Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BATTALION OIL CORPHK · Entity 6921 | Director | June 14, 2017 | June 15, 2017 |
| DIGIASIA CORP.APAC · Entity 91987 | Director | July 15, 2021 | July 16, 2021 |
| Pure Acquisition Corp.PACQU · Entity 147029 | Director | April 12, 2018 | April 12, 2018 |
| SANDRIDGE ENERGY INCSD · Entity 2054 | Director | July 17, 2018 | July 19, 2018 |
| ULTRA PETROLEUM CORPUPLCQ · Entity 146651 | Director | September 08, 2020 | September 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BATTALION OIL CORP
Report date June 14, 2017 · Filed June 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,157 |
Ending reported balance
After 2017-06-14 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2017-06-14 · Purchase · Acquired 600 · Balance 23,757 Row 2 · 2017-06-14 · Purchase · Acquired 4,000 · Balance 27,757 Row 3 · 2017-06-14 · Purchase · Acquired 2,600 · Balance 30,357 Row 4 · 2017-06-14 · Purchase · Acquired 1,000 · Balance 31,357 Row 5 · 2017-06-14 · Purchase · Acquired 2,400 · Balance 33,757 Row 6 · 2017-06-14 · Purchase · Acquired 9,400 · Balance 43,157 |
DIGIASIA CORP.
Report date July 15, 2021 · Filed July 16, 2021
This filing explicitly reported no securities owned.
Pure Acquisition Corp.
Report date April 12, 2018 · Filed April 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2018-04-12 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B common stock will automatically convert into shares of Class A common stock at the time of the initial business combination or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B common stock will automatically convert into shares of Class A common stock at the time of the initial business combination or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
SANDRIDGE ENERGY INC
Report date July 17, 2018 · Filed July 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,938 |
Reported balance
After 2018-07-17 transaction · row 1
1 source rowRow 1 · 2018-07-17 · Grant · Acquired 8,762 · Balance 11,938 |
ULTRA PETROLEUM CORP
Report date September 08, 2020 · Filed September 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-09-08 transaction · row 1
1 source rowRow 1 · 2020-09-08 · Sale · Disposed 201,439 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2020 Filed Sep 9, 2020 13:57 UTC | ULTRA PETROLEUM CORP UPLCQ · Entity 146651 | SaleCommon Stock | 201,439 | $0.01 | $1,107.91 |
DisclosureSEC source: 0001022646-20-000026 · primary_doc.xml · nonDerivative · entry 1 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 15:46 UTC | ULTRA PETROLEUM CORP UPLC · Entity 146651 | Exercise / conversionRestricted Stock Units · Derivative | 201,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001022646-20-000002 · primary_doc.xml · derivative · entry 2 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 201,439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As previously reported, as compensation for service on the board of directors of the Company as an independent, outside director, the Reporting Person received an award of restricted stock units. Such time-based restricted stock units converted on a one-for-one basis. F2 · derivative.exercise_date: On March 9, 2019, the Reporting Person was granted 201,439 time-based restricted stock units, scheduled to vest, if at all, on March 1, 2020. Such time-based restricted stock units converted on a one-for-one basis. F2 · derivative.expiration_date: On March 9, 2019, the Reporting Person was granted 201,439 time-based restricted stock units, scheduled to vest, if at all, on March 1, 2020. Such time-based restricted stock units converted on a one-for-one basis. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 15:46 UTC | ULTRA PETROLEUM CORP UPLC · Entity 146651 | Exercise / conversionCommon Stock | 201,439 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001022646-20-000002 · primary_doc.xml · nonDerivative · entry 1 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously reported, as compensation for service on the board of directors of the Company as an independent, outside director, the Reporting Person received an award of restricted stock units. Such time-based restricted stock units converted on a one-for-one basis. Read SEC document |
| May 24, 2019 Filed May 29, 2019 20:32 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | GrantRestricted Stock Units · Derivative | 201,439 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015101 · doc4.xml · derivative · entry 1 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,439 Underlying: Common Stock · 201,439 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for service on the board of directors of the Company as an independent, outside director, the Reporting Person received an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Company. F2 · derivative.exercise_date: The restricted stock units are time-based and will vest, if at all, on March 1, 2020. The award will terminate and the applicable restricted stock units will not vest if the Reporting Person is not a director of the Company on the date the award is scheduled to vest. F2 · derivative.expiration_date: The restricted stock units are time-based and will vest, if at all, on March 1, 2020. The award will terminate and the applicable restricted stock units will not vest if the Reporting Person is not a director of the Company on the date the award is scheduled to vest. Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 17:28 UTC | SANDRIDGE ENERGY INC SD · Entity 2054 | GrantCommon Stock | 8,762 | $17.12 | $150,005.44 |
DisclosureSEC source: 0001562180-18-003362 · primarydocument.xml · nonDerivative · entry 1 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,938 Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 16:58 UTC | SANDRIDGE ENERGY INC SD · Entity 2054 | GrantCommon Stock | 3,176 | $15.45 | $49,069.20 |
DisclosureSEC source: 0001562180-18-001078 · primarydocument.xml · nonDerivative · entry 1 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,176 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 15:14 UTC | BATTALION OIL CORP HK · Entity 6921 | PurchaseCommon Stock | 9,400 | $5.36 | $50,374.60 |
DisclosureSEC source: 0001209191-17-040083 · doc4.xml · nonDerivative · entry 6 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,157 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 15:14 UTC | BATTALION OIL CORP HK · Entity 6921 | PurchaseCommon Stock | 2,400 | $5.34 | $12,816.00 |
DisclosureSEC source: 0001209191-17-040083 · doc4.xml · nonDerivative · entry 5 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,757 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 15:14 UTC | BATTALION OIL CORP HK · Entity 6921 | PurchaseCommon Stock | 1,000 | $5.35 | $5,350.00 |
DisclosureSEC source: 0001209191-17-040083 · doc4.xml · nonDerivative · entry 4 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,357 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 15:14 UTC | BATTALION OIL CORP HK · Entity 6921 | PurchaseCommon Stock | 2,600 | $5.33 | $13,858.00 |
DisclosureSEC source: 0001209191-17-040083 · doc4.xml · nonDerivative · entry 3 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,357 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 15:14 UTC | BATTALION OIL CORP HK · Entity 6921 | PurchaseCommon Stock | 4,000 | $5.32 | $21,280.00 |
DisclosureSEC source: 0001209191-17-040083 · doc4.xml · nonDerivative · entry 2 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,757 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 15:14 UTC | BATTALION OIL CORP HK · Entity 6921 | PurchaseCommon Stock | 600 | $5.32 | $3,189.00 |
DisclosureSEC source: 0001209191-17-040083 · doc4.xml · nonDerivative · entry 1 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,757 Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 16:54 UTC | BATTALION OIL CORP HK · Entity 6921 | GrantCommon Stock | 23,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037345 · doc4.xml · nonDerivative · entry 1 BARNES SYLVIA K. · CIK 0001708180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,157 F1 · price: The Reporting Person received an award of restricted stock. This restricted stock award will vest fully in one installment on November 30, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.