock units, and performance share units previously granted by Baxter International Inc. to Mr. Accogli.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 20:00 UTC
Accogli GiuseppeSVP, President, Americas
Exercise / conversionCommon Stock, $1 par value 8,334 $46.18 $384,864.12
Disclosure

SEC source: 0001678067-20-000003 · edgar.xml · nonDerivative · entry 1

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Accogli with respect to certain vested stock options, restricted stock units, and performance share units previously granted by Baxter International Inc. to Mr. Accogli.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $31.26 $0.00
Disclosure

SEC source: 0001262931-20-000003 · edgar.xml · derivative · entry 3

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

Underlying: Common Stock, $1 par value · 1,500 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Forsyth with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:02 UTC SaleCommon Stock, $1 par value 1,500 $82.95 $124,425.00
Disclosure

SEC source: 0001262931-20-000003 · edgar.xml · nonDerivative · entry 2

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,898

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:02 UTC Exercise / conversionCommon Stock, $1 par value 1,500 $31.26 $46,890.00
Disclosure

SEC source: 0001262931-20-000003 · edgar.xml · nonDerivative · entry 1

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Forsyth with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:17 UTC
Franzi CristianoSVP, President, EMEA
Exercise / conversionStock Option (Right to Buy) · Derivative 46,600 $0.00 Strike: $62.23 $0.00
Disclosure

SEC source: 0001715790-20-000003 · edgar.xml · derivative · entry 4

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,400

Underlying: Common Stock, $1 par value · 46,600 shares

Expires 2027-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are exercisable in three equal annual installments beginning on September 1, 2018, the first anniversary of the grant date. On September 4, 2018 and September 3, 2019, 23,333 options became exercisable for a total of 46,666 exercisable options.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:17 UTC
Franzi CristianoSVP, President, EMEA
SaleCommon Stock, $1 par value 22,700 $87.96 $1,996,692.00
Disclosure

SEC source: 0001715790-20-000003 · edgar.xml · nonDerivative · entry 3

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,088

F4 · price: Price reflects weighted average sales price. Range of prices for transactions are $ 87.78 through $88.17 Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:17 UTC
Franzi CristianoSVP, President, EMEA
SaleCommon Stock, $1 par value 23,900 $87.33 $2,087,187.00
Disclosure

SEC source: 0001715790-20-000003 · edgar.xml · nonDerivative · entry 2

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,788

F3 · price: Price reflects weighted average sales price. Range of prices for transactions are $ 86.77 through $87.77. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:17 UTC
Franzi CristianoSVP, President, EMEA
Exercise / conversionCommon Stock, $1 par value 46,600 $62.23 $2,899,918.00
Disclosure

SEC source: 0001715790-20-000003 · edgar.xml · nonDerivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Franzi with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Franzi.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:02 UTC
Frye AndrewSVP, President, APAC
SaleCommon Stock, $1 par value 3,742 $91.00 $340,522.00
Disclosure

SEC source: 0001712314-20-000003 · edgar.xml · nonDerivative · entry 1

Frye Andrew · CIK 0001712314 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,216

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Frye with respect to certain vested restricted stock units previously granted by Baxter International Inc. to Mr. Frye.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:22 UTC GrantCommon Stock, $1 par value 2,197 $0.00 $0.00
Disclosure

SEC source: 0001124165-20-000001 · edgar.xml · nonDerivative · entry 1

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,346

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:23 UTC GrantStock Option (Right to Buy) · Derivative 5,293 $0.00 Strike: $88.74 $0.00
Disclosure

SEC source: 0001400568-20-000002 · edgar.xml · derivative · entry 2

Wendell Amy McBride · CIK 0001400568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,293

Underlying: Common Stock, $1 par value · 5,293 shares

Expires 2030-05-03

F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:23 UTC GrantCommon Stock, $1 par value 1,099 $0.00 $0.00
Disclosure

SEC source: 0001400568-20-000002 · edgar.xml · nonDerivative · entry 1

Wendell Amy McBride · CIK 0001400568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,249

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. ("Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:22 UTC GrantCommon Stock, $1 par value 2,197 $0.00 $0.00
Disclosure

SEC source: 0001205438-20-000002 · edgar.xml · nonDerivative · entry 1

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,895

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:20 UTC GrantStock Option (Right to Buy) · Derivative 5,293 $0.00 Strike: $88.74 $0.00
Disclosure

SEC source: 0001322028-20-000002 · edgar.xml · derivative · entry 2

Smith Cathy R · CIK 0001322028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,293

Underlying: Common Stock, $1 par value · 5,293 shares

Expires 2030-05-03

F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:20 UTC GrantCommon Stock, $1 par value 1,099 $0.00 $0.00
Disclosure

SEC source: 0001322028-20-000002 · edgar.xml · nonDerivative · entry 1

Smith Cathy R · CIK 0001322028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,172

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. ("Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:19 UTC GrantCommon Stock, $1 par value 2,197 $0.00 $0.00
Disclosure

SEC source: 0001174532-20-000001 · edgar.xml · nonDerivative · entry 1

Oesterle Stephen N. · CIK 0001174532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,133

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:18 UTC GrantCommon Stock, $1 par value 2,197 $0.00 $0.00
Disclosure

SEC source: 0001204081-20-000001 · edgar.xml · nonDerivative · entry 1

MORRISON PATRICIA · CIK 0001204081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,080

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:17 UTC GrantStock Option (Right to Buy) · Derivative 5,293 $0.00 Strike: $88.74 $0.00
Disclosure

SEC source: 0001533022-20-000001 · edgar.xml · derivative · entry 3

Mahoney Michael F · CIK 0001533022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,293

Underlying: Common Stock, $1 par value · 5,293 shares

Expires 2030-05-03

F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:17 UTC GrantCommon Stock, $1 par value 1,099 $0.00 $0.00
Disclosure

SEC source: 0001533022-20-000001 · edgar.xml · nonDerivative · entry 1

Mahoney Michael F · CIK 0001533022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,137

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. ("Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:15 UTC GrantCommon Stock, $1 par value 2,197 $0.00 $0.00
Disclosure

SEC source: 0001220966-20-000001 · edgar.xml · nonDerivative · entry 1

GAVIN JAMES R III · CIK 0001220966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,402

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:16 UTC GrantStock Option (Right to Buy) · Derivative 5,293 $0.00 Strike: $88.74 $0.00
Disclosure

SEC source: 0001107468-20-000002 · edgar.xml · derivative · entry 3

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,293

Underlying: Common Stock, $1 par value · 5,293 shares

Expires 2030-05-03

F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:16 UTC GrantCommon Stock, $1 par value 1,099 $0.00 $0.00
Disclosure

SEC source: 0001107468-20-000002 · edgar.xml · nonDerivative · entry 1

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,399

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. ("Company"), subject to the terms and conditions of the applicable grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:14 UTC GrantCommon Stock, $1 par value 2,197 $0.00 $0.00
Disclosure

SEC source: 0001262931-20-000002 · edgar.xml · nonDerivative · entry 1

FORSYTH JOHN D · CIK 0001262931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,898

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:12 UTC GrantCommon Stock, $1 par value 2,197 $0.00 $0.00
Disclosure

SEC source: 0001360147-20-000001 · edgar.xml · nonDerivative · entry 1

Chen Thomas F · CIK 0001360147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,625

F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:03 UTC
Mason Jeanne KSVP, Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 47,176 $0.00 Strike: $28.97 $0.00
Disclosure

SEC source: 0001362109-20-000003 · edgar.xml · derivative · entry 4

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 47,146 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Ms. Mason.

F2 · derivative.exercise_date: The options became exercisable in three equal annual installments beginning on March 4, 2011 the first anniversary of the grant date.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:03 UTC
Mason Jeanne KSVP, Human Resources
SaleCommon Stock, $1 par value 8,669 $93.74 $812,632.06
Disclosure

SEC source: 0001362109-20-000003 · edgar.xml · nonDerivative · entry 3

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,339

F4 · price: Price reflects weighted average sales price. Range of prices for transactions are $93.55 through $94. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:03 UTC
Mason Jeanne KSVP, Human Resources
SaleCommon Stock, $1 par value 38,477 $92.99 $3,577,976.23
Disclosure

SEC source: 0001362109-20-000003 · edgar.xml · nonDerivative · entry 2

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,008

F3 · price: Price reflects weighted average sales price. Range of prices for transactions are $92.49 through $93.49. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:03 UTC
Mason Jeanne KSVP, Human Resources
Exercise / conversionCommon Stock, $1 par value 47,146 $28.97 $1,365,819.62
Disclosure

SEC source: 0001362109-20-000003 · edgar.xml · nonDerivative · entry 1

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Ms. Mason.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,320 $0.00 Strike: $24.27 $0.00
Disclosure

SEC source: 0001205438-20-000001 · edgar.xml · derivative · entry 5

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 4,320 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stroucken with respect to certain vested stock options previously granted by Baxter International Inc.("BII") to Mr. Stroucken.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:00 UTC SaleCommon Stock, $1 par value 3,020 $80.00 $241,600.00
Disclosure

SEC source: 0001205438-20-000001 · edgar.xml · nonDerivative · entry 3

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,698

F3 · price: Price reflects weighted average sales price. Range of prices for transactions are $79.55 through $80.41. Full information regarding the number of shares sold at each separate prce will b providided by BII upon request.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:00 UTC SaleCommon Stock, $1 par value 1,300 $78.79 $102,427.00
Disclosure

SEC source: 0001205438-20-000001 · edgar.xml · nonDerivative · entry 2

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,718

F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $78.47 through $79.19. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:00 UTC Exercise / conversionCommon Stock, $1 par value 4,320 $24.27 $104,846.40
Disclosure

SEC source: 0001205438-20-000001 · edgar.xml · nonDerivative · entry 1

STROUCKEN ALBERT P L · CIK 0001205438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stroucken with respect to certain vested stock options previously granted by Baxter International Inc.("BII") to Mr. Stroucken.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 19:59 UTC Exercise / conversionCommon Stock, $1 par value · Derivative 4,320 $0.00 Strike: $24.27 $0.00
Disclosure

SEC source: 0001107468-20-000001 · edgar.xml · derivative · entry 5

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 par value · 4,320 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Hellman.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 19:59 UTC SaleCommon Stock, $1 par value 2,520 $80.10 $201,852.00
Disclosure

SEC source: 0001107468-20-000001 · edgar.xml · nonDerivative · entry 3

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,300

F3 · price: Price refects weighted average sales price. Range of prices for transactions are $79.69 through $80.41. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 19:59 UTC SaleCommon Stock, $1 par value 1,800 $79.05 $142,290.00
Disclosure

SEC source: 0001107468-20-000001 · edgar.xml · nonDerivative · entry 2

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,820

F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $78.68 through $79.65. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 19:59 UTC Exercise / conversionCommon Stock, $1 par value 4,320 $24.27 $104,846.40
Disclosure

SEC source: 0001107468-20-000001 · edgar.xml · nonDerivative · entry 1

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Hellman.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:17 UTC
Martin SeanSVP and General Counsel
PurchaseCommon Stock, $1 par value 9,780 $82.19 $803,818.20
Disclosure

SEC source: 0001500332-20-000003 · edgar.xml · nonDerivative · entry 1

Martin Sean · CIK 0001500332 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,504

F1 · price: Price reflects weighted average sales price. Range of prices for transactions are $ 82.09 through $82.25. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 21:35 UTC
Stevens BrianSVP, CAO and Controller
GrantStock Option (Right to Buy) · Derivative 15,893 $0.00 Strike: $75.75 $0.00
Disclosure

SEC source: 0001557559-20-000002 · edgar.xml · derivative · entry 2

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,893

Underlying: Common Stock, $1 par value · 15,893 shares

Expires 2030-03-20

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date.

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March 20, 2020 Filed Mar 23, 2020 21:35 UTC
Stevens BrianSVP, CAO and Controller
GrantCommon Stock, $1 par value 1,579 $0.00 $0.00
Disclosure

SEC source: 0001557559-20-000002 · edgar.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,908

F1 · shares: The reporting person received a grant of 1,579 restricted stock units which are scheduled to vest in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2011 Incentive Plan.

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March 20, 2020 Filed Mar 23, 2020 21:34 UTC
SACCARO JAMESExecutive VP and CFO
GrantStock Option (Right to Buy) · Derivative 41,322 $0.00 Strike: $75.75 $0.00
Disclosure

SEC source: 0001593636-20-000002 · edgar.xml · derivative · entry 4

SACCARO JAMES · CIK 0001593636 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,322

Underlying: Common Stock, $1 par value · 41,322 shares

Expires 2030-03-20

F4 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date.

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March 20, 2020 Filed Mar 23, 2020 21:32 UTC
Martin SeanSVP and General Counsel
GrantStock Option (Right to Buy) · Derivative 50,858 $0.00 Strike: $75.75 $0.00
Disclosure

SEC source: 0001500332-20-000002 · edgar.xml · derivative · entry 4

Martin Sean · CIK 0001500332 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,858

Underlying: Common Stock, $1 par value · 50,858 shares

Expires 2030-03-20

F4 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date.

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March 20, 2020 Filed Mar 23, 2020 21:33 UTC
Mason Jeanne KSVP, Human Resources
GrantStock Option (Right to Buy) · Derivative 44,501 $0.00 Strike: $75.75 $0.00
Disclosure

SEC source: 0001362109-20-000002 · edgar.xml · derivative · entry 4

Mason Jeanne K · CIK 0001362109 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,501

Underlying: Common Stock, $1 par value · 44,501 shares

Expires 2030-03-20

F4 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date.

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March 20, 2020 Filed Mar 23, 2020 21:31 UTC
Kunzler JacquelineSVP, Chief Quality Officer
GrantStock Option (Right to Buy) · Derivative 25,429 $0.00 Strike: $75.75 $0.00
Disclosure

SEC source: 0001779771-20-000002 · edgar.xml · derivative · entry 4

Kunzler Jacqueline · CIK 0001779771 · SVP, Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,429

Underlying: Common Stock, $1 par valu · 25,429 shares

Expires 2030-03-20

F4 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date.

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March 20, 2020 Filed Mar 23, 2020 21:30 UTC
Frye AndrewSVP, President, APAC
GrantStock Option (Right to Buy) · Derivative 57,216 $0.00 Strike: $75.75 $0.00
Disclosure

SEC source: 0001712314-20-000002 · edgar.xml · derivative · entry 1

Frye Andrew · CIK 0001712314 · SVP, President, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,216

Underlying: Common Stock, $1 par value · 57,216 shares

Expires 2030-03-20

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date.

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March 20, 2020 Filed Mar 23, 2020 21:28 UTC
ALMEIDA JOSE EChairman, CEO and President
GrantStock Option (Right to Buy) · Derivative 349,650 $0.00 Strike: $75.75 $0.00
Disclosure

SEC source: 0001216761-20-000003 · edgar.xml · derivative · entry 4

ALMEIDA JOSE E · CIK 0001216761 · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,650

Underlying: Common Stock, $1 par value · 349,650 shares

Expires 2030-03-20

F4 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date.

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March 20, 2020 Filed Mar 23, 2020 21:29 UTC
Franzi CristianoSVP, President, EMEA
GrantStock Option (Right to Buy) · Derivative 63,573 $0.00 Strike: $75.75 $0.00
Disclosure

SEC source: 0001715790-20-000002 · edgar.xml · derivative · entry 1

Franzi Cristiano · CIK 0001715790 · SVP, President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,573

Underlying: Common Stock, $1 par value · 63,573 shares

Expires 2030-03-20

F1 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date.

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March 20, 2020 Filed Mar 23, 2020 21:27 UTC
Accogli GiuseppeSVP, President, Americas
GrantStock Option (Right to Buy) · Derivative 95,359 $0.00 Strike: $75.75 $0.00
Disclosure

SEC source: 0001678067-20-000002 · edgar.xml · derivative · entry 4

Accogli Giuseppe · CIK 0001678067 · SVP, President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,359

Underlying: Common Stock, $1 par value · 95,359 shares

Expires 2030-03-20

F4 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.