Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 1 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2022 Filed Feb 3, 2022 00:29 UTC |
Knobel Jeff AVice President &Treasurer
|
Tax withholdingCommon Stock | 1,337 | $97.10 | $129,822.70 |
DisclosureSEC source: 0001062993-22-002320 · form4.xml · nonDerivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,253.6486 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:29 UTC |
Knobel Jeff AVice President &Treasurer
|
Exercise / conversionCommon Stock | 4,416 | $97.10 | $428,793.60 |
DisclosureSEC source: 0001062993-22-002320 · form4.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,590.6486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:29 UTC |
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
|
Exercise / conversionRestricted Stock Units · Derivative | 7,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002319 · form4.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,095 Underlying: Common Stock · 7,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F8 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:29 UTC |
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
|
Tax withholdingCommon Stock | 3,623 | $97.10 | $351,793.30 |
DisclosureSEC source: 0001062993-22-002319 · form4.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,733.2687 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:29 UTC |
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
|
Exercise / conversionCommon Stock | 11,652 | $97.10 | $1,131,409.20 |
DisclosureSEC source: 0001062993-22-002319 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,356.2687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:01 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
GrantStock Option (Right to Buy) · Derivative | 33,349 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001805 · form4.xml · derivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,349 Underlying: Common Stock · 33,349 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:01 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
GrantRestricted Stock Units · Derivative | 8,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001805 · form4.xml · derivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,245 Underlying: Common Stock · 8,340 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:11 UTC |
HAYES JOHN ADirector · Chairman & C.E.O.
|
GrantStock Option (Right to Buy) · Derivative | 150,577 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001811 · form4.xml · derivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,577 Underlying: Common Stock · 150,577 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:11 UTC |
HAYES JOHN ADirector · Chairman & C.E.O.
|
GrantRestricted Stock Units · Derivative | 37,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001811 · form4.xml · derivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,850 Underlying: Common Stock · 37,657 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:09 UTC |
Carey Nate CVice President & Controller
|
GrantStock Option (Right to Buy) · Derivative | 5,820 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001810 · form4.xml · derivative · entry 2 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,820 Underlying: Common Stock · 5,820 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:09 UTC |
Carey Nate CVice President & Controller
|
GrantRestricted Stock Units · Derivative | 1,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001810 · form4.xml · derivative · entry 1 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,645 Underlying: Common Stock · 1,455 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:05 UTC |
Kaufman David APresident, Ball Aerospace
|
GrantStock Option (Right to Buy) · Derivative | 12,933 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001808 · form4.xml · derivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,933 Underlying: Common Stock · 12,933 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:05 UTC |
Kaufman David APresident, Ball Aerospace
|
GrantRestricted Stock Units · Derivative | 3,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001808 · form4.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,135 Underlying: Common Stock · 3,234 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:05 UTC |
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
|
GrantStock Option (Right to Buy) · Derivative | 21,709 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001809 · form4.xml · derivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,709 Underlying: Common Stock · 21,709 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:05 UTC |
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
|
GrantRestricted Stock Units · Derivative | 5,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001809 · form4.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,578 Underlying: Common Stock · 5,429 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:03 UTC |
Knobel Jeff AVice President & Treasurer
|
GrantStock Option (Right to Buy) · Derivative | 6,651 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001807 · form4.xml · derivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,651 Underlying: Common Stock · 6,651 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:03 UTC |
Knobel Jeff AVice President & Treasurer
|
GrantRestricted Stock Units · Derivative | 1,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001807 · form4.xml · derivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,171 Underlying: Common Stock · 1,663 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:02 UTC |
Lewis Ronald J.SR VP & COO
|
GrantStock Option (Right to Buy) · Derivative | 30,485 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001806 · form4.xml · derivative · entry 2 Lewis Ronald J. · CIK 0001638254 · SR VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,485 Underlying: Common Stock · 30,485 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:02 UTC |
Lewis Ronald J.SR VP & COO
|
GrantRestricted Stock Units · Derivative | 7,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001806 · form4.xml · derivative · entry 1 Lewis Ronald J. · CIK 0001638254 · SR VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,077 Underlying: Common Stock · 7,624 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:00 UTC |
Panayiotou Stacey J.SVP & CHRO
|
GrantStock Option (Right to Buy) · Derivative | 15,704 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001804 · form4.xml · derivative · entry 2 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,704 Underlying: Common Stock · 15,704 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:00 UTC |
Panayiotou Stacey J.SVP & CHRO
|
GrantRestricted Stock Units · Derivative | 3,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001804 · form4.xml · derivative · entry 1 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,009 Underlying: Common Stock · 3,927 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 23:59 UTC |
Fisher Daniel WilliamDirector · President
|
GrantStock Option (Right to Buy) · Derivative | 3,510 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001803 · form4.xml · derivative · entry 4 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,510 Underlying: Common Stock · 3,510 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 23:59 UTC |
Fisher Daniel WilliamDirector · President
|
GrantRestricted Stock Units · Derivative | 878 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001803 · form4.xml · derivative · entry 3 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,796 Underlying: Common Stock · 878 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 23:59 UTC |
Fisher Daniel WilliamDirector · President
|
GrantStock Option (Right to Buy) · Derivative | 45,912 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001803 · form4.xml · derivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,912 Underlying: Common Stock · 45,912 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 23:59 UTC |
Fisher Daniel WilliamDirector · President
|
GrantRestricted Stock Units · Derivative | 11,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001803 · form4.xml · derivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,596 Underlying: Common Stock · 11,482 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 00:11 UTC |
Kaufman David APresident, Ball Aerospace
|
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 374.118 | $91.86 | $34,366.48 |
DisclosureSEC source: 0001062993-21-013185 · form4.xml · derivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,230.5574 Underlying: Common Stock · 374.118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 00:11 UTC |
Kaufman David APresident, Ball Aerospace
|
Exercise / conversionRestricted Stock Units · Derivative | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-013185 · form4.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,901 Underlying: Common Stock · 320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Lapse of restricted stock units. F2 · derivative.expiration_date: Lapse of restricted stock units. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 00:09 UTC |
BRYANT JOHN ADirector
|
GrantDeferred Compensation Company Stock Plan · Derivative | 275.3736 | $91.86 | $25,295.82 |
DisclosureSEC source: 0001062993-21-013184 · form4.xml · derivative · entry 1 BRYANT JOHN A · CIK 0001185941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,854.4839 Underlying: Common Stock · 275.3736 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 00:07 UTC |
Sapp Betty J.Director
|
GrantDeferred Compensation Company Stock Plan · Derivative | 295.971 | $91.86 | $27,187.90 |
DisclosureSEC source: 0001062993-21-013183 · form4.xml · derivative · entry 1 Sapp Betty J. · CIK 0001780655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235.4271 Underlying: Common Stock · 295.971 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 00:06 UTC |
Ross Cathy DDirector
|
GrantDeferred Compensation Company Stock Plan · Derivative | 354.1385 | $91.86 | $32,531.16 |
DisclosureSEC source: 0001062993-21-013182 · form4.xml · derivative · entry 2 Ross Cathy D · CIK 0001354328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,009.932 Underlying: Common Stock · 354.1385 shares Expires not disclosed F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F6 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 00:06 UTC |
Ross Cathy DDirector
|
GrantRestricted Stock Units · Derivative | 295 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-013182 · form4.xml · derivative · entry 1 Ross Cathy D · CIK 0001354328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295 Underlying: Common Stock · 295 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 00:03 UTC |
Panayiotou Stacey J.SVP & CHRO
|
GrantRestricted Stock Units · Derivative | 9,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-013181 · form4.xml · derivative · entry 1 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,082 Underlying: Common Stock · 9,176 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 00:01 UTC |
Lewis Ronald J.SR VP & COO
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-013180 · form4.xml · derivative · entry 1 Lewis Ronald J. · CIK 0001638254 · SR VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 15, 2021 Filed Feb 19, 2022 00:06 UTC Amendment |
Ross Cathy DDirector
|
GrantDeferred Compensation Company Stock Plan · Derivative | 245.2772 | $91.86 | $22,531.16 |
DisclosureSEC source: 0001062993-22-005010 · form4a.xml · derivative · entry 1 Ross Cathy D · CIK 0001354328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,901.0707 Underlying: Common Stock · 245.2772 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · shares: Due to administrative error, the amount of deferred shares were reported incorrectly on the original submission filed on December 17, 2021. F4 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F5 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| December 06, 2021 Filed Dec 9, 2021 00:07 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
GiftCommon Stock | 5,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012465 · form4.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,024.781 F1 · shares: Mr. Morrison transferred these shares to a charitable foundation. There is no change in the voting rights for these shares associated with this transaction. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| November 29, 2021 Filed Dec 2, 2021 00:50 UTC |
Panayiotou Stacey J.SVP & CHRO
|
GrantStock Option (Right to Buy) · Derivative | 24,444 | $0.00 Strike: $94.81 | $0.00 |
DisclosureSEC source: 0001062993-21-011925 · form4.xml · derivative · entry 2 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,444 Underlying: Common Stock · 24,444 shares Expires 2031-11-29 F3 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| November 29, 2021 Filed Dec 2, 2021 00:50 UTC |
Panayiotou Stacey J.SVP & CHRO
|
GrantRestricted Stock Units · Derivative | 5,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011925 · form4.xml · derivative · entry 1 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,906 Underlying: Common Stock · 5,906 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 23:58 UTC |
Fisher Daniel WilliamDirector · President
|
PurchaseCommon Stock | 3,000 | $93.87 | $281,620.20 |
DisclosureSEC source: 0001062993-21-011711 · form4.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,859.4958 F3 · price: This transaction was executed in multiple trades at prices ranging from $93.58 to $94.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 23:58 UTC |
Fisher Daniel WilliamDirector · President
|
PurchaseCommon Stock | 7,000 | $93.89 | $657,220.90 |
DisclosureSEC source: 0001062993-21-011711 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,785.7154 F1 · price: This transaction was executed in multiple trades at prices ranging from $93.53 to $94.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 22:56 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
GiftCommon Stock | 5,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011157 · form4.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,337.862 F1 · shares: Mr. Morrison transferred these shares to a charitable foundation. There is no change in the voting rights for these shares associated with this transaction. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 14:10 UTC |
Lewis Ronald J.SR VP & COO
|
PurchaseCommon Stock | 10,000 | $91.26 | $912,625.00 |
DisclosureSEC source: 0000009389-21-000195 · edgar.xml · nonDerivative · entry 1 Lewis Ronald J. · CIK 0001638254 · SR VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,585.4778 F1 · price: This transaction was executed in multiple trades at prices ranging from $91.26 to $91.2698. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| October 26, 2021 Filed Oct 28, 2021 23:16 UTC |
Ives DuneDirector
|
GrantRestricted Stock Units · Derivative | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000190 · edgar.xml · derivative · entry 1 Ives Dune · CIK 0001889647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,683 Underlying: Common Stock · 1,683 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Director Election Restricted Stock Unit Grant. F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:22 UTC |
Penegor Todd AllanDirector
|
GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000173 · edgar.xml · derivative · entry 1 Penegor Todd Allan · CIK 0001578490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:24 UTC |
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
|
GrantRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000175 · edgar.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:19 UTC |
Carey Nate CVice President & Controller
|
GrantRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000171 · edgar.xml · derivative · entry 1 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:17 UTC |
Knobel Jeff AVice President & Treasurer
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GrantRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000169 · edgar.xml · derivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:15 UTC |
NELSON GEORGIA RDirector
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GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000167 · edgar.xml · derivative · entry 1 NELSON GEORGIA R · CIK 0001141392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:12 UTC |
Mariani Pedro HenriqueDirector
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GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000165 · edgar.xml · derivative · entry 1 Mariani Pedro Henrique · CIK 0001512259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:10 UTC |
CAVE MICHAEL JDirector
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GrantRestricted Stock Units · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000163 · edgar.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 2,200 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:08 UTC |
BRYANT JOHN ADirector
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GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000161 · edgar.xml · derivative · entry 1 BRYANT JOHN A · CIK 0001185941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.