Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 1 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2021 Filed Jun 17, 2021 20:46 UTC |
Fisher Daniel WilliamDirector · President
|
Tax withholdingCommon Stock | 1,937 | $81.41 | $157,691.17 |
DisclosureSEC source: 0000009389-21-000110 · edgar.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,785 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:46 UTC |
Fisher Daniel WilliamDirector · President
|
Exercise / conversionCommon Stock | 4,411 | $81.41 | $359,099.51 |
DisclosureSEC source: 0000009389-21-000110 · edgar.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:06 UTC |
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
|
GiftCommon Stock | 16,285 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000108 · edgar.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,492.9023 F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:45 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 21,100 | $0.00 Strike: $22.97 | $0.00 |
DisclosureSEC source: 0000009389-21-000106 · edgar.xml · derivative · entry 6 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,200 Underlying: Common Stock · 21,100 shares Expires 2023-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's December 4, 2020 10b5- 1 Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:45 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
Tax withholdingCommon Stock | 12,314 | $89.10 | $1,097,177.40 |
DisclosureSEC source: 0000009389-21-000106 · edgar.xml · nonDerivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,293.0751 F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:45 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 21,100 | $22.97 | $484,561.50 |
DisclosureSEC source: 0000009389-21-000106 · edgar.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,607.0751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:17 UTC |
Sapp Betty J.Director
|
GrantRestricted Stock Units · Derivative | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000100 · edgar.xml · derivative · entry 1 Sapp Betty J. · CIK 0001780655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,153 Underlying: Common Stock · 1,697 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:16 UTC |
Penegor Todd AllanDirector
|
GrantRestricted Stock Units · Derivative | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000099 · edgar.xml · derivative · entry 1 Penegor Todd Allan · CIK 0001578490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,093 Underlying: Common Stock · 1,697 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:15 UTC |
HEINRICH DANIEL JDirector
|
GrantRestricted Stock Units · Derivative | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000098 · edgar.xml · derivative · entry 1 HEINRICH DANIEL J · CIK 0001203226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,944 Underlying: Common Stock · 1,697 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:14 UTC |
NIEKAMP CYNTHIA ADirector
|
GrantRestricted Stock Units · Derivative | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000097 · edgar.xml · derivative · entry 1 NIEKAMP CYNTHIA A · CIK 0001169207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,944 Underlying: Common Stock · 1,697 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:12 UTC |
TAYLOR STUART A IIDirector
|
GrantRestricted Stock Units · Derivative | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000096 · edgar.xml · derivative · entry 1 TAYLOR STUART A II · CIK 0001208954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,300 Underlying: Common Stock · 1,697 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:12 UTC |
Ross Cathy DDirector
|
GrantRestricted Stock Units · Derivative | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000095 · edgar.xml · derivative · entry 1 Ross Cathy D · CIK 0001354328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,581 Underlying: Common Stock · 1,697 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:10 UTC |
NELSON GEORGIA RDirector
|
GrantRestricted Stock Units · Derivative | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000094 · edgar.xml · derivative · entry 1 NELSON GEORGIA R · CIK 0001141392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,300 Underlying: Common Stock · 1,697 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:09 UTC |
Mariani Pedro HenriqueDirector
|
GrantRestricted Stock Units · Derivative | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000093 · edgar.xml · derivative · entry 1 Mariani Pedro Henrique · CIK 0001512259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,628 Underlying: Common Stock · 1,697 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:08 UTC |
CAVE MICHAEL JDirector
|
GrantRestricted Stock Units · Derivative | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000092 · edgar.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,940 Underlying: Common Stock · 1,697 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:07 UTC |
BRYANT JOHN ADirector
|
GrantRestricted Stock Units · Derivative | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000091 · edgar.xml · derivative · entry 1 BRYANT JOHN A · CIK 0001185941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,056 Underlying: Common Stock · 1,697 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 20:49 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
SaleCommon Stock | 8,653 | $82.50 | $713,873.37 |
DisclosureSEC source: 0000009389-21-000075 · edgar.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,500.9587 F1 · kind: Sale pursuant to reporting person's December 4, 2020 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $82.42 to $82.61. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:08 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 21,100 | $0.00 Strike: $22.97 | $0.00 |
DisclosureSEC source: 0000009389-21-000073 · edgar.xml · derivative · entry 6 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,300 Underlying: Common Stock · 21,100 shares Expires 2023-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's December 4, 2020 10b5- 1 Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:08 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
Tax withholdingCommon Stock | 12,447 | $85.40 | $1,062,973.80 |
DisclosureSEC source: 0000009389-21-000073 · edgar.xml · nonDerivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,126.5249 F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:08 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 21,100 | $22.97 | $484,561.50 |
DisclosureSEC source: 0000009389-21-000073 · edgar.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,573.5249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:07 UTC |
Kaufman David APresident, Ball Aerospace
|
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 936.8399 | $85.40 | $80,006.13 |
DisclosureSEC source: 0000009389-21-000072 · edgar.xml · derivative · entry 5 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,757.6027 Underlying: Common Stock · 936.8399 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F8 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F9 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F9 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:07 UTC |
Kaufman David APresident, Ball Aerospace
|
Exercise / conversionRestricted Stock Units · Derivative | 1,648 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000072 · edgar.xml · derivative · entry 4 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,221 Underlying: Common Stock · 1,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.exercise_date: Lapse of restricted stock units. F6 · derivative.expiration_date: Lapse of restricted stock units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:07 UTC |
Kaufman David APresident, Ball Aerospace
|
Tax withholdingCommon Stock | 219 | $85.40 | $18,702.60 |
DisclosureSEC source: 0000009389-21-000072 · edgar.xml · nonDerivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,172.6237 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:07 UTC |
Kaufman David APresident, Ball Aerospace
|
Exercise / conversionCommon Stock | 753 | $85.40 | $64,306.20 |
DisclosureSEC source: 0000009389-21-000072 · edgar.xml · nonDerivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,391.6237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:06 UTC |
Knobel Jeff AVice President &Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,144 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000071 · edgar.xml · derivative · entry 4 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,508 Underlying: Common Stock · 1,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.exercise_date: Lapse of restricted stock units. F6 · derivative.expiration_date: Lapse of restricted stock units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:06 UTC |
Knobel Jeff AVice President &Treasurer
|
Tax withholdingCommon Stock | 331 | $85.40 | $28,267.40 |
DisclosureSEC source: 0000009389-21-000071 · edgar.xml · nonDerivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,072.3135 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:06 UTC |
Knobel Jeff AVice President &Treasurer
|
Exercise / conversionCommon Stock | 1,144 | $85.40 | $97,697.60 |
DisclosureSEC source: 0000009389-21-000071 · edgar.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,403.3135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:05 UTC |
Fisher Daniel WilliamDirector · President
|
Exercise / conversionRestricted Stock Units · Derivative | 914 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000070 · edgar.xml · derivative · entry 6 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,525 Underlying: Common Stock · 914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · derivative.exercise_date: Lapse of restricted stock units. F7 · derivative.expiration_date: Lapse of restricted stock units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:05 UTC |
Fisher Daniel WilliamDirector · President
|
Tax withholdingCommon Stock | 402 | $85.40 | $34,330.80 |
DisclosureSEC source: 0000009389-21-000070 · edgar.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,311 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:05 UTC |
Fisher Daniel WilliamDirector · President
|
Exercise / conversionCommon Stock | 914 | $85.40 | $78,055.60 |
DisclosureSEC source: 0000009389-21-000070 · edgar.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:00 UTC |
Ross Cathy DDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 397.7816 | $85.40 | $33,970.55 |
DisclosureSEC source: 0000009389-21-000065 · edgar.xml · derivative · entry 1 Ross Cathy D · CIK 0001354328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,868.1102 Underlying: Common Stock · 397.7816 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:59 UTC |
BRYANT JOHN ADirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 322.5156 | $85.40 | $27,542.83 |
DisclosureSEC source: 0000009389-21-000064 · edgar.xml · derivative · entry 1 BRYANT JOHN A · CIK 0001185941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,941.3409 Underlying: Common Stock · 322.5156 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:57 UTC |
Sapp Betty J.Director
|
OtherDeferred Compensation Company Stock Plan · Derivative | 316.1593 | $85.40 | $27,000.00 |
DisclosureSEC source: 0000009389-21-000063 · edgar.xml · derivative · entry 1 Sapp Betty J. · CIK 0001780655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316.1593 Underlying: Common Stock · 316.1593 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:00 UTC |
BRYANT JOHN ADirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 297.4887 | $93.18 | $27,720.00 |
DisclosureSEC source: 0000009389-21-000059 · edgar.xml · derivative · entry 1 BRYANT JOHN A · CIK 0001185941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,618.8254 Underlying: Common Stock · 297.4887 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:56 UTC |
Pauley Lisa AnnEVP, HR & Administration
|
OtherDeferred Compensation Company Stock Plan · Derivative | 1,287.83 | $90.37 | $116,381.20 |
DisclosureSEC source: 0000009389-21-000057 · edgar.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · EVP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,602.1723 Underlying: Common Stock · 1,287.83 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:46 UTC |
Carey Nate CVice President & Controller
|
OtherDeferred Compensation Company Stock Plan · Derivative | 321.9575 | $90.37 | $29,095.30 |
DisclosureSEC source: 0000009389-21-000055 · edgar.xml · derivative · entry 1 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,142.2095 Underlying: Common Stock · 321.9575 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:41 UTC |
Lewis Ronald J.SR VP & COO
|
OtherDeferred Compensation Company Stock Plan · Derivative | 1,287.83 | $90.37 | $116,381.20 |
DisclosureSEC source: 0000009389-21-000053 · edgar.xml · derivative · entry 1 Lewis Ronald J. · CIK 0001638254 · SR VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,287.83 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:27 UTC |
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
|
OtherDeferred Compensation Company Stock Plan · Derivative | 1,287.83 | $90.37 | $116,381.20 |
DisclosureSEC source: 0000009389-21-000049 · edgar.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,837.1689 Underlying: Common Stock · 1,287.83 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:35 UTC |
Kaufman David APresident, Ball Aerospace
|
OtherDeferred Compensation Company Stock Plan · Derivative | 1,118.1157 | $90.37 | $101,044.12 |
DisclosureSEC source: 0000009389-21-000051 · edgar.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,820.7628 Underlying: Common Stock · 1,118.1157 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:16 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 2,369 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000044 · edgar.xml · derivative · entry 5 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,190 Underlying: Common Stock · 2,369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F9 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F9 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F9 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:16 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 1,879.2211 | $88.02 | $165,409.04 |
DisclosureSEC source: 0000009389-21-000044 · edgar.xml · derivative · entry 4 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,820.252 Underlying: Common Stock · 1,879.2211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F6 · kind: Lapse of Performance Contingent Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:16 UTC |
Carey Nate CVice President & Controller
|
Tax withholdingCommon Stock | 266 | $88.02 | $23,413.32 |
DisclosureSEC source: 0000009389-21-000044 · edgar.xml · nonDerivative · entry 2 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,451.8964 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:16 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionCommon Stock | 777 | $88.02 | $68,391.54 |
DisclosureSEC source: 0000009389-21-000044 · edgar.xml · nonDerivative · entry 1 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,717.8964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:12 UTC |
Kaufman David APresident, Ball Aerospace
|
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 2,233.2211 | $88.02 | $196,568.12 |
DisclosureSEC source: 0000009389-21-000042 · edgar.xml · derivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,702.6471 Underlying: Common Stock · 2,233.2211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Lapse of Performance Contingent Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:12 UTC |
Kaufman David APresident, Ball Aerospace
|
Exercise / conversionRestricted Stock Units · Derivative | 1,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000042 · edgar.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,869 Underlying: Common Stock · 1,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:09 UTC |
HAYES JOHN ADirector · Chairman & C.E.O.
|
Exercise / conversionRestricted Stock Units · Derivative | 72,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000040 · edgar.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,193 Underlying: Common Stock · 72,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:09 UTC |
HAYES JOHN ADirector · Chairman & C.E.O.
|
Tax withholdingCommon Stock | 30,756 | $88.02 | $2,707,143.12 |
DisclosureSEC source: 0000009389-21-000040 · edgar.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,232.4241 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:09 UTC |
HAYES JOHN ADirector · Chairman & C.E.O.
|
Exercise / conversionCommon Stock | 73,894 | $88.02 | $6,504,149.88 |
DisclosureSEC source: 0000009389-21-000040 · edgar.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,988.4241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:06 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
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Exercise / conversionRestricted Stock Units · Derivative | 16,478 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000038 · edgar.xml · derivative · entry 6 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,905 Underlying: Common Stock · 16,478 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:06 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
Tax withholdingCommon Stock | 5,758 | $88.02 | $506,819.16 |
DisclosureSEC source: 0000009389-21-000038 · edgar.xml · nonDerivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,347.8023 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.