Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | CHIEF FINANCIAL OFFICER | April 29, 2019 | May 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date April 29, 2019 · Filed May 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,075 |
Reported balance
After 2019-04-29 transaction · row 1
1 source rowRow 1 · 2019-04-29 · Grant · Acquired 25,916 · Balance 75,075 F1: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on April 29, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on April 29, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 29, 2019 Filed May 2, 2019 00:35 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 25,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000494 · form4-05012019_050508.xml · nonDerivative · entry 1 Bogler John A. · CIK 0001508557 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,075 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on April 29, 2020. Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 01:42 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 11,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000333 · form4-03142019_060337.xml · nonDerivative · entry 1 Bogler John A. · CIK 0001508557 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,159 F1 · kind: Represents restricted stock units ("RSUs") that were initially granted to the Reporting Person on April 2, 2018, subject to certain gating criteria, which gating criteria was subsequently achieved. On March 12, 2019, the Compensation Committee of the Issuer's Board of Directors approved of the vesting of the RSUs. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on April 2, 2019. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 11:00 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 20,000 | $19.30 | $386,000.00 |
DisclosureSEC source: 0001415889-18-000179 · form4-02052018_060201.xml · nonDerivative · entry 1 Bogler John A. · CIK 0001508557 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 23:51 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001735 · form4-10272017_041034.xml · nonDerivative · entry 1 Bogler John A. · CIK 0001508557 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on September 5, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.