Last 12 months
Inside the activity.
2 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2017 Filed Sep 18, 2017 11:08 UTC |
Elkouri David SEVP and CLO
|
Tax withholdingCommon Stock | 31,435 | $6.24 | $196,154.40 |
DisclosureSEC source: 0001209191-17-053088 · doc4.xml · nonDerivative · entry 1 Elkouri David S · CIK 0001408621 · EVP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,059 F1 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the April 11, 2017 restricted stock grant. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 17:00 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 134,998 | $6.01 | $811,054.48 |
DisclosureSEC source: 0001225208-17-014944 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,281,150 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 17:19 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 142,613 | $6.12 | $872,591.90 |
DisclosureSEC source: 0001225208-17-014328 · doc4.xml · nonDerivative · entry 5 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,416,148 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 17:19 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 130,000 | $6.11 | $794,261.00 |
DisclosureSEC source: 0001225208-17-014328 · doc4.xml · nonDerivative · entry 4 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,558,761 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 17:19 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 59,000 | $6.27 | $369,711.70 |
DisclosureSEC source: 0001225208-17-014328 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,688,761 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 17:19 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 68,387 | $6.01 | $411,231.55 |
DisclosureSEC source: 0001225208-17-014328 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,747,761 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 17:19 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 23,000 | $6.02 | $138,487.60 |
DisclosureSEC source: 0001225208-17-014328 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,816,148 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 15:43 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 61,800 | $6.02 | $372,147.24 |
DisclosureSEC source: 0001225208-17-014231 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,839,148 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 15:43 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 215,100 | $6.16 | $1,324,886.94 |
DisclosureSEC source: 0001225208-17-014231 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,900,948 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 21:29 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 160,100 | $6.19 | $991,259.15 |
DisclosureSEC source: 0001225208-17-014177 · doc4.xml · nonDerivative · entry 4 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 32,116,048 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 21:29 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 50,000 | $6.28 | $314,070.00 |
DisclosureSEC source: 0001225208-17-014177 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 32,276,148 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 21:29 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 234,799 | $6.12 | $1,436,312.44 |
DisclosureSEC source: 0001225208-17-014177 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 32,326,148 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 21:29 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 50,000 | $6.04 | $301,750.00 |
DisclosureSEC source: 0001225208-17-014177 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 32,560,947 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 18:15 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 214,101 | $6.07 | $1,298,758.08 |
DisclosureSEC source: 0001225208-17-014084 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 32,610,947 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 18:15 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 91,100 | $6.30 | $573,520.05 |
DisclosureSEC source: 0001225208-17-014084 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 32,825,048 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 22:00 UTC |
Schall DarrylDirector
|
PurchaseCommon Stock | 7,795 | $6.25 | $48,718.75 |
DisclosureSEC source: 0001209191-17-048150 · doc4.xml · nonDerivative · entry 2 Schall Darryl · CIK 0001373020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,384 Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 22:00 UTC |
Schall DarrylDirector
|
PurchaseCommon Stock | 2,205 | $6.24 | $13,759.20 |
DisclosureSEC source: 0001209191-17-048150 · doc4.xml · nonDerivative · entry 1 Schall Darryl · CIK 0001373020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,589 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 21:48 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 17,000 | $5.89 | $100,080.70 |
DisclosureSEC source: 0001225208-17-011397 · doc4.xml · nonDerivative · entry 7 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 32,916,148 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 21:48 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 11,300 | $5.78 | $65,360.33 |
DisclosureSEC source: 0001225208-17-011397 · doc4.xml · nonDerivative · entry 6 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 32,933,148 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 15:14 UTC |
BARNES SYLVIA K.Director
|
PurchaseCommon Stock | 9,400 | $5.36 | $50,374.60 |
DisclosureSEC source: 0001209191-17-040083 · doc4.xml · nonDerivative · entry 6 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,157 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 15:14 UTC |
BARNES SYLVIA K.Director
|
PurchaseCommon Stock | 2,400 | $5.34 | $12,816.00 |
DisclosureSEC source: 0001209191-17-040083 · doc4.xml · nonDerivative · entry 5 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,757 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 15:14 UTC |
BARNES SYLVIA K.Director
|
PurchaseCommon Stock | 1,000 | $5.35 | $5,350.00 |
DisclosureSEC source: 0001209191-17-040083 · doc4.xml · nonDerivative · entry 4 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,357 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 15:14 UTC |
BARNES SYLVIA K.Director
|
PurchaseCommon Stock | 2,600 | $5.33 | $13,858.00 |
DisclosureSEC source: 0001209191-17-040083 · doc4.xml · nonDerivative · entry 3 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,357 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 15:14 UTC |
BARNES SYLVIA K.Director
|
PurchaseCommon Stock | 4,000 | $5.32 | $21,280.00 |
DisclosureSEC source: 0001209191-17-040083 · doc4.xml · nonDerivative · entry 2 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,757 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 15:14 UTC |
BARNES SYLVIA K.Director
|
PurchaseCommon Stock | 600 | $5.32 | $3,189.00 |
DisclosureSEC source: 0001209191-17-040083 · doc4.xml · nonDerivative · entry 1 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,757 Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 21:48 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 420,173 | $6.08 | $2,554,777.89 |
DisclosureSEC source: 0001225208-17-011397 · doc4.xml · nonDerivative · entry 5 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 32,944,448 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 21:48 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 250,000 | $6.09 | $1,522,500.00 |
DisclosureSEC source: 0001225208-17-011397 · doc4.xml · nonDerivative · entry 4 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 33,364,621 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 21:48 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 25,200 | $6.07 | $153,032.04 |
DisclosureSEC source: 0001225208-17-011397 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 33,614,621 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 21:48 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 12,500 | $6.10 | $76,187.50 |
DisclosureSEC source: 0001225208-17-011397 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 33,639,821 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 21:48 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 10,000 | $6.07 | $60,700.00 |
DisclosureSEC source: 0001225208-17-011397 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 33,652,321 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 16:54 UTC |
BARNES SYLVIA K.Director
|
GrantCommon Stock | 23,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037345 · doc4.xml · nonDerivative · entry 1 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,157 F1 · price: The Reporting Person received an award of restricted stock. This restricted stock award will vest fully in one installment on November 30, 2017. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:47 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleWarrants · Derivative | 1,165 | $1.00 Strike: $14.04 | $1,165.00 |
DisclosureSEC source: 0001225208-17-009511 · doc4.xml · derivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 426,858 Underlying: Common Stock · 1,165 shares Expires 2020-09-09 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:47 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 31,341 | $6.73 | $210,990.75 |
DisclosureSEC source: 0001225208-17-009511 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 33,662,321 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| May 04, 2017 Filed May 9, 2017 01:07 UTC |
ARES MANAGEMENT LLCDirector · 10% owner
Ares Management Holdings L.P.Director · 10% owner
Ares Holdco LLCDirector · 10% owner
Ares Holdings Inc.Director · 10% owner
Ares Management CorpDirector · 10% owner
Ares Management GP LLCDirector · 10% owner
Ares Partners Holdco LLCDirector · 10% owner
|
GrantCommon Stock, $0.0001 par value | 25,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-030819 · a4.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · Director · 10% owner Ares Management Holdings L.P. · CIK 0001536937 · Director · 10% owner Ares Holdco LLC · CIK 0001669983 · Director · 10% owner Ares Holdings Inc. · CIK 0001620317 · Director · 10% owner ARES MANAGEMENT LP · CIK 0001176948 · Director · 10% owner Ares Management GP LLC · CIK 0001620264 · Director · 10% owner Ares Partners Holdco LLC · CIK 0001620263 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,114 F1 · shares: The amount reported consists of 25,985 shares of restricted stock approved by the Issuer's board of directors to be granted to Nathan Walton, in his capacity as non-employee directors of the Issuer. Mr. Walton is associated with Ares Management LLC and the other Ares Entities (as defined below). Pursuant to the policies of the Ares Entities and the direction of Mr. Walton, the Issuer issued these restricted shares directly to Ares Management LLC on May 4, 2017. Mr. Walton does not have any beneficial ownership of or pecuniary interest in such restricted shares. Read SEC document |
| May 04, 2017 Filed May 8, 2017 18:30 UTC |
TAKAHA ERIC G.Director
|
GrantCommon Stock | 25,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030659 · doc4.xml · nonDerivative · entry 1 TAKAHA ERIC G. · CIK 0001683837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,249 Read SEC document |
| May 04, 2017 Filed May 8, 2017 18:29 UTC |
SCOTT RONALD D.Director
|
GrantCommon Stock | 25,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030658 · doc4.xml · nonDerivative · entry 1 SCOTT RONALD D. · CIK 0001683599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,249 Read SEC document |
| May 04, 2017 Filed May 8, 2017 18:27 UTC |
CLARK MICHAEL L.Director
|
GrantCommon Stock | 25,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030655 · doc4.xml · nonDerivative · entry 1 CLARK MICHAEL LAURENCE · CIK 0001683605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,249 Read SEC document |
| May 04, 2017 Filed May 8, 2017 22:29 UTC |
Schall DarrylDirector
|
GrantCommon Stock | 25,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030657 · doc4.xml · nonDerivative · entry 1 Schall Darryl · CIK 0001373020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,384 Read SEC document |
| May 04, 2017 Filed May 8, 2017 22:26 UTC |
CHRISTMAS JAMES WDirector
|
GrantCommon Stock | 25,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030654 · doc4.xml · nonDerivative · entry 1 CHRISTMAS JAMES W · CIK 0001204507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,529 Read SEC document |
| May 04, 2017 Filed May 8, 2017 22:28 UTC |
FULLER THOMAS RDirector
|
GrantCommon Stock | 25,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030656 · doc4.xml · nonDerivative · entry 1 FULLER THOMAS R · CIK 0001248903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,948 Read SEC document |
| May 04, 2017 Filed May 8, 2017 22:26 UTC |
Campbell William JeffersonDirector
|
GrantCommon Stock | 25,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030653 · doc4.xml · nonDerivative · entry 1 Campbell William Jefferson · CIK 0001524383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,249 Read SEC document |
| May 04, 2017 Filed May 15, 2017 22:19 UTC Amendment |
Schall DarrylDirector
|
GrantCommon Stock | 25,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032431 · doc4a.xml · nonDerivative · entry 1 Schall Darryl · CIK 0001373020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,384 Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 18:34 UTC |
WILSON FLOYD CChairman, CEO & President
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 620,835 | $0.00 Strike: $7.75 | $0.00 |
DisclosureSEC source: 0001209191-17-026925 · doc4.xml · derivative · entry 6 WILSON FLOYD C · CIK 0000936305 · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,835 Underlying: Common Stock · 620,835 shares Expires 2027-04-11 F5 · derivative.exercise_date: Pursuant to that certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received stock options granted in accordance with the terms of the Plan. The stock options will vest fully in three equal annual installments beginning on April 11, 2018. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 18:34 UTC |
WILSON FLOYD CChairman, CEO & President
|
GrantCommon Stock | 310,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026925 · doc4.xml · nonDerivative · entry 1 WILSON FLOYD C · CIK 0000936305 · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,418,706 F1 · price: Pursuant to the certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received an award of restricted stock in accordance with the terms of the Plan. The restricted stock award will vest fully in one installment on September 12, 2017. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 18:45 UTC |
HICKS QUENTIN RSVP, Finance and Investor Rela
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 108,333 | $0.00 Strike: $7.75 | $0.00 |
DisclosureSEC source: 0001209191-17-026940 · doc4.xml · derivative · entry 2 HICKS QUENTIN R · CIK 0001676649 · SVP, Finance and Investor Rela 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,333 Underlying: Common Stock · 108,333 shares Expires 2027-04-11 F2 · derivative.exercise_date: Pursuant to that certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received stock options granted in accordance with the terms of the Plan. The stock options will vest fully in three equal annual installments beginning on April 11, 2018. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 18:45 UTC |
HICKS QUENTIN RSVP, Finance and Investor Rela
|
GrantCommon Stock | 54,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026940 · doc4.xml · nonDerivative · entry 1 HICKS QUENTIN R · CIK 0001676649 · SVP, Finance and Investor Rela 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,428 F1 · price: Pursuant to the certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received an award of restricted stock in accordance with the terms of the Plan. The restricted stock award will vest fully in one installment on September 12, 2017. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 22:46 UTC |
Obut Tina SSVP, Corporate Reserves
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $7.75 | $0.00 |
DisclosureSEC source: 0001209191-17-026941 · doc4.xml · derivative · entry 2 Obut Tina S · CIK 0001391523 · SVP, Corporate Reserves 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-04-11 F2 · derivative.exercise_date: Pursuant to that certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received stock options granted in accordance with the terms of the Plan. The stock options will vest fully in three equal annual installments beginning on April 11, 2018. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 22:46 UTC |
Obut Tina SSVP, Corporate Reserves
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026941 · doc4.xml · nonDerivative · entry 1 Obut Tina S · CIK 0001391523 · SVP, Corporate Reserves 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,665 F1 · price: Pursuant to the certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received an award of restricted stock in accordance with the terms of the Plan. The restricted stock award will vest fully in one installment on September 12, 2017. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 22:43 UTC |
Kasparek Leah R.SVP, Human Resources
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $7.75 | $0.00 |
DisclosureSEC source: 0001209191-17-026938 · doc4.xml · derivative · entry 2 Kasparek Leah R. · CIK 0001550854 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-04-11 F2 · derivative.exercise_date: Pursuant to that certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received stock options granted in accordance with the terms of the Plan. The stock options will vest fully in three equal annual installments beginning on April 11, 2018. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 22:43 UTC |
Kasparek Leah R.SVP, Human Resources
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026938 · doc4.xml · nonDerivative · entry 1 Kasparek Leah R. · CIK 0001550854 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,736 F1 · price: Pursuant to the certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received an award of restricted stock in accordance with the terms of the Plan. The restricted stock award will vest fully in one installment on September 12, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.