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BALL

BALL Corp

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Tapewire entity
3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 27, 2022 Filed Apr 29, 2022 23:59 UTC GrantRestricted Stock Units · Derivative 1,914 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011119 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,007

Underlying: Common Stock · 1,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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April 27, 2022 Filed Apr 29, 2022 23:57 UTC
Ives DuneDirector
GrantRestricted Stock Units · Derivative 1,914 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011117 · form4.xml · derivative · entry 1

Ives Dune · CIK 0001889647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,597

Underlying: Common Stock · 1,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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April 27, 2022 Filed Apr 29, 2022 23:55 UTC GrantRestricted Stock Units · Derivative 1,914 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011115 · form4.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,970

Underlying: Common Stock · 1,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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April 27, 2022 Filed Apr 29, 2022 23:56 UTC GrantRestricted Stock Units · Derivative 1,914 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011116 · form4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,854

Underlying: Common Stock · 1,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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April 27, 2022 Filed Apr 29, 2022 23:54 UTC GrantRestricted Stock Units · Derivative 1,914 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011114 · form4.xml · derivative · entry 1

Mariani Pedro Henrique · CIK 0001512259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,542

Underlying: Common Stock · 1,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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April 27, 2022 Filed Apr 29, 2022 23:53 UTC GrantRestricted Stock Units · Derivative 1,914 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011113 · form4.xml · derivative · entry 1

NIEKAMP CYNTHIA A · CIK 0001169207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,858

Underlying: Common Stock · 1,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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March 15, 2022 Filed Mar 17, 2022 23:28 UTC
Kaufman David APresident, Ball Aerospace
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 923.1223 $90.75 $83,773.35
Disclosure

SEC source: 0001062993-22-008111 · form4.xml · derivative · entry 7

Kaufman David A · CIK 0001839518 · President, Ball Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,657.3982

Underlying: Common Stock · 923.1223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F8 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F9 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F9 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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March 15, 2022 Filed Mar 17, 2022 23:28 UTC
Kaufman David APresident, Ball Aerospace
Exercise / conversionRestricted Stock Units · Derivative 1,724 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008111 · form4.xml · derivative · entry 6

Kaufman David A · CIK 0001839518 · President, Ball Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,796

Underlying: Common Stock · 1,724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · derivative.exercise_date: Lapse of restricted stock units.

F6 · derivative.expiration_date: Lapse of restricted stock units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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March 15, 2022 Filed Mar 17, 2022 23:28 UTC
Kaufman David APresident, Ball Aerospace
Tax withholdingCommon Stock 163 $90.75 $14,792.25
Disclosure

SEC source: 0001062993-22-008111 · form4.xml · nonDerivative · entry 4

Kaufman David A · CIK 0001839518 · President, Ball Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,710.9229

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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March 15, 2022 Filed Mar 17, 2022 23:28 UTC
Kaufman David APresident, Ball Aerospace
Exercise / conversionCommon Stock 562 $90.75 $51,001.50
Disclosure

SEC source: 0001062993-22-008111 · form4.xml · nonDerivative · entry 3

Kaufman David A · CIK 0001839518 · President, Ball Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,873.9229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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March 15, 2022 Filed Mar 17, 2022 23:28 UTC
Kaufman David APresident, Ball Aerospace
Tax withholdingCommon Stock 87 $90.75 $7,895.25
Disclosure

SEC source: 0001062993-22-008111 · form4.xml · nonDerivative · entry 2

Kaufman David A · CIK 0001839518 · President, Ball Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,311.9229

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 23:28 UTC
Kaufman David APresident, Ball Aerospace
Exercise / conversionCommon Stock 300 $90.75 $27,225.00
Disclosure

SEC source: 0001062993-22-008111 · form4.xml · nonDerivative · entry 1

Kaufman David A · CIK 0001839518 · President, Ball Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,398.9229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 23:24 UTC
Ross Cathy DDirector
GrantDeferred Compensation Company Stock Plan · Derivative 381.0491 $90.75 $34,580.21
Disclosure

SEC source: 0001062993-22-008108 · form4.xml · derivative · entry 1

Ross Cathy D · CIK 0001354328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,282.1198

Underlying: Common Stock · 381.0491 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 23:20 UTC GrantRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008106 · form4.xml · derivative · entry 2

Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program.

F5 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

F5 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 23:20 UTC GrantRestricted Stock Units · Derivative 9,587 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008106 · form4.xml · derivative · entry 1

Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,596

Underlying: Common Stock · 9,587 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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March 10, 2022 Filed Mar 12, 2022 00:09 UTC
Fisher Daniel WilliamDirector · President
PurchaseCommon Stock 7,000 $85.86 $601,001.80
Disclosure

SEC source: 0001062993-22-007536 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,298.7166

F1 · price: This transaction was executed in multiple trades at prices ranging from $85.67 to $86.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

Read SEC document
March 10, 2022 Filed Mar 12, 2022 00:02 UTC PurchaseCommon Stock 1,362 $85.55 $116,519.10
Disclosure

SEC source: 0001062993-22-007532 · form4.xml · nonDerivative · entry 1

Sapp Betty J. · CIK 0001780655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
March 02, 2022 Filed Mar 5, 2022 00:16 UTC PurchaseCommon Stock 1,500 $87.00 $130,500.00
Disclosure

SEC source: 0001062993-22-006923 · form4.xml · nonDerivative · entry 1

Sapp Betty J. · CIK 0001780655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:18 UTC PurchaseCommon Stock 6,000 $88.91 $533,454.00
Disclosure

SEC source: 0001062993-22-006468 · form4.xml · nonDerivative · entry 1

Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $88.8799 to $88.9381. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 00:06 UTC
Carey Nate CVice President & Controller
SaleCommon Stock 2,530 $90.50 $228,965.00
Disclosure

SEC source: 0001062993-22-005461 · form4.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,499.9999

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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February 18, 2022 Filed Feb 24, 2022 00:14 UTC GrantDeferred Compensation Company Stock Plan · Derivative 263.6335 $96.27 $25,380.00
Disclosure

SEC source: 0001062993-22-005465 · form4.xml · derivative · entry 1

Sapp Betty J. · CIK 0001780655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,499.0607

Underlying: Common Stock · 263.6335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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February 18, 2022 Filed Feb 24, 2022 00:06 UTC
Carey Nate CVice President & Controller
GrantDeferred Compensation Company Stock Plan · Derivative 972.9831 $96.27 $93,669.08
Disclosure

SEC source: 0001062993-22-005461 · form4.xml · derivative · entry 3

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,563.14

Underlying: Common Stock · 972.9831 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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February 18, 2022 Filed Feb 24, 2022 00:03 UTC
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
GrantDeferred Compensation Company Stock Plan · Derivative 1,246.4942 $96.27 $120,000.00
Disclosure

SEC source: 0001062993-22-005458 · form4.xml · derivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,900.7435

Underlying: Common Stock · 1,246.4942 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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February 18, 2022 Filed Feb 24, 2022 00:10 UTC
Kaufman David APresident, Ball Aerospace
GrantDeferred Compensation Company Stock Plan · Derivative 1,038.7452 $96.27 $100,000.00
Disclosure

SEC source: 0001062993-22-005463 · form4.xml · derivative · entry 1

Kaufman David A · CIK 0001839518 · President, Ball Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,734.2758

Underlying: Common Stock · 1,038.7452 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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February 17, 2022 Filed Feb 19, 2022 00:10 UTC
Carey Nate CVice President & Controller
SaleCommon Stock 459.1238 $91.86 $42,175.11
Disclosure

SEC source: 0001062993-22-005012 · form4.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,029.9999

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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February 17, 2022 Filed Feb 19, 2022 00:10 UTC
Carey Nate CVice President & Controller
SaleCommon Stock 8,104 $91.90 $744,750.31
Disclosure

SEC source: 0001062993-22-005012 · form4.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,489.1238

F1 · price: This transaction was executed in multiple trades at prices ranging from $91.76 to $92.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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February 01, 2022 Filed Feb 3, 2022 01:09 UTC
HAYES JOHN ADirector · Chairman & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 364,800 $0.00 Strike: $22.97 $0.00
Disclosure

SEC source: 0001062993-22-002337 · form4.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 364,800 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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February 01, 2022 Filed Feb 3, 2022 01:09 UTC
HAYES JOHN ADirector · Chairman & C.E.O.
GiftCommon Stock 156,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002337 · form4.xml · nonDerivative · entry 3

HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,877.7065

F4 · shares: Mr. Hayes transferred these shares to a charitable foundation.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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February 01, 2022 Filed Feb 3, 2022 01:09 UTC
HAYES JOHN ADirector · Chairman & C.E.O.
Tax withholdingCommon Stock 208,816 $96.57 $20,165,361.12
Disclosure

SEC source: 0001062993-22-002337 · form4.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,877.7065

F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 01:09 UTC
HAYES JOHN ADirector · Chairman & C.E.O.
Exercise / conversionCommon Stock 364,800 $22.97 $8,377,632.00
Disclosure

SEC source: 0001062993-22-002337 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119,693.7065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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January 31, 2022 Filed Feb 3, 2022 01:05 UTC
HAYES JOHN ADirector · Chairman & C.E.O.
Exercise / conversionRestricted Stock Units · Derivative 57,109 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002332 · form4.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,741

Underlying: Common Stock · 57,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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January 31, 2022 Filed Feb 3, 2022 01:05 UTC
HAYES JOHN ADirector · Chairman & C.E.O.
Tax withholdingCommon Stock 37,508 $97.10 $3,642,026.80
Disclosure

SEC source: 0001062993-22-002332 · form4.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,893.7065

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 01:05 UTC
HAYES JOHN ADirector · Chairman & C.E.O.
Exercise / conversionCommon Stock 88,919 $97.10 $8,634,034.90
Disclosure

SEC source: 0001062993-22-002332 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,401.7065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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January 31, 2022 Filed Feb 3, 2022 00:35 UTC
Lewis Ronald J.SR VP & COO
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 7,952.9732 $97.10 $772,233.70
Disclosure

SEC source: 0001062993-22-002325 · form4.xml · derivative · entry 2

Lewis Ronald J. · CIK 0001638254 · SR VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,251.0356

Underlying: Common Stock · 7,952.9732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Lapse of Performance Contingent Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:35 UTC
Lewis Ronald J.SR VP & COO
Exercise / conversionRestricted Stock Units · Derivative 4,975 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002325 · form4.xml · derivative · entry 1

Lewis Ronald J. · CIK 0001638254 · SR VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,102

Underlying: Common Stock · 4,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F2 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F2 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:34 UTC
Kaufman David APresident, Ball Aerospace
Exercise / conversionRestricted Stock Units · Derivative 1,615 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002324 · form4.xml · derivative · entry 5

Kaufman David A · CIK 0001839518 · President, Ball Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,520

Underlying: Common Stock · 1,615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F9 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F9 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F9 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:34 UTC
Kaufman David APresident, Ball Aerospace
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 1,464.9732 $97.10 $142,248.90
Disclosure

SEC source: 0001062993-22-002324 · form4.xml · derivative · entry 4

Kaufman David A · CIK 0001839518 · President, Ball Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,695.5306

Underlying: Common Stock · 1,464.9732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Lapse of Performance Contingent Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:34 UTC
Kaufman David APresident, Ball Aerospace
Tax withholdingCommon Stock 423 $97.10 $41,073.30
Disclosure

SEC source: 0001062993-22-002324 · form4.xml · nonDerivative · entry 2

Kaufman David A · CIK 0001839518 · President, Ball Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,092.9212

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:34 UTC
Kaufman David APresident, Ball Aerospace
Exercise / conversionCommon Stock 1,257 $97.10 $122,054.70
Disclosure

SEC source: 0001062993-22-002324 · form4.xml · nonDerivative · entry 1

Kaufman David A · CIK 0001839518 · President, Ball Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,515.9212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:33 UTC
Carey Nate CVice President & Controller
Exercise / conversionRestricted Stock Units · Derivative 2,087 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002323 · form4.xml · derivative · entry 5

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,558

Underlying: Common Stock · 2,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F9 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F9 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F9 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:33 UTC
Carey Nate CVice President & Controller
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 391.2 $97.10 $37,985.52
Disclosure

SEC source: 0001062993-22-002323 · form4.xml · derivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,590.1569

Underlying: Common Stock · 391.2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Lapse of Performance Contingent Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:33 UTC
Carey Nate CVice President & Controller
Tax withholdingCommon Stock 906 $97.10 $87,972.60
Disclosure

SEC source: 0001062993-22-002323 · form4.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,584.8992

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:33 UTC
Carey Nate CVice President & Controller
Exercise / conversionCommon Stock 2,925 $97.10 $284,017.50
Disclosure

SEC source: 0001062993-22-002323 · form4.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,490.8992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:32 UTC
MORRISON SCOTT CE.V.P. and C.F.O.
Exercise / conversionRestricted Stock Units · Derivative 13,076 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002322 · form4.xml · derivative · entry 6

MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,169

Underlying: Common Stock · 13,076 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:32 UTC
MORRISON SCOTT CE.V.P. and C.F.O.
Tax withholdingCommon Stock 7,438 $97.10 $722,229.80
Disclosure

SEC source: 0001062993-22-002322 · form4.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,137.1776

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:32 UTC
MORRISON SCOTT CE.V.P. and C.F.O.
Exercise / conversionCommon Stock 20,360 $97.10 $1,976,956.00
Disclosure

SEC source: 0001062993-22-002322 · form4.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,575.1776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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January 31, 2022 Filed Feb 3, 2022 00:31 UTC
Fisher Daniel WilliamDirector · President
Exercise / conversionRestricted Stock Units · Derivative 12,603 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002321 · form4.xml · derivative · entry 6

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,993

Underlying: Common Stock · 12,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F7 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F7 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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January 31, 2022 Filed Feb 3, 2022 00:31 UTC
Fisher Daniel WilliamDirector · President
Tax withholdingCommon Stock 7,110 $97.10 $690,381.00
Disclosure

SEC source: 0001062993-22-002321 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,298.7166

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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January 31, 2022 Filed Feb 3, 2022 00:31 UTC
Fisher Daniel WilliamDirector · President
Exercise / conversionCommon Stock 19,623 $97.10 $1,905,393.30
Disclosure

SEC source: 0001062993-22-002321 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,408.7166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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January 31, 2022 Filed Feb 3, 2022 00:29 UTC
Knobel Jeff AVice President &Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2,836 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002320 · form4.xml · derivative · entry 4

Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,335

Underlying: Common Stock · 2,836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.