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BANC

BANC OF CALIFORNIA, INC.

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Tapewire entity
4259
SEC CIK
0001169770
Parsed reports
455

Last 12 months

Inside the activity.

1 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202618
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 4, 2024 22:33 UTC
Dotan IdoGENERAL COUNSEL, CORP SECRTY
Tax withholdingCommon Stock 834 $14.63 $12,201.42
Disclosure

SEC source: 0001562180-24-002116 · primarydocument.xml · nonDerivative · entry 1

Dotan Ido · CIK 0001778395 · GENERAL COUNSEL, CORP SECRTY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,055

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:32 UTC
DYCK ROBERT GCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 631 $14.63 $9,231.53
Disclosure

SEC source: 0001562180-24-002115 · primarydocument.xml · nonDerivative · entry 1

DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,658

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:32 UTC
Sotoodeh John KCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 916 $14.63 $13,401.08
Disclosure

SEC source: 0001562180-24-002113 · primarydocument.xml · nonDerivative · entry 1

Sotoodeh John K · CIK 0001959393 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,111

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:29 UTC
Hussain HamidPRESIDENT OF THE BANK
Tax withholdingCommon Stock 1,007 $14.63 $14,732.41
Disclosure

SEC source: 0001562180-24-002111 · primarydocument.xml · nonDerivative · entry 1

Hussain Hamid · CIK 0002001244 · PRESIDENT OF THE BANK

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,907

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:28 UTC
Lindsay Olivia ICHIEF RISK OFFICER
Tax withholdingCommon Stock 208 $14.63 $3,043.04
Disclosure

SEC source: 0001562180-24-002110 · primarydocument.xml · nonDerivative · entry 1

Lindsay Olivia I · CIK 0002001474 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,487

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:55 UTC PurchaseDepositary Shares of Series F Preferred Stock 10,000 $21.40 $213,993.00
Disclosure

SEC source: 0001562180-24-002025 · primarydocument.xml · nonDerivative · entry 1

LASHLEY RICHARD J · CIK 0001204241 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Goodbody/PL Capital, LLC

Disclosed balance after: 10,000

F1 · price: The reported price is a weighted average price. These depositary shares were purchased in multiple transactions at prices ranging from $21.38 to $21.40 per depositary share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of depositary shares purchased at each separate price within the range set forth herein.

F2 · ownership.nature: Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:43 UTC
Sparks Monica LCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 944 $14.56 $13,744.64
Disclosure

SEC source: 0001562180-24-002014 · primarydocument.xml · nonDerivative · entry 1

Sparks Monica L · CIK 0001820687 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,063

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 01:43 UTC
Lindsay Olivia ICHIEF RISK OFFICER
GrantCommon Stock 18,934 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001950 · primarydocument.xml · nonDerivative · entry 1

Lindsay Olivia I · CIK 0002001474 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,695

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on February 27, 2025.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 01:42 UTC
Sparks Monica LCHIEF ACCOUNTING OFFICER
GrantCommon Stock 9,862 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001949 · primarydocument.xml · nonDerivative · entry 1

Sparks Monica L · CIK 0001820687 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,007

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on February 27, 2025.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 01:40 UTC GrantCommon Stock 10,913 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001947 · primarydocument.xml · nonDerivative · entry 1

Rindone Raymond J · CIK 0001955793 · DEPUTY CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,448

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on February 27, 2025.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 01:40 UTC
Kauder JosephCHIEF FINANCIAL OFFICER
GrantCommon Stock 20,161 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001945 · primarydocument.xml · nonDerivative · entry 1

Kauder Joseph · CIK 0001984782 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,259

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on February 27, 2025.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 01:39 UTC
Sotoodeh John KCHIEF OPERATING OFFICER
GrantCommon Stock 21,914 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001944 · primarydocument.xml · nonDerivative · entry 1

Sotoodeh John K · CIK 0001959393 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,027

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on February 27, 2025.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 01:38 UTC
Hussain HamidPRESIDENT OF THE BANK
GrantCommon Stock 21,914 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001943 · primarydocument.xml · nonDerivative · entry 1

Hussain Hamid · CIK 0002001244 · PRESIDENT OF THE BANK

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,914

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on February 27, 2025.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 01:38 UTC
WOLFF JARED MDirector · PRESIDENT AND CEO
GrantCommon Stock 92,041 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001942 · primarydocument.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,572

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on February 27, 2025.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 01:38 UTC
Dotan IdoGENERAL COUNSEL, CORP SECRTY
GrantCommon Stock 20,161 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001941 · primarydocument.xml · nonDerivative · entry 1

Dotan Ido · CIK 0001778395 · GENERAL COUNSEL, CORP SECRTY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,889

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on February 27, 2025.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:58 UTC
WOLFF JARED MDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 4,517 $14.62 $66,038.54
Disclosure

SEC source: 0001562180-24-001809 · primarydocument.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,531

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:57 UTC
Sotoodeh John KCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 1,009 $14.62 $14,751.58
Disclosure

SEC source: 0001562180-24-001808 · primarydocument.xml · nonDerivative · entry 1

Sotoodeh John K · CIK 0001959393 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,113

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:57 UTC Tax withholdingCommon Stock 514 $14.62 $7,514.68
Disclosure

SEC source: 0001562180-24-001807 · primarydocument.xml · nonDerivative · entry 1

Rindone Raymond J · CIK 0001955793 · DEPUTY CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,535

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:57 UTC
Lindsay Olivia ICHIEF RISK OFFICER
Tax withholdingCommon Stock 853 $14.62 $12,470.86
Disclosure

SEC source: 0001562180-24-001806 · primarydocument.xml · nonDerivative · entry 1

Lindsay Olivia I · CIK 0002001474 · CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,761

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:56 UTC
Hussain HamidPRESIDENT OF THE BANK
Tax withholdingCommon Stock 1,086 $14.62 $15,877.32
Disclosure

SEC source: 0001562180-24-001805 · primarydocument.xml · nonDerivative · entry 1

Hussain Hamid · CIK 0002001244 · PRESIDENT OF THE BANK

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,000

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:55 UTC
DYCK ROBERT GCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 690 $14.62 $10,087.80
Disclosure

SEC source: 0001562180-24-001804 · primarydocument.xml · nonDerivative · entry 1

DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,289

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:54 UTC
Dotan IdoGENERAL COUNSEL, CORP SECRTY
Tax withholdingCommon Stock 914 $14.62 $13,362.68
Disclosure

SEC source: 0001562180-24-001803 · primarydocument.xml · nonDerivative · entry 1

Dotan Ido · CIK 0001778395 · GENERAL COUNSEL, CORP SECRTY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,728

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
February 14, 2024 Filed Feb 15, 2024 00:25 UTC PurchaseCommon Stock 10,000 $13.16 $131,590.00
Disclosure

SEC source: 0001562180-24-001312 · primarydocument.xml · nonDerivative · entry 1

Barker James Andrew · CIK 0001792776 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the James A. Barker Living Trust

Disclosed balance after: 159,680

F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.10 to $13.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
January 30, 2024 Filed Jan 30, 2024 23:30 UTC
DYCK ROBERT GCHIEF CREDIT OFFICER
SaleCommon Stock 10,000 $14.97 $149,700.00
Disclosure

SEC source: 0001562180-24-000824 · primarydocument.xml · nonDerivative · entry 1

DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,979

Read SEC document
December 15, 2023 Filed Dec 19, 2023 01:37 UTC Tax withholdingCommon Stock 371 $14.20 $5,268.20
Disclosure

SEC source: 0001562180-23-008456 · primarydocument.xml · nonDerivative · entry 1

Rindone Raymond J · CIK 0001955793 · DEPUTY CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,049

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 00:59 UTC PurchaseCommon Stock 10,000 $12.32 $123,228.00
Disclosure

SEC source: 0001562180-23-008354 · primarydocument.xml · nonDerivative · entry 1

Barker James Andrew · CIK 0001792776 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the James A. Barker Living Trust

Disclosed balance after: 149,680

F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.305 to $12.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:13 UTC GrantCommon Stock 3,203 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008334 · primarydocument.xml · nonDerivative · entry 1

Curran Mary A · CIK 0001709408 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,066

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:08 UTC GrantCommon Stock 3,203 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008333 · primarydocument.xml · nonDerivative · entry 1

Schlogel Vania E · CIK 0001888492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,374

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024.

F2 · balance_after: Amount includes 151 shares of Issuer's common stock acquired pursuant to the Issuer's dividend reinvestment plan.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:08 UTC
Schell ToddDirector
GrantCommon Stock 3,203 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008332 · primarydocument.xml · nonDerivative · entry 1

Schell Todd · CIK 0002000176 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,203

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:07 UTC GrantCommon Stock 3,203 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008331 · primarydocument.xml · nonDerivative · entry 1

Rice Joseph J · CIK 0001976175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,066

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:06 UTC
Thau AndrewDirector
GrantCommon Stock 3,203 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008330 · primarydocument.xml · nonDerivative · entry 1

Thau Andrew · CIK 0001792999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,155

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024.

F2 · balance_after: Amount includes 97 shares that were acquired pursuant to the Issuer's dividend reinvestment plan.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:06 UTC GrantCommon Stock 3,203 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008329 · primarydocument.xml · nonDerivative · entry 1

LESTER SUSAN E · CIK 0001240433 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,922

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:05 UTC GrantCommon Stock 3,203 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008328 · primarydocument.xml · nonDerivative · entry 1

EUSEY SHANNON F · CIK 0001778634 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,152

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024.

F2 · balance_after: Amount includes 91 shares of Issuer's common stock acquired pursuant to the Issuer's dividend reinvestment plan.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:04 UTC GrantCommon Stock 3,203 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008327 · primarydocument.xml · nonDerivative · entry 1

EGGEMEYER JOHN M III · CIK 0001197257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,167

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:04 UTC GrantCommon Stock 3,203 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008326 · primarydocument.xml · nonDerivative · entry 1

Burke Paul Robert · CIK 0001352198 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,176

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:04 UTC GrantCommon Stock 3,203 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008325 · primarydocument.xml · nonDerivative · entry 1

LASHLEY RICHARD J · CIK 0001204241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,284

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:03 UTC GrantCommon Stock 3,203 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008324 · primarydocument.xml · nonDerivative · entry 1

Barker James Andrew · CIK 0001792776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,973

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024.

F2 · balance_after: Amount includes 247 shares of Issuer's common stock acquired pursuant to the Issuer's dividend reinvestment plan.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 01:20 UTC PurchaseCommon Stock 10,000 $12.66 $126,588.00
Disclosure

SEC source: 0001562180-23-008176 · primarydocument.xml · nonDerivative · entry 1

Rice Joseph J · CIK 0001976175 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Joseph J. Rice 2012 Irrevocable Trust

Disclosed balance after: 10,000

F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.645 to $12.6599 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 01:28 UTC SaleCommon Stock 200,000 $12.67 $2,533,400.00
Disclosure

SEC source: 0001562180-23-008177 · primarydocument.xml · nonDerivative · entry 1

LASHLEY RICHARD J · CIK 0001204241 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By PL Capital, LLC

Disclosed balance after: 2,463,143

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.55 to $12.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2 · ownership.nature: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P. and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:47 UTC GrantCommon Stock 18,721 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008084 · primarydocument.xml · nonDerivative · entry 2

EGGEMEYER JOHN M III · CIK 0001197257 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 18,721

F1 · shares: Represents shares acquired pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp ("PACW") and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between PACW and Cal Merger Sub, Inc., each share of PACW common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of Issuer common stock with cash-in-lieu of any fractional share.

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November 30, 2023 Filed Dec 5, 2023 00:47 UTC GrantCommon Stock 173,964 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008084 · primarydocument.xml · nonDerivative · entry 1

EGGEMEYER JOHN M III · CIK 0001197257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,964

F1 · shares: Represents shares acquired pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp ("PACW") and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between PACW and Cal Merger Sub, Inc., each share of PACW common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of Issuer common stock with cash-in-lieu of any fractional share.

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November 30, 2023 Filed Dec 5, 2023 00:42 UTC
Sotoodeh John KCHIEF OPERATING OFFICER
OtherPerformance Stock Units · Derivative 62,502 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008082 · primarydocument.xml · derivative · entry 3

Sotoodeh John K · CIK 0001959393 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,502 shares

Expires 2026-06-06

F3 · derivative.exercise_price: In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration.

F3 · kind: In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration.

F3 · derivative.exercise_date: In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration.

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November 30, 2023 Filed Dec 5, 2023 00:42 UTC
Sotoodeh John KCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 7,231 $11.83 $85,542.73
Disclosure

SEC source: 0001562180-23-008082 · primarydocument.xml · nonDerivative · entry 2

Sotoodeh John K · CIK 0001959393 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,122

F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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November 30, 2023 Filed Dec 5, 2023 00:42 UTC
Sotoodeh John KCHIEF OPERATING OFFICER
GrantCommon Stock 20,908 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008082 · primarydocument.xml · nonDerivative · entry 1

Sotoodeh John K · CIK 0001959393 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,353

F1 · shares: Represents shares of Issuer's common stock acquired from the vesting of performance-based restricted share unit awards pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp and Cal Merger Sub, Inc. (the "Merger Agreement").

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November 30, 2023 Filed Dec 5, 2023 00:35 UTC
WOLFF JARED MDirector · PRESIDENT AND CEO
OtherPerformance Stock Units · Derivative 279,207 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008081 · primarydocument.xml · derivative · entry 4

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 279,207 shares

Expires 2026-06-06

F3 · derivative.exercise_price: In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration.

F3 · kind: In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration.

F3 · derivative.exercise_date: In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration.

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November 30, 2023 Filed Dec 5, 2023 00:35 UTC
WOLFF JARED MDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 35,241 $11.83 $416,901.03
Disclosure

SEC source: 0001562180-23-008081 · primarydocument.xml · nonDerivative · entry 2

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,882

F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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November 30, 2023 Filed Dec 5, 2023 00:35 UTC
WOLFF JARED MDirector · PRESIDENT AND CEO
GrantCommon Stock 71,075 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008081 · primarydocument.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,123

F1 · shares: Represents shares of Issuer's common stock acquired from the vesting of performance-based restricted share unit awards pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp and Cal Merger Sub, Inc. (the "Merger Agreement").

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November 30, 2023 Filed Dec 5, 2023 00:34 UTC Tax withholdingCommon Stock 1,851 $11.83 $21,897.33
Disclosure

SEC source: 0001562180-23-008080 · primarydocument.xml · nonDerivative · entry 2

Rindone Raymond J · CIK 0001955793 · DEPUTY CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,420

F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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November 30, 2023 Filed Dec 5, 2023 00:34 UTC GrantCommon Stock 5,352 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008080 · primarydocument.xml · nonDerivative · entry 1

Rindone Raymond J · CIK 0001955793 · DEPUTY CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,271

F1 · shares: Represents shares of Issuer's common stock acquired from the vesting of performance-based restricted share unit awards pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp and Cal Merger Sub, Inc.

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November 30, 2023 Filed Dec 5, 2023 00:32 UTC
DYCK ROBERT GCHIEF CREDIT OFFICER
OtherPerformance Stock Units · Derivative 29,478 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008078 · primarydocument.xml · derivative · entry 3

DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,478 shares

Expires 2026-06-06

F3 · derivative.exercise_price: In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration.

F3 · kind: In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration.

F3 · derivative.exercise_date: In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.