Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IMPAC MORTGAGE HOLDINGS INCIMH · Entity 117255 | Chief Financial Officer | May 21, 2019 | May 22, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IMPAC MORTGAGE HOLDINGS INC
Report date May 21, 2019 · Filed May 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,069 |
Reported balance
After 2019-05-20 transaction · row 1
1 source rowRow 1 · 2019-05-20 · Grant · Acquired 35,069 · Balance 60,069 F1: Represents 35,069 shares of restricted common stock granted under the 2010 Omnibus Plan as part of his stay bonus in accordance with his employment agreement. The shares vest annually in 1/3 increments beginning on May 21, 2020. |
| Non Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.85 · Expires 2028-05-30 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2019-05-21 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 30,000 F2: These options vest annually in 1/3 increments beginning on May 30, 2019. |
| Non Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.75 · Expires 2029-02-26 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2019-05-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 50,000 F3: These options vest annually in 1/3 increments beginning on February 26, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 35,069 shares of restricted common stock granted under the 2010 Omnibus Plan as part of his stay bonus in accordance with his employment agreement. The shares vest annually in 1/3 increments beginning on May 21, 2020.
F2: These options vest annually in 1/3 increments beginning on May 30, 2019.
F3: These options vest annually in 1/3 increments beginning on February 26, 2020.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BANC OF CALIFORNIA, INC.
Report date December 14, 2017 · Filed December 19, 2017
Section 16 reporting ended · disclosed 2017-12-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,865 |
Reported balance
After 2017-12-14 transaction · row 1
1 source rowRow 1 · 2017-12-14 · Disposition to issuer · Disposed 22,146 · Balance 32,865 F1: Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's separation from the Issuer on December 14, 2017. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2026-04-01 | Direct | 24,000 |
Reported balance
Holding disclosure · report date 2017-12-14 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 24,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's separation from the Issuer on December 14, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2019 Filed May 22, 2019 19:44 UTC | IMPAC MORTGAGE HOLDINGS INC IMH · Entity 117255 | GrantCommon Stock | 35,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006557 · edgar.xml · nonDerivative · entry 1 Kuelbs Brian · CIK 0001521999 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,069 F1 · shares: Represents 35,069 shares of restricted common stock granted under the 2010 Omnibus Plan as part of his stay bonus in accordance with his employment agreement. The shares vest annually in 1/3 increments beginning on May 21, 2020. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 19:42 UTC | IMPAC MORTGAGE HOLDINGS INC IMH · Entity 117255 | GrantNon Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $3.75 | $0.00 |
DisclosureSEC source: 0001179110-19-002828 · edgar.xml · derivative · entry 3 Kuelbs Brian · CIK 0001521999 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-02-26 F2 · derivative.exercise_date: These options vest annually in 1/3 increments beginning on February 26, 2020. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 19:42 UTC | IMPAC MORTGAGE HOLDINGS INC IMH · Entity 117255 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002828 · edgar.xml · nonDerivative · entry 1 Kuelbs Brian · CIK 0001521999 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · shares: Represents 25,000 shares of common stock underlying Restricted Stock Units (RSUs) granted under the 2010 Omnibus Plan. The shares vest annually in 1/3 increments beginning on February 26, 2020. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 16:35 UTC | IMPAC MORTGAGE HOLDINGS INC IMH · Entity 117255 | GrantNon Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $8.85 | $0.00 |
DisclosureSEC source: 0001179110-18-007801 · edgar.xml · derivative · entry 1 Kuelbs Brian · CIK 0001521999 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2028-05-30 F1 · derivative.exercise_date: These options vest annually in 1/3 increments beginning on May 30, 2019. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:00 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Disposition to issuerCommon Stock | 22,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001953 · form4-12182017_061208.xml · nonDerivative · entry 1 Kuelbs Brian · CIK 0001521999 · FORMER CHF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,865 F1 · kind: Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's separation from the Issuer on December 14, 2017. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 00:52 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantStock Option · Derivative | 24,000 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0001415889-17-000609 · form4-04052017_050410.xml · derivative · entry 2 Kuelbs Brian · CIK 0001521999 · EVP, CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2026-04-01 F1 · shares: On April 1, 2016, the Reporting Person was granted an option to purchase 120,000 shares of common stock. The option vests in substantially five equal annual installments, based on satisfaction of certain performance-based criteria for each of the fiscal years ending December 31, 2016, 2017, 2018, 2019, and 2020. The performance criteria for 2016 were met, resulting in vesting of the option as to 24,000 shares. F1 · balance_after: On April 1, 2016, the Reporting Person was granted an option to purchase 120,000 shares of common stock. The option vests in substantially five equal annual installments, based on satisfaction of certain performance-based criteria for each of the fiscal years ending December 31, 2016, 2017, 2018, 2019, and 2020. The performance criteria for 2016 were met, resulting in vesting of the option as to 24,000 shares. Read SEC document |
| October 13, 2016 Filed Oct 18, 2016 00:25 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 14,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-16-007282 · form4-10172016_051046.xml · nonDerivative · entry 1 Kuelbs Brian · CIK 0001521999 · EVP, CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,011 F1 · kind: This award was granted upon attainment of certain performance objectives under a performance unit agreement previously granted to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.