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BALL

BALL Corp

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Tapewire entity
3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2016 Filed Sep 16, 2016 20:01 UTC GrantRestricted Stock Units · Derivative 3,000 $78.30 $234,900.00
Disclosure

SEC source: 0001127602-16-062653 · form4.xml · derivative · entry 5

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,342

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4 · kind: Restricted Stock Unit Award granted under the Director Deposit Share Program.

F4 · derivative.exercise_date: Restricted Stock Unit Award granted under the Director Deposit Share Program.

F4 · derivative.expiration_date: Restricted Stock Unit Award granted under the Director Deposit Share Program.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:01 UTC OtherCommon Stock 180.0425 $78.30 $14,097.33
Disclosure

SEC source: 0001127602-16-062653 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,322.4207

F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:09 UTC GrantRestricted Stock Units · Derivative 3,000 $78.30 $234,900.00
Disclosure

SEC source: 0001127602-16-062668 · form4.xml · derivative · entry 1

HEINRICH DANIEL J · CIK 0001203226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Unit Award through the Director Deposit Share Program.

F2 · derivative.exercise_date: Restricted Stock Unit Award through the Director Deposit Share Program.

F2 · derivative.expiration_date: Restricted Stock Unit Award through the Director Deposit Share Program.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:40 UTC OtherDeferred Compensation Company Stock Plan · Derivative 22.0102 $78.30 $1,723.40
Disclosure

SEC source: 0001127602-16-062639 · form4.xml · derivative · entry 2

SMART GEORGE M · CIK 0001016653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,278.9605

Underlying: Common Stock · 22.0102 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:40 UTC GrantRestricted Stock Units · Derivative 3,000 $78.30 $234,900.00
Disclosure

SEC source: 0001127602-16-062639 · form4.xml · derivative · entry 1

SMART GEORGE M · CIK 0001016653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,678

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Director Deposit Share Program.

F2 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Director Deposit Share Program.

F2 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Director Deposit Share Program.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:39 UTC
Knobel Jeff AVice President & Treasurer
OtherDeferred Compensation Company Stock Plan · Derivative 26.7906 $78.30 $2,097.70
Disclosure

SEC source: 0001127602-16-062634 · form4.xml · derivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,162.8562

Underlying: Common Stock · 26.7906 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:26 UTC OtherDeferred Compensation Company Stock Plan · Derivative 85.0395 $78.30 $6,658.59
Disclosure

SEC source: 0001127602-16-062628 · form4.xml · derivative · entry 2

TAYLOR STUART A II · CIK 0001208954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,304.9852

Underlying: Common Stock · 85.0395 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F3 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F4 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

F4 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:26 UTC OtherCommon Stock 2.9201 $78.30 $228.64
Disclosure

SEC source: 0001127602-16-062628 · form4.xml · nonDerivative · entry 1

TAYLOR STUART A II · CIK 0001208954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,439.5947

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:18 UTC OtherDeferred Compensation Company Stock Plan · Derivative 98.5299 $78.30 $7,714.89
Disclosure

SEC source: 0001127602-16-062626 · form4.xml · derivative · entry 5

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,826.9803

Underlying: Common Stock · 98.5299 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:18 UTC OtherDeferred Compensation Company Stock Plan · Derivative 383.1418 $78.30 $30,000.00
Disclosure

SEC source: 0001127602-16-062626 · form4.xml · derivative · entry 4

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,728.4504

Underlying: Common Stock · 383.1418 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:18 UTC OtherCommon Stock 2.9201 $78.30 $228.64
Disclosure

SEC source: 0001127602-16-062626 · form4.xml · nonDerivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,607.5947

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:17 UTC
Mariani Pedro HenriqueAdvisory Director
GrantRestricted Stock Units · Derivative 3,000 $78.30 $234,900.00
Disclosure

SEC source: 0001127602-16-062624 · form4.xml · derivative · entry 1

Mariani Pedro Henrique · CIK 0001512259 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,342

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Director Deposit Share Program.

F2 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Director Deposit Share Program.

F2 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Director Deposit Share Program.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:04 UTC Other2005 Deferred Compensation Company Stock Plan · Derivative 3.5724 $78.30 $279.72
Disclosure

SEC source: 0001127602-16-062622 · form4.xml · derivative · entry 3

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,423.4636

Underlying: Common Stock · 3.5724 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivelent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:04 UTC Other2005 Deferred Compensation Company Stock Plan · Derivative 268.1992 $78.30 $21,000.00
Disclosure

SEC source: 0001127602-16-062622 · form4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,419.8912

Underlying: Common Stock · 268.1992 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivelent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:01 UTC OtherDeferred Compensation Company Stock Plan · Derivative 55.5324 $78.30 $4,348.19
Disclosure

SEC source: 0001127602-16-062620 · form4.xml · derivative · entry 2

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,771.3958

Underlying: Common Stock · 55.5324 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:01 UTC OtherDeferred Compensation Company Stock Plan · Derivative 268.1992 $78.30 $21,000.00
Disclosure

SEC source: 0001127602-16-062620 · form4.xml · derivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,715.8634

Underlying: Common Stock · 268.1992 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 18:51 UTC OtherDeferred Compensation Company Stock Plan · Derivative 44.3584 $78.30 $3,473.26
Disclosure

SEC source: 0001127602-16-062618 · form4.xml · derivative · entry 2

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,087.4

Underlying: Common Stock · 44.3584 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 18:51 UTC OtherDeferred Compensation Company Stock Plan · Derivative 325.6705 $78.30 $25,500.00
Disclosure

SEC source: 0001127602-16-062618 · form4.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,043.0416

Underlying: Common Stock · 325.6705 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 18:36 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherDeferred Compensation Company Stock Plan · Derivative 164.335 $78.30 $12,867.43
Disclosure

SEC source: 0001127602-16-062616 · form4.xml · derivative · entry 4

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,144.5918

Underlying: Common Stock · 164.335 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 18:36 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherCommon Stock 54.3625 $78.30 $4,256.58
Disclosure

SEC source: 0001127602-16-062616 · form4.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,255.6526

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:36 UTC GrantRestricted Stock Units · Derivative 3,000 $78.30 $234,900.00
Disclosure

SEC source: 0001127602-16-062609 · form4.xml · derivative · entry 1

NIEKAMP CYNTHIA A · CIK 0001169207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Director Deposit Share Program.

F2 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Director Deposit Share Program.

F2 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Director Deposit Share Program.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:08 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherDeferred Compensation Company Stock Plan · Derivative 63.5193 $78.30 $4,973.56
Disclosure

SEC source: 0001127602-16-062607 · form4.xml · derivative · entry 5

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 38,321.9057

Underlying: Common Stock · 63.5193 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:08 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherDeferred Compensation Company Stock Plan · Derivative 107.2699 $78.30 $8,399.23
Disclosure

SEC source: 0001127602-16-062607 · form4.xml · derivative · entry 4

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,716.6311

Underlying: Common Stock · 107.2699 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:08 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherCommon Stock 19.7109 $78.30 $1,543.36
Disclosure

SEC source: 0001127602-16-062607 · form4.xml · nonDerivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 142,496.1512

F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:08 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherCommon Stock 6.0331 $78.30 $472.39
Disclosure

SEC source: 0001127602-16-062607 · form4.xml · nonDerivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,430.8784

F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:05 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
OtherDeferred Compensation Company Stock Plan · Derivative 14.3466 $78.30 $1,123.34
Disclosure

SEC source: 0001127602-16-062605 · form4.xml · derivative · entry 2

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,655.3675

Underlying: Common Stock · 14.3466 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in the Ball Corporation Deferred Compensation Company Stock Plan

F5 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:05 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
GrantRestricted Stock Units · Derivative 6,000 $78.30 $469,800.00
Disclosure

SEC source: 0001127602-16-062605 · form4.xml · derivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,307

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program.

F2 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program.

F2 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 16:53 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
OtherDeferred Compensation Company Stock Plan · Derivative 321.7619 $78.30 $25,193.96
Disclosure

SEC source: 0001127602-16-062603 · form4.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,121.3704

Underlying: Common Stock · 321.7619 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Dividend Reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 16:53 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
OtherCommon Stock 102.1438 $78.30 $7,997.86
Disclosure

SEC source: 0001127602-16-062603 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,728.6178

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 16:47 UTC Amendment
Peterson James NSVP & COO Global MF & HHP Pkg
OtherDeferred Compensation Company Stock Plan · Derivative 31.8446 $78.30 $2,493.43
Disclosure

SEC source: 0001127602-16-062601 · form4a.xml · derivative · entry 2

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,212.0741

Underlying: Common Stock · 31.8446 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 16:47 UTC Amendment
Peterson James NSVP & COO Global MF & HHP Pkg
GrantRestricted Stock Units · Derivative 5,680 $78.30 $444,744.00
Disclosure

SEC source: 0001127602-16-062601 · form4a.xml · derivative · entry 1

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,530

Underlying: Common Stock · 5,680 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program.

F2 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program.

F2 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 16:34 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
OtherDeferred Compensation Company Stock Plan · Derivative 31.8446 $78.30 $2,493.43
Disclosure

SEC source: 0001127602-16-062597 · form4.xml · derivative · entry 2

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,212.0741

Underlying: Common Stock · 31.8446 shares

Expires not disclosed

F3 · derivative.exercise_price: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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September 15, 2016 Filed Sep 16, 2016 16:34 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
GrantRestricted Stock Units · Derivative 5,680 $78.30 $444,744.00
Disclosure

SEC source: 0001127602-16-062597 · form4.xml · derivative · entry 1

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,530

Underlying: Common Stock · 5,680 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program.

F2 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program.

F2 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program.

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September 15, 2016 Filed Sep 16, 2016 16:19 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherDeferred Compensation Company Stock Plan · Derivative 89.0714 $78.30 $6,974.29
Disclosure

SEC source: 0001127602-16-062595 · form4.xml · derivative · entry 5

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,737.4917

Underlying: Common Stock · 89.0714 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 16:19 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherCommon Stock 5.6197 $78.30 $440.02
Disclosure

SEC source: 0001127602-16-062595 · form4.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,914.0648

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
August 16, 2016 Filed Sep 12, 2016 16:15 UTC Amendment
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionStock Appreciation Rights (sars) · Derivative 14,600 $0.00 Strike: $45.93 $0.00
Disclosure

SEC source: 0001127602-16-062366 · form4a.xml · derivative · entry 4

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

Underlying: Common Stock · 14,600 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of Stock Appreciate Rights (SARS)

Read SEC document
August 16, 2016 Filed Sep 12, 2016 16:15 UTC Amendment
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Disposition to issuerCommon Stock 8,352 $80.29 $670,582.08
Disclosure

SEC source: 0001127602-16-062366 · form4a.xml · nonDerivative · entry 2

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,593.83

F2 · kind: Shares utilized to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.

F3 · shares: Amendment correcting the number of shares that were reported as 8532 and should have been 8352.

Read SEC document
August 16, 2016 Filed Sep 12, 2016 16:15 UTC Amendment
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionCommon Stock 14,600 $45.93 $670,578.00
Disclosure

SEC source: 0001127602-16-062366 · form4a.xml · nonDerivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,945.83

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of Stock Appreciate Rights (SARS)

Read SEC document
August 12, 2016 Filed Sep 12, 2016 17:00 UTC Amendment GiftCommon Stock 6,213 $80.47 $499,960.11
Disclosure

SEC source: 0001127602-16-062368 · form4a.xml · nonDerivative · entry 3

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Solso Revocable Trust

Disclosed balance after: 4,095

F1 · kind: Due to an administrative error, reporting person's gift transaction was taken out of his common stock ownership when it should have been taken out of his Revocable Trust. Correcting Entry.

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August 12, 2016 Filed Sep 12, 2016 17:00 UTC Amendment GiftCommon Stock 6,213 $80.47 $499,960.11
Disclosure

SEC source: 0001127602-16-062368 · form4a.xml · nonDerivative · entry 2

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,604.6746

F1 · kind: Due to an administrative error, reporting person's gift transaction was taken out of his common stock ownership when it should have been taken out of his Revocable Trust. Correcting Entry.

Read SEC document
August 12, 2016 Filed Sep 12, 2016 17:00 UTC Amendment GiftCommon Stock 6,213 $80.47 $499,960.11
Disclosure

SEC source: 0001127602-16-062368 · form4a.xml · nonDerivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,391.6746

Read SEC document
August 08, 2016 Filed Sep 13, 2016 19:49 UTC Amendment
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionStock Appreciation Rights (sars) · Derivative 12,848 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-16-062457 · form4a.xml · derivative · entry 7

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,848 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of Stock Appreciation Rights (SARS).

Read SEC document
August 08, 2016 Filed Sep 13, 2016 19:49 UTC Amendment
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionCommon Stock 8,009 $80.20 $642,321.80
Disclosure

SEC source: 0001127602-16-062457 · form4a.xml · nonDerivative · entry 4

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,424.8453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Due to an administrative error, reporting person's previously filed Form 4 showed 7,488 shares being withheld for the cost of the exercise of the SARS and the resulting tax obligation instead of 8,009 shares. Correcting entry.

Read SEC document
August 08, 2016 Filed Sep 13, 2016 19:49 UTC Amendment
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionCommon Stock 7,488 $80.20 $600,537.60
Disclosure

SEC source: 0001127602-16-062457 · form4a.xml · nonDerivative · entry 3

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,433.8453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Due to an administrative error, reporting person's previously filed Form 4 showed 7,488 shares being withheld for the cost of the exercise of the SARS and the resulting tax obligation instead of 8,009 shares. Correcting entry.

Read SEC document
August 08, 2016 Filed Sep 13, 2016 19:49 UTC Amendment
Pauley Lisa AnnSR VP, HR & Administration
Disposition to issuerCommon Stock 7,488 $80.20 $600,537.60
Disclosure

SEC source: 0001127602-16-062457 · form4a.xml · nonDerivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,378.8453

F2 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.

Read SEC document
August 08, 2016 Filed Sep 13, 2016 19:49 UTC Amendment
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionCommon Stock 12,848 $24.66 $316,831.68
Disclosure

SEC source: 0001127602-16-062457 · form4a.xml · nonDerivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,866.8453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of Stock Appreciation Rights (SARS).

Read SEC document
July 27, 2016 Filed Nov 9, 2016 16:58 UTC
Knobel Jeff AVice President & Treasurer
GrantRestricted Stock Units · Derivative 6,680 $71.15 $475,282.00
Disclosure

SEC source: 0001127602-16-066520 · form4.xml · derivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,144

Underlying: Common Stock · 6,680 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Special Acquisition Restricted Stock Unit (RSU) awards were granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC and the sale of the divestment business to Ardagh Group. Due to the complexity associated with the consolidation of the businesses and related financial information, the calculations for such awards were finalized on November 8, 2016.

F3 · derivative.exercise_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.expiration_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document
July 27, 2016 Filed Nov 9, 2016 17:33 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
GrantRestricted Stock Units · Derivative 5,813 $71.15 $413,594.95
Disclosure

SEC source: 0001127602-16-066530 · form4.xml · derivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,120

Underlying: Common Stock · 5,813 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Special Acquisition Restricted Stock Unit (RSU) awards were granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC and the sale of the divestment business to Ardagh Group. Due to the complexity associated with the consolidation of the businesses and related financial information, the calculations for such awards were finalized on November 8, 2016.

F3 · derivative.exercise_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.expiration_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document
July 27, 2016 Filed Nov 9, 2016 17:27 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
GrantRestricted Stock Units · Derivative 5,389 $71.15 $383,427.35
Disclosure

SEC source: 0001127602-16-066524 · form4.xml · derivative · entry 1

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,239

Underlying: Common Stock · 5,389 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Special Acquisition Restricted Stock Unit (RSU) awards were granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC and the sale of the divestment business to Ardagh Group. Due to the complexity associated with the consolidation of the businesses and related financial information, the calculations for such awards were finalized on November 8, 2016.

F3 · derivative.exercise_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.expiration_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document
July 27, 2016 Filed Nov 9, 2016 17:16 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GrantRestricted Stock Units · Derivative 13,832 $71.15 $984,146.80
Disclosure

SEC source: 0001127602-16-066522 · form4.xml · derivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,855

Underlying: Common Stock · 13,832 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Special Acquisition Restricted Stock Unit (RSU) awards were granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC and the sale of the divestment business to Ardagh Group. Due to the complexity associated with the consolidation of the businesses and related financial information, the calculations for such awards were finalized on November 8, 2016.

F3 · derivative.exercise_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.expiration_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.