Tapewire

Nasdaq · USD

BAFN

BayFirst Financial Corp.

Export transactions ↓
Tapewire entity
6302
SEC CIK
0001649739
Parsed reports
614

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2023 Filed Feb 6, 2023 17:05 UTC
Jaber Brandi NicoleExecutive Vice President
Tax withholdingCommon Stock 75 $18.30 $1,372.50
Disclosure

SEC source: 0001649739-23-000073 · wf-form4_167572109314561.xml · nonDerivative · entry 1

Jaber Brandi Nicole · CIK 0001885458 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,946.3999

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

Read SEC document
January 27, 2023 Filed Feb 6, 2023 22:05 UTC Tax withholdingCommon Stock 119 $18.30 $2,177.70
Disclosure

SEC source: 0001649739-23-000075 · wf-form4_167572113502988.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,173.3638

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

Read SEC document
January 27, 2023 Filed Feb 6, 2023 22:05 UTC
Oliver Robin LeighEVP, COO and CFO
Tax withholdingCommon Stock 119 $18.30 $2,177.70
Disclosure

SEC source: 0001649739-23-000074 · wf-form4_167572111406012.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · EVP, COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,925.2169

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 13:35 UTC GrantCommon Stock 925 $18.30 $16,927.50
Disclosure

SEC source: 0001649739-23-000044 · wf-form4_167510369976423.xml · nonDerivative · entry 1

Harris Alexander Octavius · CIK 0001886639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,762.8492

F1 · kind: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 18:34 UTC GrantCommon Stock 925 $18.30 $16,927.50
Disclosure

SEC source: 0001649739-23-000043 · wf-form4_167510368075465.xml · nonDerivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,241.5581

F1 · kind: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 18:35 UTC
Helal TarekDirector
GrantCommon Stock 925 $18.30 $16,927.50
Disclosure

SEC source: 0001649739-23-000045 · wf-form4_167510371785306.xml · nonDerivative · entry 1

Helal Tarek · CIK 0001886423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,538.5626

F1 · kind: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 18:36 UTC GrantCommon Stock 925 $18.30 $16,927.50
Disclosure

SEC source: 0001649739-23-000049 · wf-form4_167510379185598.xml · nonDerivative · entry 1

Politis Christos · CIK 0001886445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,540

F1 · kind: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 18:36 UTC
Oliver Robin LeighChief Financial Officer
GrantCommon Stock 4,000 $18.30 $73,200.00
Disclosure

SEC source: 0001649739-23-000048 · wf-form4_167510377528261.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,044.2169

F1 · kind: Restricted stock awards granted will vest in five equal annual installments beginning one year after the date of grant. In addition, all unvested Restricted Shares will vest on the first anniversary of the grant date upon attainment of Normal Retirement Age. Normal Retirement Age shall be 62.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 13:35 UTC
Jaber Brandi NicoleExecutive Vice President
GrantCommon Stock 2,500 $18.30 $45,750.00
Disclosure

SEC source: 0001649739-23-000046 · wf-form4_167510373588761.xml · nonDerivative · entry 1

Jaber Brandi Nicole · CIK 0001885458 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,021.3999

F1 · kind: Restricted stock awards granted will vest in five equal annual installments beginning one year after the date of grant. In addition, all unvested Restricted Shares will vest on the first anniversary of the grant date upon attainment of Normal Retirement Age. Normal Retirement Age shall be 62.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 18:38 UTC GrantCommon Stock 4,000 $18.30 $73,200.00
Disclosure

SEC source: 0001649739-23-000053 · wf-form4_167510386688887.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,292.3638

F1 · kind: Restricted stock awards granted will vest in five equal annual installments beginning one year after the date of grant. In addition, all unvested Restricted Shares will vest on the first anniversary of the grant date upon attainment of Normal Retirement Age. Normal Retirement Age shall be 62.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 18:38 UTC GrantCommon Stock 925 $18.30 $16,927.50
Disclosure

SEC source: 0001649739-23-000054 · wf-form4_167510388375848.xml · nonDerivative · entry 1

Zipperian Barbara J · CIK 0001632068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,078.9392

F1 · kind: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 18:37 UTC GrantCommon Stock 925 $18.30 $16,927.50
Disclosure

SEC source: 0001649739-23-000052 · wf-form4_167510384881993.xml · nonDerivative · entry 1

WuDunn Sheryl · CIK 0001913431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,313.6997

F1 · kind: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 18:37 UTC GrantCommon Stock 925 $18.30 $16,927.50
Disclosure

SEC source: 0001649739-23-000051 · wf-form4_167510383268854.xml · nonDerivative · entry 1

Spoor Bradly William · CIK 0001885329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,870

F1 · kind: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 18:37 UTC GrantCommon Stock 1,250 $18.30 $22,875.00
Disclosure

SEC source: 0001649739-23-000050 · wf-form4_167510380981230.xml · nonDerivative · entry 1

Saravanos Anthony · CIK 0001439930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,178.0418

F1 · kind: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 18:36 UTC
LEO ANTHONY NDirector · Chief Executive Officer
GrantCommon Stock 5,350 $18.30 $97,905.00
Disclosure

SEC source: 0001649739-23-000047 · wf-form4_167510375477368.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,120.9721

F1 · kind: Restricted stock awards granted will vest in five equal annual installments beginning one year after the date of grant. In addition, all unvested Restricted Shares will vest on the first anniversary of the grant date upon attainment of Normal Retirement Age. Normal Retirement Age shall be 62.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 18:34 UTC GrantCommon Stock 925 $18.30 $16,927.50
Disclosure

SEC source: 0001649739-23-000042 · wf-form4_167510366217622.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,511.5002

F1 · kind: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 18:34 UTC GrantCommon Stock 925 $18.30 $16,927.50
Disclosure

SEC source: 0001649739-23-000041 · wf-form4_167510364476650.xml · nonDerivative · entry 1

Berset Derek Steven · CIK 0001885323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,332.5137

F1 · kind: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
January 25, 2023 Filed Jan 26, 2023 16:32 UTC OtherCommon Stock 98.3607 $18.30 $1,800.00
Disclosure

SEC source: 0001649739-23-000024 · wf-form4_167476873098386.xml · nonDerivative · entry 1

Harris Alexander Octavius · CIK 0001886639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,837.8492

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
January 25, 2023 Filed Jan 26, 2023 21:32 UTC OtherCommon Stock 204.918 $18.30 $3,750.00
Disclosure

SEC source: 0001649739-23-000023 · wf-form4_167476871247089.xml · nonDerivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,316.5581

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
January 25, 2023 Filed Jan 26, 2023 21:33 UTC OtherCommon Stock 42.3497 $18.30 $775.00
Disclosure

SEC source: 0001649739-23-000025 · wf-form4_167476875010957.xml · nonDerivative · entry 1

Saravanos Anthony · CIK 0001439930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,928.0418

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
January 25, 2023 Filed Jan 26, 2023 21:33 UTC OtherCommon Stock 95.6284 $18.30 $1,750.00
Disclosure

SEC source: 0001649739-23-000026 · wf-form4_167476878899396.xml · nonDerivative · entry 1

WuDunn Sheryl · CIK 0001913431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,388.6997

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
January 25, 2023 Filed Jan 26, 2023 21:31 UTC OtherCommon Stock 163.9344 $18.30 $3,000.00
Disclosure

SEC source: 0001649739-23-000022 · wf-form4_167476869430871.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,586.5002

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
January 25, 2023 Filed Jan 26, 2023 21:31 UTC OtherCommon Stock 327.8688 $18.30 $6,000.00
Disclosure

SEC source: 0001649739-23-000021 · wf-form4_167476866330234.xml · nonDerivative · entry 1

Berset Derek Steven · CIK 0001885323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,407.5137

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 19:42 UTC
Oliver Robin LeighChief Financial Officer
OtherCommon Stock 18.5185 $16.20 $300.00
Disclosure

SEC source: 0001649739-23-000006 · wf-form4_167424373273995.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,044.2169

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 14:45 UTC
Jaber Brandi NicoleExecutive Vice President
OtherCommon Stock 12.3457 $16.20 $200.00
Disclosure

SEC source: 0001649739-23-000008 · wf-form4_167424390148421.xml · nonDerivative · entry 1

Jaber Brandi Nicole · CIK 0001885458 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,521.3999

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 19:41 UTC
Zernick Thomas GerardExecutive Vice President
OtherCommon Stock 92.5926 $16.20 $1,500.00
Disclosure

SEC source: 0001649739-23-000005 · wf-form4_167424367402839.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,292.3638

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 19:44 UTC
LEO ANTHONY NDirector · Chief Executive Officer
OtherCommon Stock 129.6296 $16.20 $2,100.00
Disclosure

SEC source: 0001649739-23-000007 · wf-form4_167424382859767.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,770.9721

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
December 31, 2022 Filed Mar 3, 2023 20:30 UTC
Oliver Robin LeighEVP, COO and CFO
GrantCommon Stock 114.6099 $16.72 $1,916.28
Disclosure

SEC source: 0001649739-23-000081 · wf-form4_167787539627345.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · EVP, COO and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 826.8276

F1 · balance_after: Shares held by the First Home Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account. The shares vest based on your Year of Vesting Service (generally a year in which the Reporting Person works at least 1,000 hours). The shares will become fully vested upon your attainment of Normal Retirement Age of 65.

Read SEC document
December 31, 2022 Filed Mar 3, 2023 20:30 UTC GrantCommon Stock 124.1428 $16.72 $2,075.67
Disclosure

SEC source: 0001649739-23-000082 · wf-form4_167787543579153.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,403.3608

F1 · balance_after: Shares held by the First Home Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account. The shares vest based on your Year of Vesting Service (generally a year in which the Reporting Person works at least 1,000 hours). The shares will become fully vested upon your attainment of Normal Retirement Age of 65.

Read SEC document
December 31, 2022 Filed Mar 3, 2023 20:29 UTC
LEO ANTHONY NDirector · Chief Executive Officer
GrantCommon Stock 124.1363 $16.72 $2,075.56
Disclosure

SEC source: 0001649739-23-000080 · wf-form4_167787537733866.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by ESOP

Disclosed balance after: 1,403.3541

F1 · balance_after: Shares held by the First Home Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account. The shares vest based on your Year of Vesting Service (generally a year in which the Reporting Person works at least 1,000 hours). The shares will become fully vested upon your attainment of Normal Retirement Age of 65.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 16:02 UTC OtherWarrant · Derivative 5,210 $0.00 $0.00
Disclosure

SEC source: 0001649739-23-000002 · wf-form4_167276171220409.xml · derivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Linda Berset Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 5,210 shares

Expires 2022-12-30

F1 · derivative.exercise_price: Each warrant permits its holder to purchase one and one-half shares of common stock at a purchase price of $18.00 per common share.

F2 · date: Transaction date is the date of expiry.

F1 · price: Each warrant permits its holder to purchase one and one-half shares of common stock at a purchase price of $18.00 per common share.

F3 · price: Warrants expired without exercise.

F3 · derivative.underlying_shares: Warrants expired without exercise.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 15:04 UTC OtherCommon Stock 4.1928 $15.46 $64.82
Disclosure

SEC source: 0001649739-22-000382 · wf-form4_167147999276021.xml · nonDerivative · entry 1

Harris Alexander Octavius · CIK 0001886639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,739.4885

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 19:59 UTC OtherCommon Stock 154.8862 $15.46 $2,394.54
Disclosure

SEC source: 0001649739-22-000381 · wf-form4_167147995946508.xml · nonDerivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,111.6401

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 20:05 UTC
Helal TarekDirector
OtherCommon Stock 1.0789 $15.46 $16.68
Disclosure

SEC source: 0001649739-22-000383 · wf-form4_167148026412984.xml · nonDerivative · entry 1

Helal Tarek · CIK 0001886423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,613.5626

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 20:06 UTC
Oliver Robin LeighChief Financial Officer
OtherCommon Stock 5.2801 $15.46 $81.63
Disclosure

SEC source: 0001649739-22-000386 · wf-form4_167148036581606.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,025.6984

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 15:15 UTC OtherCommon Stock 88.064 $15.46 $1,361.47
Disclosure

SEC source: 0001649739-22-000389 · wf-form4_167148090055942.xml · nonDerivative · entry 1

Winner Harold Jack · CIK 0001885445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,485.4028

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 15:05 UTC
Jaber Brandi NicoleExecutive Vice President
OtherCommon Stock 6.4819 $15.46 $100.21
Disclosure

SEC source: 0001649739-22-000384 · wf-form4_167148031172641.xml · nonDerivative · entry 1

Jaber Brandi Nicole · CIK 0001885458 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,509.0542

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 20:16 UTC
Zernick Thomas GerardExecutive Vice President
OtherCommon Stock 29.2134 $15.46 $451.64
Disclosure

SEC source: 0001649739-22-000391 · wf-form4_167148096374989.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,199.7712

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 20:16 UTC OtherCommon Stock 1.8946 $15.46 $29.29
Disclosure

SEC source: 0001649739-22-000390 · wf-form4_167148092043270.xml · nonDerivative · entry 1

WuDunn Sheryl · CIK 0001913431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293.0713

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 20:17 UTC OtherCommon Stock 3.7523 $15.46 $58.01
Disclosure

SEC source: 0001649739-22-000392 · wf-form4_167148098086584.xml · nonDerivative · entry 1

Zipperian Barbara J · CIK 0001632068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,153.9392

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 20:14 UTC OtherCommon Stock 111.881 $15.46 $1,729.68
Disclosure

SEC source: 0001649739-22-000388 · wf-form4_167148085665167.xml · nonDerivative · entry 1

Spoor Bradly William · CIK 0001885329 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · S5 Consulting, LLC

Disclosed balance after: 21,732.8563

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 20:07 UTC OtherCommon Stock 251.9211 $15.46 $3,894.70
Disclosure

SEC source: 0001649739-22-000387 · wf-form4_167148039628229.xml · nonDerivative · entry 1

Saravanos Anthony · CIK 0001439930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,885.6921

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 20:06 UTC
LEO ANTHONY NDirector · Chief Executive Officer
OtherCommon Stock 135.2348 $15.46 $2,090.73
Disclosure

SEC source: 0001649739-22-000385 · wf-form4_167148034842432.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,641.3425

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 19:59 UTC OtherCommon Stock 0.3655 $15.46 $5.65
Disclosure

SEC source: 0001649739-22-000380 · wf-form4_167147989901721.xml · nonDerivative · entry 4

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Linda C. Berset Family Trust

Disclosed balance after: 6,592.0288

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 19:59 UTC OtherCommon Stock 3.6488 $15.46 $56.41
Disclosure

SEC source: 0001649739-22-000380 · wf-form4_167147989901721.xml · nonDerivative · entry 3

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Linda Berset Irrevocable Trust

Disclosed balance after: 48,655.7377

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 19:59 UTC OtherCommon Stock 1.3674 $15.46 $21.14
Disclosure

SEC source: 0001649739-22-000380 · wf-form4_167147989901721.xml · nonDerivative · entry 2

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark S. Berset 2012 Irrevocable Trust U/A Dated 12/13/12

Disclosed balance after: 16,201.5746

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 19:59 UTC OtherCommon Stock 418.6695 $15.46 $6,472.63
Disclosure

SEC source: 0001649739-22-000380 · wf-form4_167147989901721.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,422.5658

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 19:58 UTC OtherCommon Stock 289.0841 $15.46 $4,469.24
Disclosure

SEC source: 0001649739-22-000379 · wf-form4_167147986811795.xml · nonDerivative · entry 1

Berset Derek Steven · CIK 0001885323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,079.6449

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 14:43 UTC
Zernick Thomas GerardExecutive Vice President
PurchaseCommon Stock 300 $15.90 $4,770.00
Disclosure

SEC source: 0001885587-22-000004 · wf-form4_167111540108667.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,170.5578

Read SEC document
December 12, 2022 Filed Dec 19, 2022 19:57 UTC OtherOption (Right to Buy) · Derivative 1,300 $0.00 Strike: $15.67 $0.00
Disclosure

SEC source: 0001649739-22-000378 · wf-form4_167147983262747.xml · derivative · entry 5

Apostolou George · CIK 0001439936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock · 1,300 shares

Expires 2030-01-15

F4 · kind: Non-vested options were forfeited with resignation from Board of Directors. Vested options may be exercised for 12 months from resignation date.

F6 · derivative.exercise_date: These options vested in three equal annual installments beginning one year after the 1/15/2020 date of grant.

F2 · derivative.expiration_date: Options are exercisable for 12 months after resignation date of December 12, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.