Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BANC OF CALIFORNIA, INC.
Report date May 17, 2018 · Filed May 22, 2018
Section 16 reporting ended · disclosed 2018-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,437.8263 |
Reported balance
After 2018-05-17 transaction · row 1
1 source rowRow 1 · 2018-05-17 · Sale · Disposed 23,940.601 · Balance 35,437.8263 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.29 · Expires 2025-05-15 | Direct | 12,000 |
Reported balance
Holding disclosure · report date 2018-05-17 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 12,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2018 Filed May 22, 2018 00:00 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 23,940.601 | $18.78 | $449,604.49 |
DisclosureSEC source: 0001415889-18-000794 · form4-05212018_080501.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · GENERAL COUNSEL EMERITUS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,437.8263 Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 00:15 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 775 | $18.45 | $14,298.75 |
DisclosureSEC source: 0001415889-18-000633 · form4-04172018_050441.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,378.4273 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 00:12 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 1,892 | $19.15 | $36,231.80 |
DisclosureSEC source: 0001415889-18-000559 · form4-04042018_050445.xml · nonDerivative · entry 3 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,153.4273 F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:12 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 5,051 | $19.30 | $97,484.30 |
DisclosureSEC source: 0001415889-18-000559 · form4-04042018_050445.xml · nonDerivative · entry 2 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,045.4273 F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:12 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000559 · form4-04042018_050445.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,096.4273 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a five-year period beginning on the one-year anniversary of the grant date. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:29 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantStock Option · Derivative | 12,000 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0001415889-18-000358 · form4-03122018_020320.xml · derivative · entry 2 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2025-05-15 F2 · kind: On May 15, 2015, the Reporting Person was granted an option to purchase 60,000 shares of common stock. The option vests in five substantially equal installments, based on the satisfaction of certain performance-based criteria for each of the fiscal years ending December 31, 2015, 2016, 2017, 2018 and 2019. The performance criteria for 2017 were met, resulting in vesting of the option as to 12,000 shares. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:29 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000358 · form4-03122018_020320.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,836.4273 F1 · kind: Represents issuance of restricted stock units (RSUs) which convert into common stock on a one-for-one basis. These RSUs were initially granted on April 14, 2017, but are now being issued to the Reporting Person due to satisfaction of a performance gate criterion. The RSUs are scheduled to vest annually, in substantially equal installments, over a four-year period beginning on April 14, 2018. Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 00:16 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Exercise / conversionStock Options · Derivative | 10,162 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0001415889-17-001893 · form4-12042017_041259.xml · derivative · entry 4 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,162 shares Expires 2017-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 00:16 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Disposition to issuerStock Options · Derivative | 13,838 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0001415889-17-001893 · form4-12042017_041259.xml · derivative · entry 3 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,162 Underlying: Common Stock · 24,000 shares Expires 2025-05-15 F2 · kind: Represents stock options that were cancelled and returned to the Issuer in order to pay the exercise price associated with the exercise of the remaining 10,162 stock options. F2 · price: Represents stock options that were cancelled and returned to the Issuer in order to pay the exercise price associated with the exercise of the remaining 10,162 stock options. Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 00:16 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 5,303 | $23.05 | $122,234.15 |
DisclosureSEC source: 0001415889-17-001893 · form4-12042017_041259.xml · nonDerivative · entry 2 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,593.601 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the exercise of the stock option reported herein. Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 00:16 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Exercise / conversionCommon Stock | 10,162 | $13.29 | $135,052.98 |
DisclosureSEC source: 0001415889-17-001893 · form4-12042017_041259.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,896.601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 01:00 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Exercise / conversionStock Options · Derivative | 30,328 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0001415889-17-001844 · form4-11212017_051117.xml · derivative · entry 4 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,328 shares Expires 2022-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-third of the options vested on August 22, 2013, August 22, 2014 and August 14, 2015, respectively. Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 01:00 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Disposition to issuerStock Options · Derivative | 44,672 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0001415889-17-001844 · form4-11212017_051117.xml · derivative · entry 3 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,328 Underlying: Common Stock · 75,000 shares Expires 2022-08-22 F2 · kind: Represents stock options that were cancelled and returned to the Issuer in order to pay the exercise price associated with the exercise of the remaining 30,328 stock options. F2 · price: Represents stock options that were cancelled and returned to the Issuer in order to pay the exercise price associated with the exercise of the remaining 30,328 stock options. F3 · derivative.exercise_date: One-third of the options vested on August 22, 2013, August 22, 2014 and August 14, 2015, respectively. Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 01:00 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 15,825 | $20.55 | $325,203.75 |
DisclosureSEC source: 0001415889-17-001844 · form4-11212017_051117.xml · nonDerivative · entry 2 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,734.601 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the exercise of the stock option reported herein. Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 01:00 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Exercise / conversionCommon Stock | 30,328 | $12.24 | $371,214.72 |
DisclosureSEC source: 0001415889-17-001844 · form4-11212017_051117.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,559.601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 00:39 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 522 | $20.35 | $10,622.70 |
DisclosureSEC source: 0001415889-17-001670 · form4-10172017_051021.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,231.601 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of previously granted awards. Read SEC document |
| October 02, 2017 Filed Feb 13, 2018 11:30 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 155.5921 | $20.13 | $3,132.07 |
DisclosureSEC source: 0001415889-18-000213 · form5-02132018_060202.xml · nonDerivative · entry 2 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,898.4273 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| July 03, 2017 Filed Feb 13, 2018 11:30 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 149.2342 | $20.86 | $3,113.03 |
DisclosureSEC source: 0001415889-18-000213 · form5-02132018_060202.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,898.4273 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 00:48 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantStock Option · Derivative | 12,000 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0001415889-17-000605 · form4-04052017_050442.xml · derivative · entry 3 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 12,000 shares Expires 2025-05-15 F3 · shares: On May 15, 2015, the Reporting Person was granted an option to purchase 60,000 shares of common stock. The option vests in five substantially equal annual installments, based on satisfaction of certain performance-based criteria for each of the fiscal years ending December 31, 2015, 2016, 2017, 2018, and 2019. The performance criteria for 2016 were met, resulting in vesting of the option as to 12,000 shares. F3 · balance_after: On May 15, 2015, the Reporting Person was granted an option to purchase 60,000 shares of common stock. The option vests in five substantially equal annual installments, based on satisfaction of certain performance-based criteria for each of the fiscal years ending December 31, 2015, 2016, 2017, 2018, and 2019. The performance criteria for 2016 were met, resulting in vesting of the option as to 12,000 shares. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 00:48 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Srock | 4,585 | $20.70 | $94,909.50 |
DisclosureSEC source: 0001415889-17-000605 · form4-04052017_050442.xml · nonDerivative · entry 2 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,753.601 F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of previously granted awards. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 00:48 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 3,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-000605 · form4-04052017_050442.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,338.601 F1 · shares: This award is currently restricted and will vest in full on April 3, 2018. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 21:00 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 14,979.1278 | $20.50 | $307,072.12 |
DisclosureSEC source: 0001415889-17-000474 · form4-03222017_020324.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,714.601 Read SEC document |
| October 15, 2016 Filed Oct 18, 2016 01:21 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 522 | $16.50 | $8,613.00 |
DisclosureSEC source: 0001415889-16-007292 · form4-10172016_061033.xml · nonDerivative · entry 2 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,989.4414 F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of previously granted awards. Read SEC document |
| October 13, 2016 Filed Oct 18, 2016 01:21 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 7,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-16-007292 · form4-10172016_061033.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,511.4414 F1 · kind: This award was granted upon attainment of certain performance objectives under a performance unit agreement previously granted to the Reporting Person. Read SEC document |
| October 03, 2016 Filed Feb 15, 2017 01:40 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 240.9029 | $16.94 | $4,079.93 |
DisclosureSEC source: 0001415889-17-000269 · form5-02142017_050247.xml · nonDerivative · entry 4 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,693.7288 F1 · kind: Shares were acquired pursuant to the Issuer's 2013 Dividend Reinvestment Plan. F2 · balance_after: This Form 5 is being filed, in part, to correctly report the number of shares held by the Reporting Person as of December 31, 2016. Read SEC document |
| July 01, 2016 Filed Feb 15, 2017 01:40 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 230.8071 | $17.56 | $4,052.28 |
DisclosureSEC source: 0001415889-17-000269 · form5-02142017_050247.xml · nonDerivative · entry 3 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,693.7288 F1 · kind: Shares were acquired pursuant to the Issuer's 2013 Dividend Reinvestment Plan. F2 · balance_after: This Form 5 is being filed, in part, to correctly report the number of shares held by the Reporting Person as of December 31, 2016. Read SEC document |
| April 01, 2016 Filed Feb 15, 2017 01:40 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 105.891 | $16.98 | $1,797.50 |
DisclosureSEC source: 0001415889-17-000269 · form5-02142017_050247.xml · nonDerivative · entry 2 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,693.7288 F1 · kind: Shares were acquired pursuant to the Issuer's 2013 Dividend Reinvestment Plan. F2 · balance_after: This Form 5 is being filed, in part, to correctly report the number of shares held by the Reporting Person as of December 31, 2016. Read SEC document |
| January 04, 2016 Filed Feb 15, 2017 01:40 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 125.6865 | $14.18 | $1,782.36 |
DisclosureSEC source: 0001415889-17-000269 · form5-02142017_050247.xml · nonDerivative · entry 1 Grosvenor John C. · CIK 0001556991 · EVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,693.7288 F1 · kind: Shares were acquired pursuant to the Issuer's 2013 Dividend Reinvestment Plan. F2 · balance_after: This Form 5 is being filed, in part, to correctly report the number of shares held by the Reporting Person as of December 31, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.