Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BALL Corp
Report date February 15, 2024 · Filed February 16, 2024
Section 16 reporting ended · disclosed 2024-02-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,124.1274 |
Reported balance
Holding disclosure · report date 2024-02-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,124.1274 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 5.563 |
Reported balance
Holding disclosure · report date 2024-02-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5.563 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 22,011.8399 |
Reported balance
Holding disclosure · report date 2024-02-15 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 22,011.8399 F3: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the plan. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,190 |
Reported balance
Holding disclosure · report date 2024-02-15 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 13,190 F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,900 |
Reported balance
Holding disclosure · report date 2024-02-15 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,900 F6: Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2027-01-25 | Direct | 8,680 |
Reported balance
Holding disclosure · report date 2024-02-15 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 8,680 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.84 · Expires 2028-01-24 | Direct | 8,379 |
Reported balance
Holding disclosure · report date 2024-02-15 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 8,379 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.78 · Expires 2029-01-23 | Direct | 6,766 |
Reported balance
Holding disclosure · report date 2024-02-15 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 6,766 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.59 · Expires 2030-01-29 | Direct | 7,161 |
Reported balance
Holding disclosure · report date 2024-02-15 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 7,161 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.33 · Expires 2031-01-27 | Direct | 13,131 |
Reported balance
Holding disclosure · report date 2024-02-15 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 13,131 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.57 · Expires 2032-01-26 | Direct | 12,933 |
Reported balance
Holding disclosure · report date 2024-02-15 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 12,933 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.64 · Expires 2033-01-25 | Direct | 16,519 |
Reported balance
Holding disclosure · report date 2024-02-15 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 16,519 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.87 · Expires 2034-01-24 | Direct | 15,530 |
Reported balance
Holding disclosure · report date 2024-02-15 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 15,530 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F4: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the plan.
F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6: Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 24, 2024 Filed Jan 27, 2024 00:15 UTC | BALL Corp BALL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 15,530 | $0.00 Strike: $55.87 | $0.00 |
DisclosureSEC source: 0001062993-24-001452 · form4.xml · derivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,530 Underlying: Common Stock · 15,530 shares Expires 2034-01-24 F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:15 UTC | BALL Corp BALL · Entity 3320 | GrantRestricted Stock Units · Derivative | 5,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-001452 · form4.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,237 Underlying: Common Stock · 5,012 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 23:17 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018312 · form4.xml · derivative · entry 5 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,900 Underlying: Common Stock · 2,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F9 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F9 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F9 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 23:17 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 502.9479 | $51.68 | $25,992.35 |
DisclosureSEC source: 0001062993-23-018312 · form4.xml · derivative · entry 4 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,936.7525 Underlying: Common Stock · 502.9479 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F6 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 23:17 UTC | BALL Corp BALL · Entity 3320 | Tax withholdingCommon Stock | 484 | $51.68 | $25,013.12 |
DisclosureSEC source: 0001062993-23-018312 · form4.xml · nonDerivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,056.8833 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 23:17 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionCommon Stock | 1,680 | $51.68 | $86,822.40 |
DisclosureSEC source: 0001062993-23-018312 · form4.xml · nonDerivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,540.8833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 22:31 UTC | BALL Corp BALL · Entity 3320 | SaleCommon Stock | 3,820 | $52.41 | $200,211.55 |
DisclosureSEC source: 0001062993-23-017131 · form4.xml · nonDerivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,860.8833 F1 · price: This transaction was executed in multiple trades at prices ranging from $52.41 to $52.425. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: The beneficial ownership for the reporting owner includes 64.4136 of shares pursuant to the Company's Dividend Reinvestment Plan that were inadvertently not included in prior Form 4s due to an administrative error. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| August 21, 2023 Filed Aug 25, 2023 22:28 UTC | BALL Corp BALL · Entity 3320 | Disposition to issuerDeferred Compensation Company Stock Plan · Derivative | 10,103.8045 | $53.04 | $535,905.79 |
DisclosureSEC source: 0001062993-23-017129 · form4.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,433.8045 Underlying: Common Stock · 10,103.8045 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · balance_after: Due to an administrative error, the Form 4 filed on February 22, 2023 understated the number of shares beneficially owned after the transaction by 80.8395 shares. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 17, 2023 Filed Feb 23, 2023 00:15 UTC | BALL Corp BALL · Entity 3320 | GrantDeferred Compensation Company Stock Plan · Derivative | 2,346.4998 | $51.14 | $120,000.00 |
DisclosureSEC source: 0001062993-23-004447 · form4.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,220.8565 Underlying: Common Stock · 2,346.4998 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:13 UTC | BALL Corp BALL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 16,519 | $0.00 Strike: $56.64 | $0.00 |
DisclosureSEC source: 0001062993-23-001535 · form4.xml · derivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,519 Underlying: Common Stock · 16,519 shares Expires 2033-01-25 F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:13 UTC | BALL Corp BALL · Entity 3320 | GrantRestricted Stock Units · Derivative | 4,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001535 · form4.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,740 Underlying: Common Stock · 4,944 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 23:23 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 400 | $71.51 | $28,605.00 |
DisclosureSEC source: 0001062993-22-014233 · form4.xml · nonDerivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,351.0212 F1 · price: This transaction was executed in multiple trades at prices ranging from $71.51 to $71.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:28 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 923.1223 | $90.75 | $83,773.35 |
DisclosureSEC source: 0001062993-22-008111 · form4.xml · derivative · entry 7 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,657.3982 Underlying: Common Stock · 923.1223 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F8 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F9 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F9 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:28 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 1,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008111 · form4.xml · derivative · entry 6 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,796 Underlying: Common Stock · 1,724 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.exercise_date: Lapse of restricted stock units. F6 · derivative.expiration_date: Lapse of restricted stock units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:28 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 163 | $90.75 | $14,792.25 |
DisclosureSEC source: 0001062993-22-008111 · form4.xml · nonDerivative · entry 4 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,710.9229 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:28 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 562 | $90.75 | $51,001.50 |
DisclosureSEC source: 0001062993-22-008111 · form4.xml · nonDerivative · entry 3 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,873.9229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:28 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 87 | $90.75 | $7,895.25 |
DisclosureSEC source: 0001062993-22-008111 · form4.xml · nonDerivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,311.9229 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:28 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 300 | $90.75 | $27,225.00 |
DisclosureSEC source: 0001062993-22-008111 · form4.xml · nonDerivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,398.9229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 00:10 UTC | BALL Corp BLL · Entity 3320 | GrantDeferred Compensation Company Stock Plan · Derivative | 1,038.7452 | $96.27 | $100,000.00 |
DisclosureSEC source: 0001062993-22-005463 · form4.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,734.2758 Underlying: Common Stock · 1,038.7452 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:34 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 1,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002324 · form4.xml · derivative · entry 5 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,520 Underlying: Common Stock · 1,615 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F9 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F9 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F9 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:34 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 1,464.9732 | $97.10 | $142,248.90 |
DisclosureSEC source: 0001062993-22-002324 · form4.xml · derivative · entry 4 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,695.5306 Underlying: Common Stock · 1,464.9732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F6 · kind: Lapse of Performance Contingent Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:34 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 423 | $97.10 | $41,073.30 |
DisclosureSEC source: 0001062993-22-002324 · form4.xml · nonDerivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,092.9212 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:34 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 1,257 | $97.10 | $122,054.70 |
DisclosureSEC source: 0001062993-22-002324 · form4.xml · nonDerivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,515.9212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:05 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 12,933 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001808 · form4.xml · derivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,933 Underlying: Common Stock · 12,933 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:05 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 3,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001808 · form4.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,135 Underlying: Common Stock · 3,234 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 00:11 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 374.118 | $91.86 | $34,366.48 |
DisclosureSEC source: 0001062993-21-013185 · form4.xml · derivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,230.5574 Underlying: Common Stock · 374.118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 00:11 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-013185 · form4.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,901 Underlying: Common Stock · 320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Lapse of restricted stock units. F2 · derivative.expiration_date: Lapse of restricted stock units. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:06 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000159 · edgar.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 23:07 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 1,060 | $94.58 | $100,254.80 |
DisclosureSEC source: 0000009389-21-000146 · edgar.xml · nonDerivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,156.4161 F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| August 27, 2021 Filed Sep 14, 2021 22:55 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 220 | $0.00 Strike: $38.38 | $0.00 |
DisclosureSEC source: 0000009389-21-000149 · edgar.xml · derivative · entry 10 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,680 Underlying: Common Stock · 220 shares Expires 2027-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| August 27, 2021 Filed Sep 14, 2021 22:55 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 8,182 | $0.00 Strike: $33.05 | $0.00 |
DisclosureSEC source: 0000009389-21-000149 · edgar.xml · derivative · entry 9 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,182 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| August 27, 2021 Filed Sep 14, 2021 22:55 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 8,204 | $0.00 Strike: $33.08 | $0.00 |
DisclosureSEC source: 0000009389-21-000149 · edgar.xml · derivative · entry 8 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,204 shares Expires 2025-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| August 27, 2021 Filed Sep 14, 2021 22:55 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 147 | $95.69 | $14,066.43 |
DisclosureSEC source: 0000009389-21-000149 · edgar.xml · nonDerivative · entry 6 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,191.4161 F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| August 27, 2021 Filed Sep 14, 2021 22:55 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 220 | $38.38 | $8,442.50 |
DisclosureSEC source: 0000009389-21-000149 · edgar.xml · nonDerivative · entry 5 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,338.4161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| August 27, 2021 Filed Sep 14, 2021 22:55 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 5,036 | $95.69 | $481,894.84 |
DisclosureSEC source: 0000009389-21-000149 · edgar.xml · nonDerivative · entry 4 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,118.4161 F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| August 27, 2021 Filed Sep 14, 2021 22:55 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 8,182 | $33.05 | $270,415.10 |
DisclosureSEC source: 0000009389-21-000149 · edgar.xml · nonDerivative · entry 3 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,154.4161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| August 27, 2021 Filed Sep 14, 2021 22:55 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 4,388 | $95.69 | $419,887.72 |
DisclosureSEC source: 0000009389-21-000149 · edgar.xml · nonDerivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,972.4161 F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| August 27, 2021 Filed Sep 14, 2021 22:55 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 8,204 | $33.08 | $271,347.30 |
DisclosureSEC source: 0000009389-21-000149 · edgar.xml · nonDerivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,360.4161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:07 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 936.8399 | $85.40 | $80,006.13 |
DisclosureSEC source: 0000009389-21-000072 · edgar.xml · derivative · entry 5 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,757.6027 Underlying: Common Stock · 936.8399 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F8 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F9 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F9 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:07 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 1,648 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000072 · edgar.xml · derivative · entry 4 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,221 Underlying: Common Stock · 1,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.exercise_date: Lapse of restricted stock units. F6 · derivative.expiration_date: Lapse of restricted stock units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:07 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 219 | $85.40 | $18,702.60 |
DisclosureSEC source: 0000009389-21-000072 · edgar.xml · nonDerivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,172.6237 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:07 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 753 | $85.40 | $64,306.20 |
DisclosureSEC source: 0000009389-21-000072 · edgar.xml · nonDerivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,391.6237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:35 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 1,118.1157 | $90.37 | $101,044.12 |
DisclosureSEC source: 0000009389-21-000051 · edgar.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,820.7628 Underlying: Common Stock · 1,118.1157 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:12 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 2,233.2211 | $88.02 | $196,568.12 |
DisclosureSEC source: 0000009389-21-000042 · edgar.xml · derivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,702.6471 Underlying: Common Stock · 2,233.2211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Lapse of Performance Contingent Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 01:12 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 1,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000042 · edgar.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,869 Underlying: Common Stock · 1,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:45 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 13,131 | $0.00 Strike: $85.33 | $0.00 |
DisclosureSEC source: 0000009389-21-000024 · edgar.xml · derivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,131 Underlying: Common Stock · 13,131 shares Expires 2031-01-27 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:45 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 3,047 | $85.33 | $260,000.51 |
DisclosureSEC source: 0000009389-21-000024 · edgar.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,826 Underlying: Common Stock · 3,047 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.