Last 12 months
Inside the activity.
1 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 8 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2018 Filed May 22, 2018 00:00 UTC |
Grosvenor John C.GENERAL COUNSEL EMERITUS
|
SaleCommon Stock | 23,940.601 | $18.78 | $449,604.49 |
DisclosureSEC source: 0001415889-18-000794 · form4-05212018_080501.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · GENERAL COUNSEL EMERITUS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,437.8263 Read SEC document |
| May 07, 2018 Filed May 8, 2018 21:24 UTC |
Bowers Douglas HCEO AND PRESIDENT
|
Tax withholdingCommon Stock | 4,035 | $18.75 | $75,656.25 |
DisclosureSEC source: 0001415889-18-000703 · form4-05082018_020529.xml · nonDerivative · entry 1 Bowers Douglas H · CIK 0001604024 · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,965 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 00:17 UTC |
Boyle Hugh FCHIEF RISK OFFICER
|
Tax withholdingCommon Stock | 616 | $18.45 | $11,365.20 |
DisclosureSEC source: 0001415889-18-000635 · form4-04172018_050410.xml · nonDerivative · entry 1 Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,659.4034 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 00:15 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 775 | $18.45 | $14,298.75 |
DisclosureSEC source: 0001415889-18-000633 · form4-04172018_050441.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,378.4273 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 00:12 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 1,892 | $19.15 | $36,231.80 |
DisclosureSEC source: 0001415889-18-000559 · form4-04042018_050445.xml · nonDerivative · entry 3 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,153.4273 F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:12 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 5,051 | $19.30 | $97,484.30 |
DisclosureSEC source: 0001415889-18-000559 · form4-04042018_050445.xml · nonDerivative · entry 2 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,045.4273 F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:12 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
GrantCommon Stock | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000559 · form4-04042018_050445.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,096.4273 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a five-year period beginning on the one-year anniversary of the grant date. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:09 UTC |
Boyle Hugh FCHIEF RISK OFFICER
|
Tax withholdingCommon Stock | 10,715 | $19.30 | $206,799.50 |
DisclosureSEC source: 0001415889-18-000557 · form4-04042018_050412.xml · nonDerivative · entry 2 Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,275.4034 F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:09 UTC |
Boyle Hugh FCHIEF RISK OFFICER
|
GrantCommon Stock | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000557 · form4-04042018_050412.xml · nonDerivative · entry 1 Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,990.4034 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a five-year period beginning on the one-year anniversary of the grant date. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:06 UTC |
Gee LawrenceCHIEF ACCT OFFICER
|
GrantCommon Stock | 1,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000555 · form4-04042018_050411.xml · nonDerivative · entry 1 Gee Lawrence · CIK 0001716573 · CHIEF ACCT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,687 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on the one-year anniversary of the grant date. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:03 UTC |
Gagnon KrisCHIEF CREDIT OFFICER
|
GrantCommon Stock | 20,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000553 · form4-04042018_050444.xml · nonDerivative · entry 1 Gagnon Kris · CIK 0001731617 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,726 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on the one-year anniversary of the grant date. Read SEC document |
| April 02, 2018 Filed Feb 12, 2019 18:54 UTC |
SZNEWAJS ROBERT DDirector
|
GrantCommon Stock | 73.3257 | $18.72 | $1,372.66 |
DisclosureSEC source: 0001415889-19-000152 · form5-02122019_030201.xml · nonDerivative · entry 2 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,891.8103 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| April 02, 2018 Filed Feb 12, 2019 23:58 UTC |
Benett Halle J.Director
|
GrantCommon Stock | 0.0027 | $18.72 | $0.05 |
DisclosureSEC source: 0001415889-19-000156 · form5-02122019_030221.xml · nonDerivative · entry 2 Benett Halle J. · CIK 0001608090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,698.3653 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| April 02, 2018 Filed Feb 14, 2019 22:05 UTC |
Boyle Hugh FCHIEF RISK OFFICER
|
GrantCommon Stock | 315.1359 | $18.72 | $5,899.34 |
DisclosureSEC source: 0001415889-19-000170 · form5-02142019_020202.xml · nonDerivative · entry 2 Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,151.6696 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| March 28, 2018 Filed Feb 12, 2019 23:56 UTC |
Curran Mary ADirector
|
OtherCommon Stock | 0.349 | $18.97 | $6.62 |
DisclosureSEC source: 0001415889-19-000154 · form5-02122019_030223.xml · nonDerivative · entry 4 Curran Mary A · CIK 0001709408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,838.329 F1 · kind: Shares were acquired pursuant to a broker-sponsored dividend reinvestment plan. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:30 UTC |
Boyle Hugh FCHIEF RISK OFFICER
|
GrantStock Option · Derivative | 16,000 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0001415889-18-000360 · form4-03122018_020344.xml · derivative · entry 3 Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 16,000 shares Expires 2025-05-15 F3 · kind: On May 15, 2015, the Reporting Person was granted an option to purchase 80,000 shares of common stock. The option vests in five substantially equal installments, based on the satisfaction of certain performance-based criteria for each of the fiscal years ending December 31, 2015, 2016, 2017, 2018 and 2019. The performance criteria for 2017 were met, resulting in vesting of the option as to 16,000 shares. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:30 UTC |
Boyle Hugh FCHIEF RISK OFFICER
|
GrantCommon Stock | 7,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000360 · form4-03122018_020344.xml · nonDerivative · entry 2 Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,730.4034 F2 · kind: Represents issuance of RSUs which convert into common stock on a one-for-one basis. These RSUs were initially granted on April 14, 2017, but are now being issued to the Reporting Person due to satisfaction of a performance gate criterion. The RSUs are scheduled to vest annually, in substantially equal installments, over a four-year period beginning on April 14, 2018. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:30 UTC |
Boyle Hugh FCHIEF RISK OFFICER
|
GrantCommon Stock | 11,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000360 · form4-03122018_020344.xml · nonDerivative · entry 1 Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,604.4034 F1 · kind: Represents issuance of restricted stock units (RSUs) which convert into common stock on a one-for-one basis. These RSUs were initially granted on March 29, 2017, but are now being issued to the Reporting Person due to the attainment of certain performance objectives. These RSUs will vest in full on April 1, 2018. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:29 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
GrantStock Option · Derivative | 12,000 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0001415889-18-000358 · form4-03122018_020320.xml · derivative · entry 2 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2025-05-15 F2 · kind: On May 15, 2015, the Reporting Person was granted an option to purchase 60,000 shares of common stock. The option vests in five substantially equal installments, based on the satisfaction of certain performance-based criteria for each of the fiscal years ending December 31, 2015, 2016, 2017, 2018 and 2019. The performance criteria for 2017 were met, resulting in vesting of the option as to 12,000 shares. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:29 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
GrantCommon Stock | 5,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000358 · form4-03122018_020320.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,836.4273 F1 · kind: Represents issuance of restricted stock units (RSUs) which convert into common stock on a one-for-one basis. These RSUs were initially granted on April 14, 2017, but are now being issued to the Reporting Person due to satisfaction of a performance gate criterion. The RSUs are scheduled to vest annually, in substantially equal installments, over a four-year period beginning on April 14, 2018. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 11:00 UTC |
Bogler John A.CHIEF FINANCIAL OFFICER
|
PurchaseCommon Stock | 20,000 | $19.30 | $386,000.00 |
DisclosureSEC source: 0001415889-18-000179 · form4-02052018_060201.xml · nonDerivative · entry 1 Bogler John A. · CIK 0001508557 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Read SEC document |
| January 02, 2018 Filed Feb 12, 2019 18:54 UTC |
SZNEWAJS ROBERT DDirector
|
GrantCommon Stock | 68.0902 | $20.03 | $1,363.85 |
DisclosureSEC source: 0001415889-19-000152 · form5-02122019_030201.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,891.8103 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| January 02, 2018 Filed Feb 12, 2019 23:58 UTC |
Benett Halle J.Director
|
GrantCommon Stock | 0.0025 | $20.03 | $0.05 |
DisclosureSEC source: 0001415889-19-000156 · form5-02122019_030221.xml · nonDerivative · entry 1 Benett Halle J. · CIK 0001608090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,698.3653 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| January 02, 2018 Filed Feb 14, 2019 22:05 UTC |
Boyle Hugh FCHIEF RISK OFFICER
|
GrantCommon Stock | 292.6347 | $20.03 | $5,861.47 |
DisclosureSEC source: 0001415889-19-000170 · form5-02142019_020202.xml · nonDerivative · entry 1 Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,151.6696 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| December 28, 2017 Filed Feb 12, 2019 23:56 UTC |
Curran Mary ADirector
|
OtherCommon Stock | 0.313 | $21.02 | $6.58 |
DisclosureSEC source: 0001415889-19-000154 · form5-02122019_030223.xml · nonDerivative · entry 3 Curran Mary A · CIK 0001709408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,838.329 F1 · kind: Shares were acquired pursuant to a broker-sponsored dividend reinvestment plan. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:00 UTC |
Kuelbs BrianFORMER CHF INVESTMENT OFFICER
|
Disposition to issuerCommon Stock | 22,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001953 · form4-12182017_061208.xml · nonDerivative · entry 1 Kuelbs Brian · CIK 0001521999 · FORMER CHF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,865 F1 · kind: Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's separation from the Issuer on December 14, 2017. Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 00:16 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
Exercise / conversionStock Options · Derivative | 10,162 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0001415889-17-001893 · form4-12042017_041259.xml · derivative · entry 4 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,162 shares Expires 2017-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 00:16 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
Disposition to issuerStock Options · Derivative | 13,838 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0001415889-17-001893 · form4-12042017_041259.xml · derivative · entry 3 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,162 Underlying: Common Stock · 24,000 shares Expires 2025-05-15 F2 · kind: Represents stock options that were cancelled and returned to the Issuer in order to pay the exercise price associated with the exercise of the remaining 10,162 stock options. F2 · price: Represents stock options that were cancelled and returned to the Issuer in order to pay the exercise price associated with the exercise of the remaining 10,162 stock options. Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 00:16 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 5,303 | $23.05 | $122,234.15 |
DisclosureSEC source: 0001415889-17-001893 · form4-12042017_041259.xml · nonDerivative · entry 2 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,593.601 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the exercise of the stock option reported herein. Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 00:16 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
Exercise / conversionCommon Stock | 10,162 | $13.29 | $135,052.98 |
DisclosureSEC source: 0001415889-17-001893 · form4-12042017_041259.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,896.601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 01:00 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
Exercise / conversionStock Options · Derivative | 30,328 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0001415889-17-001844 · form4-11212017_051117.xml · derivative · entry 4 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,328 shares Expires 2022-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-third of the options vested on August 22, 2013, August 22, 2014 and August 14, 2015, respectively. Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 01:00 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
Disposition to issuerStock Options · Derivative | 44,672 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0001415889-17-001844 · form4-11212017_051117.xml · derivative · entry 3 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,328 Underlying: Common Stock · 75,000 shares Expires 2022-08-22 F2 · kind: Represents stock options that were cancelled and returned to the Issuer in order to pay the exercise price associated with the exercise of the remaining 30,328 stock options. F2 · price: Represents stock options that were cancelled and returned to the Issuer in order to pay the exercise price associated with the exercise of the remaining 30,328 stock options. F3 · derivative.exercise_date: One-third of the options vested on August 22, 2013, August 22, 2014 and August 14, 2015, respectively. Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 01:00 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 15,825 | $20.55 | $325,203.75 |
DisclosureSEC source: 0001415889-17-001844 · form4-11212017_051117.xml · nonDerivative · entry 2 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,734.601 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the exercise of the stock option reported herein. Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 01:00 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
Exercise / conversionCommon Stock | 30,328 | $12.24 | $371,214.72 |
DisclosureSEC source: 0001415889-17-001844 · form4-11212017_051117.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,559.601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 23:51 UTC |
Bogler John A.CHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001735 · form4-10272017_041034.xml · nonDerivative · entry 1 Bogler John A. · CIK 0001508557 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on September 5, 2018. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 00:39 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 522 | $20.35 | $10,622.70 |
DisclosureSEC source: 0001415889-17-001670 · form4-10172017_051021.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,231.601 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of previously granted awards. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 00:29 UTC |
Boyle Hugh FCHIEF RISK OFFICER
|
Tax withholdingCommon Stock | 1,880 | $20.75 | $39,010.00 |
DisclosureSEC source: 0001415889-17-001610 · form4-10032017_051035.xml · nonDerivative · entry 1 Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,804.7419 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of previously granted awards. Read SEC document |
| October 02, 2017 Filed Feb 13, 2018 06:30 UTC |
SZNEWAJS ROBERT DDirector
|
GrantCommon Stock | 67.3273 | $20.13 | $1,355.30 |
DisclosureSEC source: 0001415889-18-000215 · form5-02132018_060211.xml · nonDerivative · entry 2 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,562.3838 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| October 02, 2017 Filed Feb 13, 2018 11:30 UTC |
Karish JeffDirector
|
GrantCommon Stock | 167.529 | $20.13 | $3,372.36 |
DisclosureSEC source: 0001415889-18-000217 · form5-02132018_060220.xml · nonDerivative · entry 2 Karish Jeff · CIK 0001533944 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,312.5618 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| October 02, 2017 Filed Feb 13, 2018 11:30 UTC |
Benett Halle J.Director
|
GrantCommon Stock | 0.0025 | $20.13 | $0.05 |
DisclosureSEC source: 0001415889-18-000216 · form5-02132018_060216.xml · nonDerivative · entry 2 Benett Halle J. · CIK 0001608090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,510.3548 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| October 02, 2017 Filed Feb 13, 2018 11:30 UTC |
Boyle Hugh FCHIEF RISK OFFICER
|
GrantCommon Stock | 269.3335 | $20.13 | $5,421.68 |
DisclosureSEC source: 0001415889-18-000214 · form5-02132018_060207.xml · nonDerivative · entry 2 Boyle Hugh F · CIK 0001568582 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,332.4034 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| October 02, 2017 Filed Feb 13, 2018 11:30 UTC |
Grosvenor John C.EVP AND GENERAL COUNSEL
|
GrantCommon Stock | 155.5921 | $20.13 | $3,132.07 |
DisclosureSEC source: 0001415889-18-000213 · form5-02132018_060202.xml · nonDerivative · entry 2 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,898.4273 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| September 28, 2017 Filed Feb 12, 2019 23:56 UTC |
Curran Mary ADirector
|
OtherCommon Stock | 0.318 | $20.57 | $6.54 |
DisclosureSEC source: 0001415889-19-000154 · form5-02122019_030223.xml · nonDerivative · entry 2 Curran Mary A · CIK 0001709408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,838.329 F1 · kind: Shares were acquired pursuant to a broker-sponsored dividend reinvestment plan. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 22:37 UTC |
Bowers Douglas HCEO AND PRESIDENT
|
PurchaseCommon Stock | 57,000 | $17.56 | $1,000,920.00 |
DisclosureSEC source: 0001415889-17-001476 · form4-09112017_030942.xml · nonDerivative · entry 1 Bowers Douglas H · CIK 0001604024 · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,000 Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 21:41 UTC |
WYCOFF W KIRKDirector
|
GrantCommon Stock | 4,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001214 · form4-07182017_020709.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,748 F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 17:47 UTC |
HILL BONNIE GUITONDirector
|
GrantCommon Stock | 4,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001222 · form4-07182017_020708.xml · nonDerivative · entry 1 HILL BONNIE GUITON · CIK 0001049367 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,568 F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 17:39 UTC |
SZNEWAJS ROBERT DDirector
|
GrantCommon Stock | 6,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001212 · form4-07182017_020728.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,459.0699 F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 21:45 UTC |
Karish JeffDirector
|
GrantCommon Stock | 4,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001220 · form4-07182017_020743.xml · nonDerivative · entry 1 Karish Jeff · CIK 0001533944 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,012.2512 F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 21:44 UTC |
LASHLEY RICHARD JDirector
|
GrantCommon Stock | 5,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001218 · form4-07182017_020713.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,049 F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 21:43 UTC |
Benett Halle J.Director
|
GrantCommon Stock | 4,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001216 · form4-07182017_020749.xml · nonDerivative · entry 1 Benett Halle J. · CIK 0001608090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,510.3499 F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.