HICKS QUENTIN R

SEC source: 0001209191-20-045448 · doc4.xml · nonDerivative · entry 1

HICKS QUENTIN R · CIK 0001676649 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · price: The reported transaction involved the Reporting Person's voluntary forfeiture of 191,441 shares subject to unvested restricted stock units in connection with the issuer adopting a new executive compensation program.

SEC source: 0000899243-20-012268 · doc4.xml · nonDerivative · entry 1

HICKS QUENTIN R · CIK 0001676649 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,441

F1 · shares: Amount represents the number of shares of restricted stock granted under the 2019 Amended and Restated Stock Incentive Plan on March 11, 2020. The shares will vest ratably over a period of three years from the date of the grant.

SEC source: 0001209191-19-048024 · doc4.xml · nonDerivative · entry 1

HICKS QUENTIN R · CIK 0001676649 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

SEC source: 0001209191-19-019796 · doc4.xml · nonDerivative · entry 1

HICKS QUENTIN R · CIK 0001676649 · EVP, Finance and IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,028

F1 · price: The restricted stock award vests in three equal annual installments beginning March 13, 2020.

SEC source: 0001209191-19-017066 · doc4.xml · nonDerivative · entry 1

HICKS QUENTIN R · CIK 0001676649 · EVP, Finance and IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,168

F1 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the March 1, 2018 restricted stock grant.

SEC source: 0001209191-18-016816 · doc4.xml · derivative · entry 2

HICKS QUENTIN R · CIK 0001676649 · EVP, Finance and IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,700

Underlying: Common Stock · 71,700 shares

Expires 2028-03-01

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning March 1, 2019.

SEC source: 0001209191-18-016816 · doc4.xml · nonDerivative · entry 1

HICKS QUENTIN R · CIK 0001676649 · EVP, Finance and IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,653

F1 · price: The restricted stock award vests in three equal annual installments beginning March 1, 2019.

SEC source: 0001209191-17-053094 · doc4.xml · nonDerivative · entry 2

HICKS QUENTIN R · CIK 0001676649 · SVP, Finance and IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,393

F2 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the April 11, 2017 restricted stock grant.

SEC source: 0001209191-17-053094 · doc4.xml · nonDerivative · entry 1

HICKS QUENTIN R · CIK 0001676649 · SVP, Finance and IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,207

F1 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the September 12, 2016 restricted stock grant.

SEC source: 0001209191-17-026940 · doc4.xml · derivative · entry 2

HICKS QUENTIN R · CIK 0001676649 · SVP, Finance and Investor Rela

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,333

Underlying: Common Stock · 108,333 shares

Expires 2027-04-11

F2 · derivative.exercise_date: Pursuant to that certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received stock options granted in accordance with the terms of the Plan. The stock options will vest fully in three equal annual installments beginning on April 11, 2018.

SEC source: 0001209191-17-026940 · doc4.xml · nonDerivative · entry 1

HICKS QUENTIN R · CIK 0001676649 · SVP, Finance and Investor Rela

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,428

F1 · price: Pursuant to the certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received an award of restricted stock in accordance with the terms of the Plan. The restricted stock award will vest fully in one installment on September 12, 2017.

SEC source: 0001209191-16-151510 · doc4.xml · nonDerivative · entry 1

HICKS QUENTIN R · CIK 0001676649 · SVP, Finance and Investor Rela

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,261

SEC source: 0001209191-16-141280 · doc4.xml · derivative · entry 4

HICKS QUENTIN R · CIK 0001676649 · SVP, Finance and Investor Rela

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2026-09-12

F4 · derivative.exercise_price: In accordance with the Plan approved by the Bankruptcy Court, the Reporting Person received an award of stock options ("Options") granted on the first full day of trading of the New Shares following the Effective Date. The exercise price per share of the Options will be equal to the greater of (1) the per share value based on an Issuer equity value of $650.0 million or (2) the weighted average trading price of the New Shares for the seven (7) trading days commencing on the first trading day immediately following the Effective Date (assuming the New Shares are then publicly traded). The Options will vest over 3 years in equal annual installments provided the Reporting Person remains employed by the Issuer as of the respective annual vesting dates.

F4 · shares: In accordance with the Plan approved by the Bankruptcy Court, the Reporting Person received an award of stock options ("Options") granted on the first full day of trading of the New Shares following the Effective Date. The exercise price per share of the Options will be equal to the greater of (1) the per share value based on an Issuer equity value of $650.0 million or (2) the weighted average trading price of the New Shares for the seven (7) trading days commencing on the first trading day immediately following the Effective Date (assuming the New Shares are then publicly traded). The Options will vest over 3 years in equal annual installments provided the Reporting Person remains employed by the Issuer as of the respective annual vesting dates.

F4 · price: In accordance with the Plan approved by the Bankruptcy Court, the Reporting Person received an award of stock options ("Options") granted on the first full day of trading of the New Shares following the Effective Date. The exercise price per share of the Options will be equal to the greater of (1) the per share value based on an Issuer equity value of $650.0 million or (2) the weighted average trading price of the New Shares for the seven (7) trading days commencing on the first trading day immediately following the Effective Date (assuming the New Shares are then publicly traded). The Options will vest over 3 years in equal annual installments provided the Reporting Person remains employed by the Issuer as of the respective annual vesting dates.

F4 · derivative.exercise_date: In accordance with the Plan approved by the Bankruptcy Court, the Reporting Person received an award of stock options ("Options") granted on the first full day of trading of the New Shares following the Effective Date. The exercise price per share of the Options will be equal to the greater of (1) the per share value based on an Issuer equity value of $650.0 million or (2) the weighted average trading price of the New Shares for the seven (7) trading days commencing on the first trading day immediately following the Effective Date (assuming the New Shares are then publicly traded). The Options will vest over 3 years in equal annual installments provided the Reporting Person remains employed by the Issuer as of the respective annual vesting dates.

SEC source: 0001209191-16-141280 · doc4.xml · nonDerivative · entry 3

HICKS QUENTIN R · CIK 0001676649 · SVP, Finance and Investor Rela

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,287

F3 · kind: In accordance with the Plan approved by the Bankruptcy Court, the Reporting Person received an award of restricted stock, 50% of which will vest on the grant date being the first full day of trading of the New Shares following the Effective Date. The remaining 50% will vest on the first anniversary of the grant date, provided the Reporting Person remains employed by the Issuer as of such vesting date.

F3 · shares: In accordance with the Plan approved by the Bankruptcy Court, the Reporting Person received an award of restricted stock, 50% of which will vest on the grant date being the first full day of trading of the New Shares following the Effective Date. The remaining 50% will vest on the first anniversary of the grant date, provided the Reporting Person remains employed by the Issuer as of such vesting date.

F3 · price: In accordance with the Plan approved by the Bankruptcy Court, the Reporting Person received an award of restricted stock, 50% of which will vest on the grant date being the first full day of trading of the New Shares following the Effective Date. The remaining 50% will vest on the first anniversary of the grant date, provided the Reporting Person remains employed by the Issuer as of such vesting date.

SEC source: 0001209191-16-141280 · doc4.xml · nonDerivative · entry 2

HICKS QUENTIN R · CIK 0001676649 · SVP, Finance and Investor Rela

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,787

F2 · kind: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F2 · shares: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F2 · price: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

SEC source: 0001209191-16-142456 · doc4a.xml · derivative · entry 2

HICKS QUENTIN R · CIK 0001676649 · SVP, Finance and Investor Rela

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2026-09-12

F1 · derivative.exercise_price: In accordance with the Plan approved by the Bankruptcy Court, the exercise price of the Options on was determined after the market closed on September 20, 2016. All other details of the Option grant were reported to the Securities and Exchange Commission on September 13, 2016.

F1 · price: In accordance with the Plan approved by the Bankruptcy Court, the exercise price of the Options on was determined after the market closed on September 20, 2016. All other details of the Option grant were reported to the Securities and Exchange Commission on September 13, 2016.

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning September 12, 2017.

SEC source: 0001209191-16-141280 · doc4.xml · nonDerivative · entry 1

HICKS QUENTIN R · CIK 0001676649 · SVP, Finance and Investor Rela

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F1 · shares: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F1 · price: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.