Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 1 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2022 Filed Apr 29, 2022 23:59 UTC |
Penegor Todd AllanDirector
|
GrantRestricted Stock Units · Derivative | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011119 · form4.xml · derivative · entry 1 Penegor Todd Allan · CIK 0001578490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,007 Underlying: Common Stock · 1,914 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 23:57 UTC |
Ives DuneDirector
|
GrantRestricted Stock Units · Derivative | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011117 · form4.xml · derivative · entry 1 Ives Dune · CIK 0001889647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,597 Underlying: Common Stock · 1,914 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 23:55 UTC |
BRYANT JOHN ADirector
|
GrantRestricted Stock Units · Derivative | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011115 · form4.xml · derivative · entry 1 BRYANT JOHN A · CIK 0001185941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,970 Underlying: Common Stock · 1,914 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 23:56 UTC |
CAVE MICHAEL JDirector
|
GrantRestricted Stock Units · Derivative | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011116 · form4.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,854 Underlying: Common Stock · 1,914 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 23:54 UTC |
Mariani Pedro HenriqueDirector
|
GrantRestricted Stock Units · Derivative | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011114 · form4.xml · derivative · entry 1 Mariani Pedro Henrique · CIK 0001512259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,542 Underlying: Common Stock · 1,914 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 23:53 UTC |
NIEKAMP CYNTHIA ADirector
|
GrantRestricted Stock Units · Derivative | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011113 · form4.xml · derivative · entry 1 NIEKAMP CYNTHIA A · CIK 0001169207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,858 Underlying: Common Stock · 1,914 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:28 UTC |
Kaufman David APresident, Ball Aerospace
|
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 923.1223 | $90.75 | $83,773.35 |
DisclosureSEC source: 0001062993-22-008111 · form4.xml · derivative · entry 7 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,657.3982 Underlying: Common Stock · 923.1223 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F8 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F9 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F9 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:28 UTC |
Kaufman David APresident, Ball Aerospace
|
Exercise / conversionRestricted Stock Units · Derivative | 1,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008111 · form4.xml · derivative · entry 6 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,796 Underlying: Common Stock · 1,724 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.exercise_date: Lapse of restricted stock units. F6 · derivative.expiration_date: Lapse of restricted stock units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:28 UTC |
Kaufman David APresident, Ball Aerospace
|
Tax withholdingCommon Stock | 163 | $90.75 | $14,792.25 |
DisclosureSEC source: 0001062993-22-008111 · form4.xml · nonDerivative · entry 4 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,710.9229 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:28 UTC |
Kaufman David APresident, Ball Aerospace
|
Exercise / conversionCommon Stock | 562 | $90.75 | $51,001.50 |
DisclosureSEC source: 0001062993-22-008111 · form4.xml · nonDerivative · entry 3 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,873.9229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:28 UTC |
Kaufman David APresident, Ball Aerospace
|
Tax withholdingCommon Stock | 87 | $90.75 | $7,895.25 |
DisclosureSEC source: 0001062993-22-008111 · form4.xml · nonDerivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,311.9229 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:28 UTC |
Kaufman David APresident, Ball Aerospace
|
Exercise / conversionCommon Stock | 300 | $90.75 | $27,225.00 |
DisclosureSEC source: 0001062993-22-008111 · form4.xml · nonDerivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,398.9229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:24 UTC |
Ross Cathy DDirector
|
GrantDeferred Compensation Company Stock Plan · Derivative | 381.0491 | $90.75 | $34,580.21 |
DisclosureSEC source: 0001062993-22-008108 · form4.xml · derivative · entry 1 Ross Cathy D · CIK 0001354328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,282.1198 Underlying: Common Stock · 381.0491 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:20 UTC |
Panayiotou Stacey J.SVP & CHRO
|
GrantRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008106 · form4.xml · derivative · entry 2 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F4 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F5 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F5 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:20 UTC |
Panayiotou Stacey J.SVP & CHRO
|
GrantRestricted Stock Units · Derivative | 9,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008106 · form4.xml · derivative · entry 1 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,596 Underlying: Common Stock · 9,587 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 10, 2022 Filed Mar 12, 2022 00:09 UTC |
Fisher Daniel WilliamDirector · President
|
PurchaseCommon Stock | 7,000 | $85.86 | $601,001.80 |
DisclosureSEC source: 0001062993-22-007536 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,298.7166 F1 · price: This transaction was executed in multiple trades at prices ranging from $85.67 to $86.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| March 10, 2022 Filed Mar 12, 2022 00:02 UTC |
Sapp Betty J.Director
|
PurchaseCommon Stock | 1,362 | $85.55 | $116,519.10 |
DisclosureSEC source: 0001062993-22-007532 · form4.xml · nonDerivative · entry 1 Sapp Betty J. · CIK 0001780655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,862 F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| March 02, 2022 Filed Mar 5, 2022 00:16 UTC |
Sapp Betty J.Director
|
PurchaseCommon Stock | 1,500 | $87.00 | $130,500.00 |
DisclosureSEC source: 0001062993-22-006923 · form4.xml · nonDerivative · entry 1 Sapp Betty J. · CIK 0001780655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 00:18 UTC |
Panayiotou Stacey J.SVP & CHRO
|
PurchaseCommon Stock | 6,000 | $88.91 | $533,454.00 |
DisclosureSEC source: 0001062993-22-006468 · form4.xml · nonDerivative · entry 1 Panayiotou Stacey J. · CIK 0001774162 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $88.8799 to $88.9381. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 00:06 UTC |
Carey Nate CVice President & Controller
|
SaleCommon Stock | 2,530 | $90.50 | $228,965.00 |
DisclosureSEC source: 0001062993-22-005461 · form4.xml · nonDerivative · entry 1 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,499.9999 F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 00:14 UTC |
Sapp Betty J.Director
|
GrantDeferred Compensation Company Stock Plan · Derivative | 263.6335 | $96.27 | $25,380.00 |
DisclosureSEC source: 0001062993-22-005465 · form4.xml · derivative · entry 1 Sapp Betty J. · CIK 0001780655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,499.0607 Underlying: Common Stock · 263.6335 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 00:06 UTC |
Carey Nate CVice President & Controller
|
GrantDeferred Compensation Company Stock Plan · Derivative | 972.9831 | $96.27 | $93,669.08 |
DisclosureSEC source: 0001062993-22-005461 · form4.xml · derivative · entry 3 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,563.14 Underlying: Common Stock · 972.9831 shares Expires not disclosed F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 00:03 UTC |
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
|
GrantDeferred Compensation Company Stock Plan · Derivative | 1,246.4942 | $96.27 | $120,000.00 |
DisclosureSEC source: 0001062993-22-005458 · form4.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,900.7435 Underlying: Common Stock · 1,246.4942 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 00:10 UTC |
Kaufman David APresident, Ball Aerospace
|
GrantDeferred Compensation Company Stock Plan · Derivative | 1,038.7452 | $96.27 | $100,000.00 |
DisclosureSEC source: 0001062993-22-005463 · form4.xml · derivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,734.2758 Underlying: Common Stock · 1,038.7452 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 17, 2022 Filed Feb 19, 2022 00:10 UTC |
Carey Nate CVice President & Controller
|
SaleCommon Stock | 459.1238 | $91.86 | $42,175.11 |
DisclosureSEC source: 0001062993-22-005012 · form4.xml · nonDerivative · entry 2 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,029.9999 F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 17, 2022 Filed Feb 19, 2022 00:10 UTC |
Carey Nate CVice President & Controller
|
SaleCommon Stock | 8,104 | $91.90 | $744,750.31 |
DisclosureSEC source: 0001062993-22-005012 · form4.xml · nonDerivative · entry 1 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,489.1238 F1 · price: This transaction was executed in multiple trades at prices ranging from $91.76 to $92.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 01:09 UTC |
HAYES JOHN ADirector · Chairman & C.E.O.
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 364,800 | $0.00 Strike: $22.97 | $0.00 |
DisclosureSEC source: 0001062993-22-002337 · form4.xml · derivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 364,800 shares Expires 2023-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 01:09 UTC |
HAYES JOHN ADirector · Chairman & C.E.O.
|
GiftCommon Stock | 156,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002337 · form4.xml · nonDerivative · entry 3 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,877.7065 F4 · shares: Mr. Hayes transferred these shares to a charitable foundation. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 01:09 UTC |
HAYES JOHN ADirector · Chairman & C.E.O.
|
Tax withholdingCommon Stock | 208,816 | $96.57 | $20,165,361.12 |
DisclosureSEC source: 0001062993-22-002337 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,877.7065 F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 01:09 UTC |
HAYES JOHN ADirector · Chairman & C.E.O.
|
Exercise / conversionCommon Stock | 364,800 | $22.97 | $8,377,632.00 |
DisclosureSEC source: 0001062993-22-002337 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,119,693.7065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 01:05 UTC |
HAYES JOHN ADirector · Chairman & C.E.O.
|
Exercise / conversionRestricted Stock Units · Derivative | 57,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002332 · form4.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,741 Underlying: Common Stock · 57,109 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 01:05 UTC |
HAYES JOHN ADirector · Chairman & C.E.O.
|
Tax withholdingCommon Stock | 37,508 | $97.10 | $3,642,026.80 |
DisclosureSEC source: 0001062993-22-002332 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,893.7065 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 01:05 UTC |
HAYES JOHN ADirector · Chairman & C.E.O.
|
Exercise / conversionCommon Stock | 88,919 | $97.10 | $8,634,034.90 |
DisclosureSEC source: 0001062993-22-002332 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · Chairman & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792,401.7065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:35 UTC |
Lewis Ronald J.SR VP & COO
|
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 7,952.9732 | $97.10 | $772,233.70 |
DisclosureSEC source: 0001062993-22-002325 · form4.xml · derivative · entry 2 Lewis Ronald J. · CIK 0001638254 · SR VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,251.0356 Underlying: Common Stock · 7,952.9732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Lapse of Performance Contingent Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:35 UTC |
Lewis Ronald J.SR VP & COO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002325 · form4.xml · derivative · entry 1 Lewis Ronald J. · CIK 0001638254 · SR VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,102 Underlying: Common Stock · 4,975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:34 UTC |
Kaufman David APresident, Ball Aerospace
|
Exercise / conversionRestricted Stock Units · Derivative | 1,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002324 · form4.xml · derivative · entry 5 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,520 Underlying: Common Stock · 1,615 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F9 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F9 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F9 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:34 UTC |
Kaufman David APresident, Ball Aerospace
|
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 1,464.9732 | $97.10 | $142,248.90 |
DisclosureSEC source: 0001062993-22-002324 · form4.xml · derivative · entry 4 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,695.5306 Underlying: Common Stock · 1,464.9732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F6 · kind: Lapse of Performance Contingent Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:34 UTC |
Kaufman David APresident, Ball Aerospace
|
Tax withholdingCommon Stock | 423 | $97.10 | $41,073.30 |
DisclosureSEC source: 0001062993-22-002324 · form4.xml · nonDerivative · entry 2 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,092.9212 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:34 UTC |
Kaufman David APresident, Ball Aerospace
|
Exercise / conversionCommon Stock | 1,257 | $97.10 | $122,054.70 |
DisclosureSEC source: 0001062993-22-002324 · form4.xml · nonDerivative · entry 1 Kaufman David A · CIK 0001839518 · President, Ball Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,515.9212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:33 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 2,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002323 · form4.xml · derivative · entry 5 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,558 Underlying: Common Stock · 2,087 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F9 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F9 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F9 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:33 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 391.2 | $97.10 | $37,985.52 |
DisclosureSEC source: 0001062993-22-002323 · form4.xml · derivative · entry 4 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,590.1569 Underlying: Common Stock · 391.2 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F6 · kind: Lapse of Performance Contingent Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:33 UTC |
Carey Nate CVice President & Controller
|
Tax withholdingCommon Stock | 906 | $97.10 | $87,972.60 |
DisclosureSEC source: 0001062993-22-002323 · form4.xml · nonDerivative · entry 2 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,584.8992 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:33 UTC |
Carey Nate CVice President & Controller
|
Exercise / conversionCommon Stock | 2,925 | $97.10 | $284,017.50 |
DisclosureSEC source: 0001062993-22-002323 · form4.xml · nonDerivative · entry 1 Carey Nate C · CIK 0001724475 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,490.8992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:32 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
Exercise / conversionRestricted Stock Units · Derivative | 13,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002322 · form4.xml · derivative · entry 6 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,169 Underlying: Common Stock · 13,076 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:32 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
Tax withholdingCommon Stock | 7,438 | $97.10 | $722,229.80 |
DisclosureSEC source: 0001062993-22-002322 · form4.xml · nonDerivative · entry 2 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,137.1776 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:32 UTC |
MORRISON SCOTT CE.V.P. and C.F.O.
|
Exercise / conversionCommon Stock | 20,360 | $97.10 | $1,976,956.00 |
DisclosureSEC source: 0001062993-22-002322 · form4.xml · nonDerivative · entry 1 MORRISON SCOTT C · CIK 0001205945 · E.V.P. and C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,575.1776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:31 UTC |
Fisher Daniel WilliamDirector · President
|
Exercise / conversionRestricted Stock Units · Derivative | 12,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002321 · form4.xml · derivative · entry 6 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,993 Underlying: Common Stock · 12,603 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F7 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F7 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:31 UTC |
Fisher Daniel WilliamDirector · President
|
Tax withholdingCommon Stock | 7,110 | $97.10 | $690,381.00 |
DisclosureSEC source: 0001062993-22-002321 · form4.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,298.7166 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:31 UTC |
Fisher Daniel WilliamDirector · President
|
Exercise / conversionCommon Stock | 19,623 | $97.10 | $1,905,393.30 |
DisclosureSEC source: 0001062993-22-002321 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,408.7166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:29 UTC |
Knobel Jeff AVice President &Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002320 · form4.xml · derivative · entry 4 Knobel Jeff A · CIK 0001491060 · Vice President &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,335 Underlying: Common Stock · 2,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.