Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BATTALION OIL CORPHK · Entity 6921 | Director | November 27, 2018 | November 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BATTALION OIL CORP
Report date November 27, 2018 · Filed November 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 84,323 |
Reported balance
After 2018-11-27 transaction · row 1
1 source rowRow 1 · 2018-11-27 · Sale · Disposed 1,368 · Balance 84,323 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 27, 2018 Filed Nov 28, 2018 23:24 UTC | BATTALION OIL CORP HK · Entity 6921 | SaleCommon Stock | 1,368 | $2.91 | $3,980.88 |
DisclosureSEC source: 0001209191-18-060152 · doc4.xml · nonDerivative · entry 1 FULLER THOMAS R · CIK 0001248903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,323 Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:45 UTC | BATTALION OIL CORP HK · Entity 6921 | GrantCommon Stock | 33,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030638 · doc4.xml · nonDerivative · entry 1 FULLER THOMAS R · CIK 0001248903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,691 F1 · price: The restricted stock grant vests in one installment on November 14, 2018. Read SEC document |
| May 04, 2017 Filed May 8, 2017 22:28 UTC | BATTALION OIL CORP HK · Entity 6921 | GrantCommon Stock | 25,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030656 · doc4.xml · nonDerivative · entry 1 FULLER THOMAS R · CIK 0001248903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,948 Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 01:45 UTC | BATTALION OIL CORP HK · Entity 6921 | OtherWarrants (Right to Buy) · Derivative | 1,722 | $0.00 Strike: $14.04 | $0.00 |
DisclosureSEC source: 0001209191-16-151508 · doc4.xml · derivative · entry 2 FULLER THOMAS R · CIK 0001248903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,722 Underlying: Common Stock · 1,722 shares Expires 2020-09-09 F1 · kind: Pro rata distribution from Mwewe Partners LLC. Read SEC document |
| November 17, 2016 Filed Nov 22, 2016 01:45 UTC | BATTALION OIL CORP HK · Entity 6921 | OtherCommon Stock | 6,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151508 · doc4.xml · nonDerivative · entry 1 FULLER THOMAS R · CIK 0001248903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,963 F1 · kind: Pro rata distribution from Mwewe Partners LLC. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 23:23 UTC | BATTALION OIL CORP HK · Entity 6921 | GrantCommon Stock | 17,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-142339 · doc4.xml · nonDerivative · entry 1 FULLER THOMAS R · CIK 0001248903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,418 Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:08 UTC | BATTALION OIL CORP HK · Entity 6921 | OtherCommon Stock | 2,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-141272 · doc4.xml · nonDerivative · entry 2 FULLER THOMAS R · CIK 0001248903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,154 F2 · kind: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. F2 · shares: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. F2 · price: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 22:08 UTC | BATTALION OIL CORP HK · Entity 6921 | OtherCommon Stock | 73,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-141272 · doc4.xml · nonDerivative · entry 1 FULLER THOMAS R · CIK 0001248903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F1 · shares: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F1 · price: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.