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Bowers Douglas H

Disclosed activity across 1 company

Tapewire entity
159127
SEC CIK
0001604024

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BANC OF CALIFORNIA, INC.

Report date March 04, 2019 · Filed March 15, 2019

Section 16 reporting ended · disclosed 2019-03-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect64,737.7952 Reported balance After 2019-03-04 transaction · row 1
1 source row

Row 1 · 2019-03-04 · Disposition to issuer · Disposed 23,334 · Balance 64,737.7952

F1: Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's resignation on March 4, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's resignation on March 4, 2019.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2019 Filed Mar 15, 2019 01:38 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 Disposition to issuerCommon Stock 23,334 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-000329 · form4-03142019_060308.xml · nonDerivative · entry 1

Bowers Douglas H · CIK 0001604024 · Director · FORMER CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,737.7952

F1 · kind: Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's resignation on March 4, 2019.

Read SEC document
October 01, 2018 Filed Feb 14, 2019 22:07 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 GrantCommon Stock 54.4826 $18.33 $998.67
Disclosure

SEC source: 0001415889-19-000172 · form5-02142019_020201.xml · nonDerivative · entry 2

Bowers Douglas H · CIK 0001604024 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,071.7952

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
July 02, 2018 Filed Feb 14, 2019 22:07 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 GrantCommon Stock 52.3126 $18.96 $991.85
Disclosure

SEC source: 0001415889-19-000172 · form5-02142019_020201.xml · nonDerivative · entry 1

Bowers Douglas H · CIK 0001604024 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,071.7952

F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
May 07, 2018 Filed May 8, 2018 21:24 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 Tax withholdingCommon Stock 4,035 $18.75 $75,656.25
Disclosure

SEC source: 0001415889-18-000703 · form4-05082018_020529.xml · nonDerivative · entry 1

Bowers Douglas H · CIK 0001604024 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,965

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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September 07, 2017 Filed Sep 11, 2017 22:37 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 PurchaseCommon Stock 57,000 $17.56 $1,000,920.00
Disclosure

SEC source: 0001415889-17-001476 · form4-09112017_030942.xml · nonDerivative · entry 1

Bowers Douglas H · CIK 0001604024 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,000

Read SEC document
June 08, 2017 Filed Jun 12, 2017 23:39 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-17-000967 · form4-06122017_040658.xml · nonDerivative · entry 1

Bowers Douglas H · CIK 0001604024 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on May 7, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.