Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2010 Filed Apr 30, 2010 20:02 UTC |
LOZANO MONICA CDirector
|
GrantPhantom Stock · Derivative | 8,998.88 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011476 · doc4.xml · derivative · entry 3 LOZANO MONICA C · CIK 0001179864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,205.3 Underlying: Common Stock · 8,998.88 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · shares: Phantom stock units represent payment of the restricted stock portion of the annual Directors' compensation under the Bank of America Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3. F1 · derivative.exercise_date: Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director. Read SEC document |
| April 28, 2010 Filed Apr 30, 2010 20:02 UTC |
JONES D PAUL JRDirector
|
GrantCommon Stock | 8,998 | $17.78 | $159,984.44 |
DisclosureSEC source: 0001225208-10-011475 · doc4.xml · nonDerivative · entry 1 JONES D PAUL JR · CIK 0001183692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,982 F1 · kind: Shares represent payment of a portion of the annual retainer as restricted shares under the Bank of America Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3. Read SEC document |
| April 28, 2010 Filed Apr 30, 2010 20:02 UTC |
Powell Donald EDirector
|
GrantPhantom Stock · Derivative | 9,898.76 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011477 · doc4.xml · derivative · entry 4 Powell Donald E · CIK 0001429883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,898.76 Underlying: Common Stock · 9,898.76 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · shares: Phantom stock units represent payment of the restricted stock portion of the annual Directors' compensation under the Bank of America Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3. F1 · derivative.exercise_date: Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director. Read SEC document |
| April 28, 2010 Filed Apr 30, 2010 20:03 UTC |
ROSSOTTI CHARLES ODirector
|
GrantPhantom Stock · Derivative | 15,185.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011478 · doc4.xml · derivative · entry 3 ROSSOTTI CHARLES O · CIK 0001237642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,940.3 Underlying: Common Stock · 15,185.6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · shares: Phantom stock units represent payment of the annual Directors' compensation under the Bank of America Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3. F1 · derivative.exercise_date: Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director. Read SEC document |
| April 28, 2010 Filed Apr 30, 2010 20:03 UTC |
SCULLY ROBERT WDirector
|
GrantCommon Stock | 8,998 | $17.78 | $159,984.44 |
DisclosureSEC source: 0001225208-10-011479 · doc4.xml · nonDerivative · entry 1 SCULLY ROBERT W · CIK 0001352881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,655 F1 · kind: Shares represent payment of a portion of the annual retainer as restricted shares under the Bank of America Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3. Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC |
DESOER BARBARA JPres, Bk of America Home Loans
|
Exercise / conversionStock Units · Derivative | 7,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-009389 · doc4.xml · derivative · entry 5 DESOER BARBARA J · CIK 0001189881 · Pres, Bk of America Home Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,070 Underlying: Common Stock · 7,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F3 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F3 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC |
DESOER BARBARA JPres, Bk of America Home Loans
|
Disposition to issuerCommon Stock | 7,062 | $17.85 | $126,056.70 |
DisclosureSEC source: 0001225208-10-009389 · doc4.xml · nonDerivative · entry 2 DESOER BARBARA J · CIK 0001189881 · Pres, Bk of America Home Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC |
DESOER BARBARA JPres, Bk of America Home Loans
|
Exercise / conversionCommon Stock | 7,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-009389 · doc4.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Pres, Bk of America Home Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC |
MOYNIHAN BRIAN TCEO and President
|
Exercise / conversionStock Units · Derivative | 9,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-009391 · doc4.xml · derivative · entry 5 MOYNIHAN BRIAN T · CIK 0001195071 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,426 Underlying: Common Stock · 9,527 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The stock units were awarded on December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2010 and ending December 2012. F2 · derivative.expiration_date: The stock units were awarded on December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2010 and ending December 2012. Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC |
MOYNIHAN BRIAN TCEO and President
|
Disposition to issuerCommon Stock | 9,527 | $17.85 | $170,056.95 |
DisclosureSEC source: 0001225208-10-009391 · doc4.xml · nonDerivative · entry 2 MOYNIHAN BRIAN T · CIK 0001195071 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,655 Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC |
MOYNIHAN BRIAN TCEO and President
|
Exercise / conversionCommon Stock | 9,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-009391 · doc4.xml · nonDerivative · entry 1 MOYNIHAN BRIAN T · CIK 0001195071 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC |
Price Joe LPres, Cnsmr, Sml Bus & Crd Bkg
|
Exercise / conversionStock Units · Derivative | 9,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-009392 · doc4.xml · derivative · entry 5 Price Joe L · CIK 0001384216 · Pres, Cnsmr, Sml Bus & Crd Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,775 Underlying: Common Stock · 9,387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC |
Price Joe LPres, Cnsmr, Sml Bus & Crd Bkg
|
Disposition to issuerCommon Stock | 9,387 | $17.85 | $167,557.95 |
DisclosureSEC source: 0001225208-10-009392 · doc4.xml · nonDerivative · entry 2 Price Joe L · CIK 0001384216 · Pres, Cnsmr, Sml Bus & Crd Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,395 Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC |
Price Joe LPres, Cnsmr, Sml Bus & Crd Bkg
|
Exercise / conversionCommon Stock | 9,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-009392 · doc4.xml · nonDerivative · entry 1 Price Joe L · CIK 0001384216 · Pres, Cnsmr, Sml Bus & Crd Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC |
Darnell David C.Pres, Global Commercial Bkg
|
Exercise / conversionStock Units · Derivative | 7,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-009393 · doc4.xml · derivative · entry 4 Darnell David C. · CIK 0001469995 · Pres, Global Commercial Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,959 Underlying: Common Stock · 7,695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The stock units were awarded on December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2010 and ending December 2012. F2 · derivative.expiration_date: The stock units were awarded on December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2010 and ending December 2012. Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC |
Darnell David C.Pres, Global Commercial Bkg
|
Disposition to issuerCommon Stock | 7,695 | $17.85 | $137,355.75 |
DisclosureSEC source: 0001225208-10-009393 · doc4.xml · nonDerivative · entry 2 Darnell David C. · CIK 0001469995 · Pres, Global Commercial Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,675 Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC |
Darnell David C.Pres, Global Commercial Bkg
|
Exercise / conversionCommon Stock | 7,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-009393 · doc4.xml · nonDerivative · entry 1 Darnell David C. · CIK 0001469995 · Pres, Global Commercial Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC |
Montag Thomas K.Pres, Glbl Bkg & Markets
|
Exercise / conversionStock Units · Derivative | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-009394 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,540 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC |
Montag Thomas K.Pres, Glbl Bkg & Markets
|
Disposition to issuerCommon Stock | 16,652 | $17.85 | $297,238.20 |
DisclosureSEC source: 0001225208-10-009394 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:52 UTC |
Montag Thomas K.Pres, Glbl Bkg & Markets
|
Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-009394 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| March 26, 2010 Filed Apr 30, 2010 16:02 UTC |
MAY THOMAS JDirector
|
GrantStock Unit Plan · Derivative | 4.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011469 · doc4.xml · derivative · entry 6 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,609.97 Underlying: Common Stock · 4.24 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Phantom stock dividends, which are exempt under Rule 16b-3, were reinvested between June 26, 2009 and March 26, 2010. Phantom stock units may be settled in stock upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock dividends, which are exempt under Rule 16b-3, were reinvested between June 26, 2009 and March 26, 2010. Phantom stock units may be settled in stock upon death or termination of service as a director. Read SEC document |
| March 26, 2010 Filed Apr 30, 2010 16:02 UTC |
MAY THOMAS JDirector
|
GrantPhantom Stock · Derivative | 166.56 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011469 · doc4.xml · derivative · entry 5 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,136.17 Underlying: Common Stock · 166.56 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · derivative.exercise_date: Phantom stock units acquired between June 26, 2009 and March 26, 2010 with reinvested dividend equivalents under the Bank of America Director Deferral Plan which is exempt under Rule 16b-3. These Phantom Stock units may be settled in cash on death or termination of service as a director. F3 · derivative.expiration_date: Phantom stock units acquired between June 26, 2009 and March 26, 2010 with reinvested dividend equivalents under the Bank of America Director Deferral Plan which is exempt under Rule 16b-3. These Phantom Stock units may be settled in cash on death or termination of service as a director. Read SEC document |
| March 26, 2010 Filed Apr 30, 2010 16:02 UTC |
MAY THOMAS JDirector
|
GrantFleet BKB Director Stock Award Unit Plan · Derivative | 13.99 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011469 · doc4.xml · derivative · entry 4 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,383.48 Underlying: Common Stock · 13.99 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Phantom stock dividends, which are exempt under Rule 16b-3, were reinvested between June 26, 2009 and March 26, 2010. Phantom stock units may be settled in stock upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock dividends, which are exempt under Rule 16b-3, were reinvested between June 26, 2009 and March 26, 2010. Phantom stock units may be settled in stock upon death or termination of service as a director. Read SEC document |
| March 26, 2010 Filed Apr 30, 2010 16:02 UTC |
MAY THOMAS JDirector
|
GrantFleet BKB Director Retirement Ben Ex Program · Derivative | 7.95 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011469 · doc4.xml · derivative · entry 3 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,064.49 Underlying: Common Stock · 7.95 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Phantom stock dividends, which are exempt under Rule 16b-3, were reinvested between June 26, 2009 and March 26, 2010. Phantom stock units may be settled in stock upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock dividends, which are exempt under Rule 16b-3, were reinvested between June 26, 2009 and March 26, 2010. Phantom stock units may be settled in stock upon death or termination of service as a director. Read SEC document |
| March 26, 2010 Filed Apr 30, 2010 16:02 UTC |
MAY THOMAS JDirector
|
GrantDirector Stock Unit Plan · Derivative | 57.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011469 · doc4.xml · derivative · entry 2 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,071.15 Underlying: Common Stock · 57.32 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Phantom stock dividends, which are exempt under Rule 16b-3, were reinvested between June 26, 2009 and March 26, 2010. Phantom stock units may be settled in stock upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock dividends, which are exempt under Rule 16b-3, were reinvested between June 26, 2009 and March 26, 2010. Phantom stock units may be settled in stock upon death or termination of service as a director. Read SEC document |
| March 26, 2010 Filed Apr 30, 2010 16:02 UTC |
BRAMBLE FRANK PDirector
|
GrantPhantom Stock · Derivative | 79.61 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011472 · doc4.xml · derivative · entry 2 BRAMBLE FRANK P · CIK 0001166100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,656.22 Underlying: Common Stock · 79.61 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Phantom stock units acquired between June 26, 2009 and March 26, 2010 with reinvested dividend equivalents under the Bank of America Director Deferral Plan which is exempt under Rule 16b-3. These Phantom Stock units may be settled in cash on death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired between June 26, 2009 and March 26, 2010 with reinvested dividend equivalents under the Bank of America Director Deferral Plan which is exempt under Rule 16b-3. These Phantom Stock units may be settled in cash on death or termination of service as a director. Read SEC document |
| March 26, 2010 Filed Apr 30, 2010 20:02 UTC |
GIFFORD CHARLES KDirector
|
GrantPhantom Stock · Derivative | 103.95 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011474 · doc4.xml · derivative · entry 3 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,027.17 Underlying: Common Stock · 103.95 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Includes 103.95 phantom stock units acquired between June 26, 2009 and March 26, 2010 with reinvested dividend equivalents under the Bank of America Director Stock Plan. F2 · derivative.expiration_date: Includes 103.95 phantom stock units acquired between June 26, 2009 and March 26, 2010 with reinvested dividend equivalents under the Bank of America Director Stock Plan. Read SEC document |
| March 26, 2010 Filed Apr 30, 2010 20:02 UTC |
LOZANO MONICA CDirector
|
GrantPhantom Stock · Derivative | 17.42 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011476 · doc4.xml · derivative · entry 2 LOZANO MONICA C · CIK 0001179864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,206.42 Underlying: Common Stock · 17.42 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director. F2 · derivative.expiration_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director. Read SEC document |
| March 26, 2010 Filed Apr 30, 2010 20:03 UTC |
ROSSOTTI CHARLES ODirector
|
GrantPhantom Stock · Derivative | 34.88 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011478 · doc4.xml · derivative · entry 2 ROSSOTTI CHARLES O · CIK 0001237642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,754.7 Underlying: Common Stock · 34.88 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Phantom stock dividends, which are exempt under Rule 16b-3, were reinvested between June 26, 2009 and March 26, 2010. Phantom stock units may be settled in stock upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock dividends, which are exempt under Rule 16b-3, were reinvested between June 26, 2009 and March 26, 2010. Phantom stock units may be settled in stock upon death or termination of service as a director. Read SEC document |
| March 05, 2010 Filed Mar 8, 2010 16:47 UTC |
BOARDMAN WILLIAM PDirector
|
PurchaseCommon Stock Warrants (right to buy) · Derivative | 30,000 | $8.50 Strike: $13.30 | $255,000.00 |
DisclosureSEC source: 0001225208-10-007406 · doc4.xml · derivative · entry 2 BOARDMAN WILLIAM P · CIK 0001197879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2019-01-16 Read SEC document |
| March 01, 2010 Filed Mar 2, 2010 21:55 UTC |
MOYNIHAN BRIAN TCEO and President
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006633 · doc4.xml · nonDerivative · entry 3 MOYNIHAN BRIAN T · CIK 0001195071 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,655 Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 21:55 UTC |
MOYNIHAN BRIAN TCEO and President
|
Exercise / conversionStock Units · Derivative | 9,527 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006633 · doc4.xml · derivative · entry 6 MOYNIHAN BRIAN T · CIK 0001195071 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,953 Underlying: Common Stock · 9,527 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The stock units were awarded on December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2010 and ending December 2012. F2 · derivative.expiration_date: The stock units were awarded on December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2010 and ending December 2012. Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 21:55 UTC |
MOYNIHAN BRIAN TCEO and President
|
Disposition to issuerCommon Stock | 9,527 | $16.66 | $158,719.82 |
DisclosureSEC source: 0001225208-10-006633 · doc4.xml · nonDerivative · entry 2 MOYNIHAN BRIAN T · CIK 0001195071 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,655 Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 21:55 UTC |
MOYNIHAN BRIAN TCEO and President
|
Exercise / conversionCommon Stock | 9,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006633 · doc4.xml · nonDerivative · entry 1 MOYNIHAN BRIAN T · CIK 0001195071 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 16:55 UTC |
Montag Thomas K.Pres, Glbl Bkg & Markets
|
Exercise / conversionStock Units · Derivative | 16,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006634 · doc4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,192 Underlying: Common Stock · 16,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 16:55 UTC |
Montag Thomas K.Pres, Glbl Bkg & Markets
|
Disposition to issuerCommon Stock | 16,652 | $16.66 | $277,422.32 |
DisclosureSEC source: 0001225208-10-006634 · doc4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 16:55 UTC |
Montag Thomas K.Pres, Glbl Bkg & Markets
|
Exercise / conversionCommon Stock | 16,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006634 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 16:55 UTC |
Darnell David C.Pres, Global Commercial Bkg
|
Exercise / conversionStock Units · Derivative | 7,695 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006635 · doc4.xml · derivative · entry 4 Darnell David C. · CIK 0001469995 · Pres, Global Commercial Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,654 Underlying: Common Stock · 7,695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The stock units were awarded on December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2010 and ending December 2012. F2 · derivative.expiration_date: The stock units were awarded on December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2010 and ending December 2012. Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 16:55 UTC |
Darnell David C.Pres, Global Commercial Bkg
|
Disposition to issuerCommon Stock | 7,695 | $16.66 | $128,198.70 |
DisclosureSEC source: 0001225208-10-006635 · doc4.xml · nonDerivative · entry 2 Darnell David C. · CIK 0001469995 · Pres, Global Commercial Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,675 Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 16:55 UTC |
Darnell David C.Pres, Global Commercial Bkg
|
Exercise / conversionCommon Stock | 7,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006635 · doc4.xml · nonDerivative · entry 1 Darnell David C. · CIK 0001469995 · Pres, Global Commercial Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 21:55 UTC |
DESOER BARBARA JPres, Bk of America Home Loans
|
Exercise / conversionStock Units · Derivative | 7,062 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006636 · doc4.xml · derivative · entry 5 DESOER BARBARA J · CIK 0001189881 · Pres, Bk of America Home Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,132 Underlying: Common Stock · 7,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 21:55 UTC |
DESOER BARBARA JPres, Bk of America Home Loans
|
Disposition to issuerCommon Stock | 7,062 | $16.66 | $117,652.92 |
DisclosureSEC source: 0001225208-10-006636 · doc4.xml · nonDerivative · entry 2 DESOER BARBARA J · CIK 0001189881 · Pres, Bk of America Home Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,381 Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 21:55 UTC |
DESOER BARBARA JPres, Bk of America Home Loans
|
Exercise / conversionCommon Stock | 7,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006636 · doc4.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Pres, Bk of America Home Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 16:55 UTC |
Price Joe LPres, Cnsmr, Sml Bus & Crd Bkg
|
Exercise / conversionStock Units · Derivative | 9,387 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006637 · doc4.xml · derivative · entry 5 Price Joe L · CIK 0001384216 · Pres, Cnsmr, Sml Bus & Crd Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,162 Underlying: Common Stock · 9,387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 16:55 UTC |
Price Joe LPres, Cnsmr, Sml Bus & Crd Bkg
|
Disposition to issuerCommon Stock | 9,387 | $16.66 | $156,387.42 |
DisclosureSEC source: 0001225208-10-006637 · doc4.xml · nonDerivative · entry 2 Price Joe L · CIK 0001384216 · Pres, Cnsmr, Sml Bus & Crd Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,395 Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 16:55 UTC |
Price Joe LPres, Cnsmr, Sml Bus & Crd Bkg
|
Exercise / conversionCommon Stock | 9,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006637 · doc4.xml · nonDerivative · entry 1 Price Joe L · CIK 0001384216 · Pres, Cnsmr, Sml Bus & Crd Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Read SEC document |
| February 24, 2010 Filed Feb 26, 2010 16:27 UTC |
Montag Thomas K.Pres, Glbl Bkg & Markets
|
ConversionDepositary Shares Representing Interests in Series S Pfd Stk · Derivative | 335,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006034 · doc4.xml · derivative · entry 4 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 335,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 19, 2010, the reporting person transferred 335,000 Common Equivalent Securities (each consisting of a depositary share representing a 1/1000th interest in the issuer's Common Equivalent Junior Preferred Stock, Series S (the "Series Preferred Stock") and a contingent warrant to purchase a fraction of a share of the issuer's common stock) to the reporting person's GRAT II. On February 24, 2010, following stockholder approval of an amendment to increase the number of authorized shares of the issuer's common stock, all outstanding shares of the Series S Preferred Stock automatically converted into common stock at a conversion rate of 1,000 shares of common stock for each share of Series S Preferred Stock, the related contingent warrants expired without becoming exercisable, and the Common Equivalent Securities ceased to exist. F1 · derivative.exercise_date: On February 19, 2010, the reporting person transferred 335,000 Common Equivalent Securities (each consisting of a depositary share representing a 1/1000th interest in the issuer's Common Equivalent Junior Preferred Stock, Series S (the "Series Preferred Stock") and a contingent warrant to purchase a fraction of a share of the issuer's common stock) to the reporting person's GRAT II. On February 24, 2010, following stockholder approval of an amendment to increase the number of authorized shares of the issuer's common stock, all outstanding shares of the Series S Preferred Stock automatically converted into common stock at a conversion rate of 1,000 shares of common stock for each share of Series S Preferred Stock, the related contingent warrants expired without becoming exercisable, and the Common Equivalent Securities ceased to exist. F1 · derivative.expiration_date: On February 19, 2010, the reporting person transferred 335,000 Common Equivalent Securities (each consisting of a depositary share representing a 1/1000th interest in the issuer's Common Equivalent Junior Preferred Stock, Series S (the "Series Preferred Stock") and a contingent warrant to purchase a fraction of a share of the issuer's common stock) to the reporting person's GRAT II. On February 24, 2010, following stockholder approval of an amendment to increase the number of authorized shares of the issuer's common stock, all outstanding shares of the Series S Preferred Stock automatically converted into common stock at a conversion rate of 1,000 shares of common stock for each share of Series S Preferred Stock, the related contingent warrants expired without becoming exercisable, and the Common Equivalent Securities ceased to exist. Read SEC document |
| February 24, 2010 Filed Feb 26, 2010 16:27 UTC |
Montag Thomas K.Pres, Glbl Bkg & Markets
|
ConversionCommon Stock | 335,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-006034 · doc4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Pres, Glbl Bkg & Markets 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT II Disclosed balance after: 335,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 19, 2010, the reporting person transferred 335,000 Common Equivalent Securities (each consisting of a depositary share representing a 1/1000th interest in the issuer's Common Equivalent Junior Preferred Stock, Series S (the "Series Preferred Stock") and a contingent warrant to purchase a fraction of a share of the issuer's common stock) to the reporting person's GRAT II. On February 24, 2010, following stockholder approval of an amendment to increase the number of authorized shares of the issuer's common stock, all outstanding shares of the Series S Preferred Stock automatically converted into common stock at a conversion rate of 1,000 shares of common stock for each share of Series S Preferred Stock, the related contingent warrants expired without becoming exercisable, and the Common Equivalent Securities ceased to exist. F1 · balance_after: On February 19, 2010, the reporting person transferred 335,000 Common Equivalent Securities (each consisting of a depositary share representing a 1/1000th interest in the issuer's Common Equivalent Junior Preferred Stock, Series S (the "Series Preferred Stock") and a contingent warrant to purchase a fraction of a share of the issuer's common stock) to the reporting person's GRAT II. On February 24, 2010, following stockholder approval of an amendment to increase the number of authorized shares of the issuer's common stock, all outstanding shares of the Series S Preferred Stock automatically converted into common stock at a conversion rate of 1,000 shares of common stock for each share of Series S Preferred Stock, the related contingent warrants expired without becoming exercisable, and the Common Equivalent Securities ceased to exist. Read SEC document |
| February 15, 2010 Filed Feb 17, 2010 17:01 UTC |
Darnell David C.Pres, Global Commercial Bkg
|
Exercise / conversionRestricted Stock Units · Derivative | 8,376 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-004733 · doc4.xml · derivative · entry 9 Darnell David C. · CIK 0001469995 · Pres, Global Commercial Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,376 Underlying: Common Stock · 8,376 shares Expires 2011-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest in three equal installments commencing on the first anniversary of the grant date. Read SEC document |
| February 15, 2010 Filed Feb 17, 2010 17:01 UTC |
Darnell David C.Pres, Global Commercial Bkg
|
Exercise / conversionRestricted Stock Units · Derivative | 9,915 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-004733 · doc4.xml · derivative · entry 8 Darnell David C. · CIK 0001469995 · Pres, Global Commercial Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,915 shares Expires 2010-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest in three equal installments commencing on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.