Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | CHIEF CREDIT OFFICER | April 02, 2019 | April 03, 2019 |
| FLAGSTAR BANK, NATIONAL ASSOCIATIONNYSE:FLG · Entity 3855 | Sr EVP & Chief Credit Officer | March 15, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date April 02, 2019 · Filed April 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,142 |
Reported balance
After 2019-04-02 transaction · row 1
1 source rowRow 1 · 2019-04-02 · Tax withholding · Disposed 3,584 · Balance 17,142 F1: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.
FLAGSTAR BANK, NATIONAL ASSOCIATION
Report date March 15, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,539 |
Reported balance
After 2026-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-15 · Tax withholding · Disposed 6,051 · Balance 44,539 F1: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2026 Filed Mar 17, 2026 14:23 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 | Tax withholdingCommon Stock | 6,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001731617-26-000002 · wk-form4_1773757380.xml · nonDerivative · entry 1 Gagnon Kris · CIK 0001731617 · Sr EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,539 F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 20:37 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 | GrantCommon Stock | 50,590 | $0.00 | $0.00 |
DisclosureSEC source: 0000910073-25-000053 · wk-form4_1742330197.xml · nonDerivative · entry 1 Gagnon Kris · CIK 0001731617 · Sr EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,590 F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time. Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 19:21 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 | GrantEmployee Stock Options (Right to Buy) · Derivative | 1,000,000 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0000910073-24-000165 · wk-form4_1722453655.xml · derivative · entry 1 Gagnon Kris · CIK 0001731617 · Sr EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2031-07-29 F1 · derivative.exercise_date: These options vest in three approximately equal annual installments on July 29, 2025, July 29, 2026 and July 29, 2027. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 23:53 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 3,584 | $14.06 | $50,391.04 |
DisclosureSEC source: 0001415889-19-000437 · form4-04032019_040440.xml · nonDerivative · entry 1 Gagnon Kris · CIK 0001731617 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,142 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:03 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 20,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000553 · form4-04042018_050444.xml · nonDerivative · entry 1 Gagnon Kris · CIK 0001731617 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,726 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on the one-year anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.