Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BayFirst Financial Corp.BAFN · Entity 6302 | Director · CEO & President | July 14, 2026 | August 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BayFirst Financial Corp.
Report date July 14, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectATRJR IRA, LLC | 148,564 |
Reported balance
After 2026-07-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-07-14 · Sale · Acquired 148,564 · Balance 148,564 F1: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. |
| Common StockSEC Table I · non-derivative | IndirectATRJR, LLC | 279,986 |
Reported balance
After 2026-07-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-07-14 · Sale · Acquired 279,986 · Balance 279,986 F1: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. |
| Common StockSEC Table I · non-derivative | IndirectBASS COLLECTIVE, LLC | 22,856 |
Reported balance
After 2026-07-14 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-07-14 · Sale · Acquired 22,856 · Balance 22,856 F1: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. |
| Common StockSEC Table I · non-derivative | IndirectATRJR ROTH, LLC | 691,394 |
Reported balance
After 2026-07-14 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-07-14 · Sale · Acquired 691,394 · Balance 691,394 F1: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. |
| Series D Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectATRJR IRA, LLC | 0 |
Reported balance
After 2026-07-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-07-14 · Conversion · Disposed 52 · Balance 0 F1: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. F2: Upon conversion, all shares of Series D Preferred Stock were retired. |
| Series D Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectATRJR, LLC | 0 |
Reported balance
After 2026-07-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-07-14 · Conversion · Disposed 98 · Balance 0 F1: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. F2: Upon conversion, all shares of Series D Preferred Stock were retired. |
| Series D Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBASS COLLECTIVE, LLC | 0 |
Reported balance
After 2026-07-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-07-14 · Conversion · Disposed 8 · Balance 0 F1: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. F2: Upon conversion, all shares of Series D Preferred Stock were retired. |
| Series D Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectATRJR ROTH, LLC | 0 |
Reported balance
After 2026-07-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-07-14 · Conversion · Disposed 242 · Balance 0 F1: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. F2: Upon conversion, all shares of Series D Preferred Stock were retired. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.
F2: Upon conversion, all shares of Series D Preferred Stock were retired.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 14, 2026 Filed Aug 7, 2026 15:41 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | ConversionSeries D Preferred Stock · Derivative | 242 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · derivative · entry 8 Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Indirect · ATRJR ROTH, LLC Disclosed balance after: 0 Underlying: Common Stock · 691,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. F2 · derivative.expiration_date: Upon conversion, all shares of Series D Preferred Stock were retired. Read SEC document |
| July 14, 2026 Filed Aug 7, 2026 15:41 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | ConversionSeries D Preferred Stock · Derivative | 8 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · derivative · entry 7 Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Indirect · BASS COLLECTIVE, LLC Disclosed balance after: 0 Underlying: Common Stock · 22,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. F2 · derivative.expiration_date: Upon conversion, all shares of Series D Preferred Stock were retired. Read SEC document |
| July 14, 2026 Filed Aug 7, 2026 15:41 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | ConversionSeries D Preferred Stock · Derivative | 98 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · derivative · entry 6 Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Indirect · ATRJR, LLC Disclosed balance after: 0 Underlying: Common Stock · 279,986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. F2 · derivative.expiration_date: Upon conversion, all shares of Series D Preferred Stock were retired. Read SEC document |
| July 14, 2026 Filed Aug 7, 2026 15:41 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | ConversionSeries D Preferred Stock · Derivative | 52 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · derivative · entry 5 Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Indirect · ATRJR IRA, LLC Disclosed balance after: 0 Underlying: Common Stock · 148,564 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. F2 · derivative.expiration_date: Upon conversion, all shares of Series D Preferred Stock were retired. Read SEC document |
| July 14, 2026 Filed Aug 7, 2026 15:41 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | SaleCommon Stock | 691,394 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · nonDerivative · entry 4 Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Indirect · ATRJR ROTH, LLC Disclosed balance after: 691,394 F1 · kind: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. Read SEC document |
| July 14, 2026 Filed Aug 7, 2026 15:41 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | SaleCommon Stock | 22,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · nonDerivative · entry 3 Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Indirect · BASS COLLECTIVE, LLC Disclosed balance after: 22,856 F1 · kind: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. Read SEC document |
| July 14, 2026 Filed Aug 7, 2026 15:41 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | SaleCommon Stock | 279,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · nonDerivative · entry 2 Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Indirect · ATRJR, LLC Disclosed balance after: 279,986 F1 · kind: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. Read SEC document |
| July 14, 2026 Filed Aug 7, 2026 15:41 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | SaleCommon Stock | 148,564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · nonDerivative · entry 1 Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Indirect · ATRJR IRA, LLC Disclosed balance after: 148,564 F1 · kind: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.