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BALL

BALL Corp

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Tapewire entity
3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2017 Filed Jun 2, 2017 15:49 UTC Amendment
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionCommon Stock 15,090 $12.53 $189,039.98
Disclosure

SEC source: 0001127602-17-020196 · form4a.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,280.594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS)

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:39 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionStock Appreciation Rights (sars) · Derivative 15,090 $0.00 Strike: $12.53 $0.00
Disclosure

SEC source: 0001127602-17-020195 · form4.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,640

Underlying: Common Stock · 15,090 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 10, 2017, 10b5-1 Plan.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:39 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Tax withholdingCommon Stock 9,468 $41.42 $392,164.56
Disclosure

SEC source: 0001127602-17-020195 · form4.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,812.594

F2 · kind: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:39 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionCommon Stock 15,090 $12.53 $189,039.98
Disclosure

SEC source: 0001127602-17-020195 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,280.594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS)

Read SEC document
May 23, 2017 Filed May 23, 2017 23:13 UTC SaleCommon Stock 8,000 $40.02 $320,160.00
Disclosure

SEC source: 0001127602-17-019190 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,259.7266

Read SEC document
May 23, 2017 Filed Jun 21, 2017 20:10 UTC Amendment SaleCommon Stock 8,000 $40.02 $320,160.00
Disclosure

SEC source: 0001127602-17-021969 · form4a.xml · nonDerivative · entry 8

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 713,036

F1 · kind: Due to an administrative error, shares sold on May 18, May 19, May 22 and May 23 were subtracted out of reporting person's direct ownership totals when the shares should have been taken out of reporting person's RDH Trust. Correcting entries.

Read SEC document
May 23, 2017 Filed Jun 21, 2017 20:10 UTC Amendment OtherCommon Stock 8,000 $40.02 $320,160.00
Disclosure

SEC source: 0001127602-17-021969 · form4a.xml · nonDerivative · entry 7

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,259.7266

F1 · kind: Due to an administrative error, shares sold on May 18, May 19, May 22 and May 23 were subtracted out of reporting person's direct ownership totals when the shares should have been taken out of reporting person's RDH Trust. Correcting entries.

Read SEC document
May 22, 2017 Filed May 23, 2017 15:15 UTC SaleCommon Stock 10,000 $40.22 $402,200.00
Disclosure

SEC source: 0001127602-17-019137 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,259.7266

Read SEC document
May 22, 2017 Filed Jun 21, 2017 20:10 UTC Amendment SaleCommon Stock 10,000 $40.22 $402,200.00
Disclosure

SEC source: 0001127602-17-021969 · form4a.xml · nonDerivative · entry 6

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 721,036

F1 · kind: Due to an administrative error, shares sold on May 18, May 19, May 22 and May 23 were subtracted out of reporting person's direct ownership totals when the shares should have been taken out of reporting person's RDH Trust. Correcting entries.

Read SEC document
May 22, 2017 Filed Jun 21, 2017 20:10 UTC Amendment OtherCommon Stock 10,000 $40.22 $402,200.00
Disclosure

SEC source: 0001127602-17-021969 · form4a.xml · nonDerivative · entry 5

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,259.7266

F1 · kind: Due to an administrative error, shares sold on May 18, May 19, May 22 and May 23 were subtracted out of reporting person's direct ownership totals when the shares should have been taken out of reporting person's RDH Trust. Correcting entries.

Read SEC document
May 19, 2017 Filed May 19, 2017 21:41 UTC SaleCommon Stock 12,000 $39.97 $479,640.00
Disclosure

SEC source: 0001127602-17-018880 · form4.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,259.7266

Read SEC document
May 19, 2017 Filed Jun 21, 2017 20:10 UTC Amendment SaleCommon Stock 12,000 $39.97 $479,640.00
Disclosure

SEC source: 0001127602-17-021969 · form4a.xml · nonDerivative · entry 4

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 731,036

F1 · kind: Due to an administrative error, shares sold on May 18, May 19, May 22 and May 23 were subtracted out of reporting person's direct ownership totals when the shares should have been taken out of reporting person's RDH Trust. Correcting entries.

Read SEC document
May 19, 2017 Filed Jun 21, 2017 20:10 UTC Amendment OtherCommon Stock 12,000 $39.97 $479,640.00
Disclosure

SEC source: 0001127602-17-021969 · form4a.xml · nonDerivative · entry 3

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,259.7266

F1 · kind: Due to an administrative error, shares sold on May 18, May 19, May 22 and May 23 were subtracted out of reporting person's direct ownership totals when the shares should have been taken out of reporting person's RDH Trust. Correcting entries.

Read SEC document
May 18, 2017 Filed May 19, 2017 21:41 UTC SaleCommon Stock 10,000 $39.49 $394,863.00
Disclosure

SEC source: 0001127602-17-018880 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,259.7266

Read SEC document
May 18, 2017 Filed Jun 21, 2017 20:10 UTC Amendment SaleCommon Stock 10,000 $39.49 $394,863.00
Disclosure

SEC source: 0001127602-17-021969 · form4a.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 743,036

F1 · kind: Due to an administrative error, shares sold on May 18, May 19, May 22 and May 23 were subtracted out of reporting person's direct ownership totals when the shares should have been taken out of reporting person's RDH Trust. Correcting entries.

Read SEC document
May 18, 2017 Filed Jun 21, 2017 20:10 UTC Amendment OtherCommon Stock 10,000 $39.49 $394,863.00
Disclosure

SEC source: 0001127602-17-021969 · form4a.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,259.7266

F1 · kind: Due to an administrative error, shares sold on May 18, May 19, May 22 and May 23 were subtracted out of reporting person's direct ownership totals when the shares should have been taken out of reporting person's RDH Trust. Correcting entries.

Read SEC document
May 08, 2017 Filed May 8, 2017 23:21 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
SaleCommon Stock 1,000 $79.75 $79,745.40
Disclosure

SEC source: 0001127602-17-017282 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,922

Read SEC document
May 08, 2017 Filed May 8, 2017 23:04 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
Exercise / conversionStock Appreciation Rights (sars) · Derivative 5,000 $0.00 Strike: $20.04 $0.00
Disclosure

SEC source: 0001127602-17-017280 · form4.xml · derivative · entry 4

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARs).

Read SEC document
May 08, 2017 Filed May 8, 2017 23:04 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
Tax withholdingCommon Stock 2,456 $79.61 $195,522.16
Disclosure

SEC source: 0001127602-17-017280 · form4.xml · nonDerivative · entry 2

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,927.4656

F2 · kind: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs.

Read SEC document
May 08, 2017 Filed May 8, 2017 23:04 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
Exercise / conversionCommon Stock 5,000 $20.04 $100,200.00
Disclosure

SEC source: 0001127602-17-017280 · form4.xml · nonDerivative · entry 1

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,383.4656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
May 04, 2017 Filed May 4, 2017 22:11 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
SaleCommon Stock 205 $80.59 $16,520.95
Disclosure

SEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 11

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,595.297

F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan.

Read SEC document
May 04, 2017 Filed May 4, 2017 22:11 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
SaleCommon Stock 1,251 $80.60 $100,830.60
Disclosure

SEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 10

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,800.297

F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan.

Read SEC document
May 04, 2017 Filed May 4, 2017 22:11 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
SaleCommon Stock 100 $80.62 $8,062.00
Disclosure

SEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 9

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,051.297

F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan.

Read SEC document
May 04, 2017 Filed May 4, 2017 22:11 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
SaleCommon Stock 204 $80.61 $16,444.44
Disclosure

SEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 8

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,151.297

F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan.

Read SEC document
May 04, 2017 Filed May 4, 2017 22:11 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
SaleCommon Stock 100 $80.64 $8,064.00
Disclosure

SEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 7

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,355.297

F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan.

Read SEC document
May 04, 2017 Filed May 4, 2017 22:11 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
SaleCommon Stock 300 $80.63 $24,189.00
Disclosure

SEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 6

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,455.297

F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan.

Read SEC document
May 04, 2017 Filed May 4, 2017 22:11 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
SaleCommon Stock 100 $80.65 $8,065.00
Disclosure

SEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,755.297

F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan.

Read SEC document
May 04, 2017 Filed May 4, 2017 22:11 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
SaleCommon Stock 100 $80.66 $8,066.00
Disclosure

SEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,855.297

F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan.

Read SEC document
May 04, 2017 Filed May 4, 2017 22:11 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
SaleCommon Stock 200 $80.67 $16,134.00
Disclosure

SEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 3

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,955.297

F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan.

Read SEC document
May 04, 2017 Filed May 4, 2017 22:11 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
SaleCommon Stock 100 $80.71 $8,071.00
Disclosure

SEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,155.297

F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan.

Read SEC document
May 04, 2017 Filed May 4, 2017 22:11 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
SaleCommon Stock 57 $80.72 $4,601.04
Disclosure

SEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,255.297

F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan.

Read SEC document
May 01, 2017 Filed May 3, 2017 19:54 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionStock Appreciation Rights (sars) · Derivative 7,545 $0.00 Strike: $25.06 $0.00
Disclosure

SEC source: 0001127602-17-016595 · form4.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,365

Underlying: Common Stock · 7,545 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 10, 2017, 10b5-1 Plan.

Read SEC document
May 01, 2017 Filed May 3, 2017 19:54 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Tax withholdingCommon Stock 4,828 $76.92 $371,369.76
Disclosure

SEC source: 0001127602-17-016595 · form4.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,312.297

F2 · kind: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs.

Read SEC document
May 01, 2017 Filed May 3, 2017 19:54 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionCommon Stock 7,545 $25.06 $189,039.98
Disclosure

SEC source: 0001127602-17-016595 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,140.297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS)

Read SEC document
April 26, 2017 Filed Apr 27, 2017 17:26 UTC GrantRestricted Stock Units · Derivative 1,929 $75.17 $145,002.93
Disclosure

SEC source: 0001127602-17-015667 · form4.xml · derivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,271

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Annual restricted stock unit (RSU) award for non-employee directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual restricted stock unit (RSU) award for non-employee directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual restricted stock unit (RSU) award for non-employee directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 17:18 UTC GrantRestricted Stock Units · Derivative 1,929 $75.17 $145,002.93
Disclosure

SEC source: 0001127602-17-015663 · form4.xml · derivative · entry 1

TAYLOR STUART A II · CIK 0001208954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,607

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Annual Restricted Stock Unit (RSU) Award granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit (RSU) Award granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit (RSU) Award granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 17:14 UTC GrantRestricted Stock Units · Derivative 1,929 $75.17 $145,002.93
Disclosure

SEC source: 0001127602-17-015661 · form4.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,607

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Annual Restricted Stock Unit (RSU) Award granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit (RSU) Award granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit (RSU) Award granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 17:11 UTC GrantRestricted Stock Units · Derivative 1,929 $75.17 $145,002.93
Disclosure

SEC source: 0001127602-17-015659 · form4.xml · derivative · entry 1

HEINRICH DANIEL J · CIK 0001203226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,929

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 17:08 UTC GrantRestricted Stock Units · Derivative 1,929 $75.17 $145,002.93
Disclosure

SEC source: 0001127602-17-015657 · form4.xml · derivative · entry 1

SMART GEORGE M · CIK 0001016653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,607

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 17:01 UTC GrantRestricted Stock Units · Derivative 1,929 $75.17 $145,002.93
Disclosure

SEC source: 0001127602-17-015651 · form4.xml · derivative · entry 1

NIEKAMP CYNTHIA A · CIK 0001169207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,929

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 16:57 UTC GrantRestricted Stock Units · Derivative 1,929 $75.17 $145,002.93
Disclosure

SEC source: 0001127602-17-015647 · form4.xml · derivative · entry 1

FIEDLER HANNO C · CIK 0001212410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,607

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

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April 26, 2017 Filed Apr 27, 2017 16:49 UTC GrantRestricted Stock Units · Derivative 1,929 $75.17 $145,002.93
Disclosure

SEC source: 0001127602-17-015641 · form4.xml · derivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,607

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

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April 26, 2017 Filed Apr 27, 2017 16:47 UTC Amendment GrantRestricted Stock Units · Derivative 1,929 $75.17 $145,002.93
Disclosure

SEC source: 0001127602-17-015638 · form4a.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,427

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

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April 26, 2017 Filed Apr 27, 2017 16:34 UTC
Mariani Pedro HenriqueAdvisory Director
GrantRestricted Stock Units · Derivative 1,929 $75.17 $145,002.93
Disclosure

SEC source: 0001127602-17-015628 · form4.xml · derivative · entry 1

Mariani Pedro Henrique · CIK 0001512259 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,271

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common stock.

F2 · kind: Annual restricted stock unit (RSU) award for non-employee directors under the Ball Corporation Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual restricted stock unit (RSU) award for non-employee directors under the Ball Corporation Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual restricted stock unit (RSU) award for non-employee directors under the Ball Corporation Stock and Cash Incentive Plan.

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April 26, 2017 Filed Apr 27, 2017 16:33 UTC GrantRestricted Stock Units · Derivative 1,929 $75.17 $145,002.93
Disclosure

SEC source: 0001127602-17-015627 · form4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,427

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

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April 26, 2017 Filed Apr 27, 2017 16:23 UTC GrantRestricted Stock Units · Derivative 1,929 $75.17 $145,002.93
Disclosure

SEC source: 0001127602-17-015624 · form4.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,607

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

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April 06, 2017 Filed Apr 7, 2017 15:04 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
SaleCommon Stock 2,653 $72.60 $192,607.80
Disclosure

SEC source: 0001127602-17-014479 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,560.7203

F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan.

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April 04, 2017 Filed Apr 5, 2017 19:47 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionStock Appreciation Rights (sars) · Derivative 12,320 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-17-014309 · form4.xml · derivative · entry 6

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,320 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation rights (SARS).

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April 04, 2017 Filed Apr 5, 2017 19:47 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Tax withholdingCommon Stock 4,140 $73.39 $303,834.60
Disclosure

SEC source: 0001127602-17-014309 · form4.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,180.9379

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS).

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April 04, 2017 Filed Apr 5, 2017 19:47 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 12,320 $24.66 $303,811.20
Disclosure

SEC source: 0001127602-17-014309 · form4.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,320.9379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARS).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.