Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Director | June 17, 2015 | June 19, 2015 |
| EVERSOURCE ENERGYES · Entity 3173 | Trustee | January 16, 2018 | January 17, 2018 |
| Paramount GlobalCBS, CBS.A · Entity 77673 | Director | February 15, 2018 | February 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date June 17, 2015 · Filed June 19, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 119,900.0608 |
Reported balance
After 2015-06-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2015-06-17 · Grant · Acquired 2,081.98 · Balance 119,900.0608 F1: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. |
| Common StockSEC Table I · non-derivative | Direct | 153,977 |
Reported balance
Holding disclosure · report date 2015-06-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 153,977 |
| Common StockSEC Table I · non-derivative | IndirectAs Custodian for Children | 1,090.02 |
Reported balance
Holding disclosure · report date 2015-06-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,090.02 |
| Common StockSEC Table I · non-derivative | IndirectGRAT VIII | 77,840 |
Reported balance
Holding disclosure · report date 2015-06-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 77,840 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.
F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3.
EVERSOURCE ENERGY
Report date January 16, 2018 · Filed January 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $5.00 par valueSEC Table I · non-derivative | Direct | 22,921 |
Reported balance
After 2018-01-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-01-16 · Grant · Acquired 2,175 · Balance 22,921 F1: Restricted share units that were granted on January 16, 2018 and will vest on May 2, 2018, subject to shareholder approval, and for which receipt of the underlying shares has been deferred. Distribution will be made on a one-for-one basis in common shares on the 10th business day of January of the year following the reporting person's retirement from the Board. F2: Includes restricted share units and dividend equivalents thereon. |
| Phantom SharesSEC Table II · derivative / convertible security | Direct | 49,495 |
Reported balance
Holding disclosure · report date 2018-01-16 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 49,495 F3: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted share units that were granted on January 16, 2018 and will vest on May 2, 2018, subject to shareholder approval, and for which receipt of the underlying shares has been deferred. Distribution will be made on a one-for-one basis in common shares on the 10th business day of January of the year following the reporting person's retirement from the Board.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
Paramount Global
Report date February 15, 2018 · Filed February 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CBS Class B common stockSEC Table I · non-derivative | Direct | 69,020 |
Ending reported balance
After 2018-02-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-15 · Exercise / conversion · Acquired 3,066 · Balance 68,787 F1: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled upon vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer. F2: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74. Row 2 · 2018-02-15 · Grant · Acquired 233 · Balance 69,020 F3: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to (i) dividend equivalents accrued prior to vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer; and (ii) dividend equivalents accrued on previously vested Restricted Share Units for which settlement has been deferred. F2: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-02-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-02-15 · Exercise / conversion · Disposed 3,066 · Balance 0 F4: Granted under the Issuer's Equity Plan for Outside Directors. F5: The Restricted Share Units, which were granted on February 15, 2017, vested on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 3,525 |
Reported balance
After 2018-02-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-15 · Grant · Acquired 3,525 · Balance 3,525 F4: Granted under the Issuer's Equity Plan for Outside Directors. F6: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. |
| CBS Class B common stockSEC Table I · non-derivative | IndirectBy Family Trust | 1,500 |
Reported balance
Holding disclosure · report date 2018-02-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled upon vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer.
F2: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74.
F3: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to (i) dividend equivalents accrued prior to vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer; and (ii) dividend equivalents accrued on previously vested Restricted Share Units for which settlement has been deferred.
F4: Granted under the Issuer's Equity Plan for Outside Directors.
F5: The Restricted Share Units, which were granted on February 15, 2017, vested on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock.
F6: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2018 Filed Feb 21, 2018 00:06 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantRestricted Share Units · Derivative | 3,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003470 · doc4.xml · derivative · entry 5 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,525 Underlying: CBS Class B common stock · 3,525 shares Expires not disclosed F4 · security: Granted under the Issuer's Equity Plan for Outside Directors. F6 · derivative.exercise_price: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. F4 · price: Granted under the Issuer's Equity Plan for Outside Directors. F6 · derivative.exercise_date: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. F6 · derivative.expiration_date: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:06 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionRestricted Share Units · Derivative | 3,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003470 · doc4.xml · derivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CBS Class B common stock · 3,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Granted under the Issuer's Equity Plan for Outside Directors. F5 · derivative.exercise_price: The Restricted Share Units, which were granted on February 15, 2017, vested on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. F5 · derivative.exercise_date: The Restricted Share Units, which were granted on February 15, 2017, vested on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. F5 · derivative.expiration_date: The Restricted Share Units, which were granted on February 15, 2017, vested on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:06 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantCBS Class B common stock | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003470 · doc4.xml · nonDerivative · entry 2 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,020 F3 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to (i) dividend equivalents accrued prior to vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer; and (ii) dividend equivalents accrued on previously vested Restricted Share Units for which settlement has been deferred. F2 · price: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:06 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionCBS Class B common stock | 3,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003470 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled upon vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer. F2 · price: On February 15, 2018, the closing price of the CBS Class B common stock on the NYSE was $56.74. Read SEC document |
| February 01, 2018 Filed Feb 3, 2018 00:45 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantCBS Class B common stock | 76 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002111 · doc4.xml · nonDerivative · entry 2 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,721 F1 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to dividend equivalents accrued on previously vested restricted share units for which settlement has been deferred. F3 · price: On February 1, 2018, the closing price of the CBS Class B common stock on the NYSE was $58.93. Read SEC document |
| January 31, 2018 Filed Feb 3, 2018 00:45 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantCBS Class B common stock | 465 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002111 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,645 F1 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to dividend equivalents accrued on previously vested restricted share units for which settlement has been deferred. F2 · price: On January 31, 2018, the closing price of the CBS Class B common stock on the NYSE was $57.61. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 23:18 UTC | EVERSOURCE ENERGY ES · Entity 3173 | GrantCommon Shares, $5.00 par value | 2,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-001982 · form4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,921 F1 · shares: Restricted share units that were granted on January 16, 2018 and will vest on May 2, 2018, subject to shareholder approval, and for which receipt of the underlying shares has been deferred. Distribution will be made on a one-for-one basis in common shares on the 10th business day of January of the year following the reporting person's retirement from the Board. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:54 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 5,093 | $0.00 Strike: $25.20 | $0.00 |
DisclosureSEC source: 0001225208-17-017235 · doc4.xml · derivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CBS Class B common stock · 5,093 shares Expires 2018-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy under Issuer's stock option plan for outside directors. F3 · derivative.exercise_date: Current. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:54 UTC | Paramount Global CBS, CBS.A · Entity 77673 | SaleCBS Class B common stock | 5,093 | $57.33 | $291,986.27 |
DisclosureSEC source: 0001225208-17-017235 · doc4.xml · nonDerivative · entry 2 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,180 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.3101 to $57.354 inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:54 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionCBS Class B common stock | 5,093 | $25.20 | $128,343.60 |
DisclosureSEC source: 0001225208-17-017235 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:44 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantRestricted Share Units · Derivative | 3,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003786 · doc4.xml · derivative · entry 5 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,066 Underlying: CBS Class B common stock · 3,066 shares Expires not disclosed F4 · security: Granted under the Issuer's Equity Plan for Outside Directors. F6 · derivative.exercise_price: The Restricted Share Units will vest on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. F4 · price: Granted under the Issuer's Equity Plan for Outside Directors. F6 · derivative.exercise_date: The Restricted Share Units will vest on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. F6 · derivative.expiration_date: The Restricted Share Units will vest on February 15, 2018 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:44 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionRestricted Share Units · Derivative | 4,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003786 · doc4.xml · derivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CBS Class B common stock · 4,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Granted under the Issuer's Equity Plan for Outside Directors. F5 · derivative.exercise_price: The Restricted Share Units, which were granted on February 15, 2016, vested on February 15, 2017 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. F5 · derivative.exercise_date: The Restricted Share Units, which were granted on February 15, 2016, vested on February 15, 2017 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. F5 · derivative.expiration_date: The Restricted Share Units, which were granted on February 15, 2016, vested on February 15, 2017 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock. The Reporting Person has elected to defer receipt of such shares of Class B Common Stock. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:44 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantCBS Class B common stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003786 · doc4.xml · nonDerivative · entry 2 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,180 F3 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to (i) dividend equivalents accrued prior to vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer; and (ii) dividend equivalents accrued on previously vested Restricted Share Units for which settlement has been deferred. F2 · price: On February 15, 2017, the closing price of the CBS Class B common stock on the NYSE was $65.24. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:44 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionCBS Class B common stock | 4,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003786 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled upon vesting of Restricted Share Units, receipt of which the Reporting Person has elected to defer. F2 · price: On February 15, 2017, the closing price of the CBS Class B common stock on the NYSE was $65.24. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 23:00 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantCBS Class B common stock | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002283 · doc4.xml · nonDerivative · entry 2 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,395 F1 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to dividend equivalents accrued on previously vested restricted share units for which settlement has been deferred. F3 · price: On February 1, 2017, the closing price of the CBS Class B common stock on the NYSE was $64.60. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:00 UTC | Paramount Global CBS, CBS.A · Entity 77673 | GrantCBS Class B common stock | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002283 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,332 F1 · shares: Represents shares of the Issuer's Class B common stock to which the Reporting Person became entitled with respect to dividend equivalents accrued on previously vested restricted share units for which settlement has been deferred. F2 · price: On January 31, 2017, the closing price of the CBS Class B common stock on the NYSE was $64.49. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 00:16 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 5,093 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0001225208-17-001662 · doc4.xml · derivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CBS Class B common stock · 5,093 shares Expires 2017-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy under Issuer's stock option plan for outside directors. F2 · derivative.exercise_date: Current. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 00:16 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Tax withholdingCBS Class B common stock | 2,510 | $63.26 | $158,782.60 |
DisclosureSEC source: 0001225208-17-001662 · doc4.xml · nonDerivative · entry 2 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,955 Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 00:16 UTC | Paramount Global CBS, CBS.A · Entity 77673 | Exercise / conversionCBS Class B common stock | 5,093 | $31.17 | $158,748.81 |
DisclosureSEC source: 0001225208-17-001662 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 22:54 UTC | EVERSOURCE ENERGY ES · Entity 3173 | GrantCommon Shares, $5.00 par value | 2,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002103 · form4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,344 F1 · shares: Restricted share units that vested on January 18, 2017, receipt of the underlying shares has been deferred. Distribution will be made on a one-for-one basis in common shares on the 10th business day of January of the year following the reporting person's retirement from the Board. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| June 17, 2015 Filed Jun 19, 2015 20:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 2,081.98 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-15-055034 · doc4.xml · derivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,900.0608 Underlying: Common Stock · 2,081.98 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Read SEC document |
| May 06, 2015 Filed May 8, 2015 20:52 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 9,821.98 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-040600 · doc4.xml · derivative · entry 5 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,818.0808 Underlying: Common Stock · 9,821.98 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F4 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. F4 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Read SEC document |
| March 27, 2015 Filed May 8, 2015 20:52 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 1,033.9012 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-040600 · doc4.xml · derivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,996.1008 Underlying: Common Stock · 1,033.9012 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · derivative.exercise_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. F3 · derivative.expiration_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| May 07, 2014 Filed May 9, 2014 20:09 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 10,810.81 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-012580 · doc4.xml · derivative · entry 5 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,962.1996 Underlying: Common Stock · 10,810.81 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · derivative.exercise_date: Phantom stock units acquired represent payment of the Annual Stock Award portion of the annual Directors' compensation under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. F3 · derivative.expiration_date: Phantom stock units acquired represent payment of the Annual Stock Award portion of the annual Directors' compensation under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Read SEC document |
| March 28, 2014 Filed May 9, 2014 20:09 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 262.4796 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-012580 · doc4.xml · derivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,151.3896 Underlying: Common Stock · 262.4796 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. F2 · derivative.expiration_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| September 17, 2013 Filed Sep 17, 2013 20:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 17,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-020116 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,791 F1 · shares: On December 7, 2007, the reporting person transferred 17,358 shares of BAC common stock to a grantor retained annuity trust ("GRAT") for which the reporting person was not the trustee. On September 17, 2013, 17,358 shares were distributed to the reporting person in satisfaction of the GRAT's annuity obligations. Read SEC document |
| June 14, 2013 Filed Jun 14, 2013 21:46 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 580,734 | $13.07 | $7,590,193.38 |
DisclosureSEC source: 0001225208-13-014392 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,433 F1 · shares: Sale of shares to family trust for estate planning purposes, comprised of 531,482 shares previously directly held by the Reporting Person and 49,252 shares previously indirectly held through the Reporting Person's spouse. None of the shares were granted or paid to the Reporting Person as Director compensation under the Bank of America Directors' Stock Plan or the Bank of America Director Deferral Program and therefore are not subject to Bank of America's stock retention guidelines. F2 · balance_after: On June 14, 2013, 10,974 shares previously indirectly held through GRAT VIII were transferred to the Reporting Person in partial satisfaction of obligations of the trust to the Reporting Person and are now directly held. Read SEC document |
| May 08, 2013 Filed May 10, 2013 21:37 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 12,288.79 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-011991 · doc4.xml · derivative · entry 6 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,888.91 Underlying: Common Stock · 12,288.79 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F4 · derivative.exercise_date: Phantom stock units acquired represent payment of the Annual Stock Award portion of the annual Directors' compensation under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. F4 · derivative.expiration_date: Phantom stock units acquired represent payment of the Annual Stock Award portion of the annual Directors' compensation under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Read SEC document |
| March 22, 2013 Filed May 10, 2013 21:37 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 339.25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-011991 · doc4.xml · derivative · entry 5 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,600.12 Underlying: Common Stock · 339.25 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · derivative.exercise_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Director Deferral Plan. F3 · derivative.expiration_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Director Deferral Plan. Read SEC document |
| June 12, 2012 Filed Jun 13, 2012 16:12 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | PurchaseCommon Stock | 49,252 | $7.36 | $362,494.72 |
DisclosureSEC source: 0001225208-12-014308 · doc4.xml · nonDerivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Anne Disclosed balance after: 49,252 F1 · shares: Represents 475,549 shares formerly held in a family LLC, with respect to which the reporting person acquired indirect beneficial ownership upon acquisition of voting interests in the LLC. On the same date, such shares were distributed by the LLC in a pro rata distribution to the reporting person and his spouse in a transaction exempt under Rule 16a-13. Read SEC document |
| June 12, 2012 Filed Jun 13, 2012 16:12 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | PurchaseCommon Stock | 7,245 | $7.36 | $53,323.20 |
DisclosureSEC source: 0001225208-12-014308 · doc4.xml · nonDerivative · entry 3 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,291 F4 · shares: Represents shares transferred from a family trust to the reporting person in partial satisfaction of obligations of the trust to the reporting person. Read SEC document |
| June 12, 2012 Filed Jun 13, 2012 16:12 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | OtherCommon Stock | 100,000 | $7.36 | $736,000.00 |
DisclosureSEC source: 0001225208-12-014308 · doc4.xml · nonDerivative · entry 2 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,046 F3 · kind: Represents shares which became directly owned by the reporting person through a substitution of assets in GRAT VII. F3 · shares: Represents shares which became directly owned by the reporting person through a substitution of assets in GRAT VII. Read SEC document |
| June 12, 2012 Filed Jun 13, 2012 16:12 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | PurchaseCommon Stock | 426,297 | $7.36 | $3,137,545.92 |
DisclosureSEC source: 0001225208-12-014308 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,046 F1 · shares: Represents 475,549 shares formerly held in a family LLC, with respect to which the reporting person acquired indirect beneficial ownership upon acquisition of voting interests in the LLC. On the same date, such shares were distributed by the LLC in a pro rata distribution to the reporting person and his spouse in a transaction exempt under Rule 16a-13. F2 · balance_after: Excludes 100,000 shares previously owned directly by the reporting person which were contributed to GRAT VIII on June 13, 2012 in a transaction exempt under Rule 16a-13. Read SEC document |
| May 09, 2012 Filed May 11, 2012 16:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 20,698.58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-011952 · doc4.xml · derivative · entry 6 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,260.87 Underlying: Common Stock · 20,698.58 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F4 · shares: Phantom stock units represent payment of the restricted stock portion of the annual Directors' compensation under the Bank of America Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3. F2 · price: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director. Read SEC document |
| March 23, 2012 Filed May 11, 2012 16:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 332.74 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-011952 · doc4.xml · derivative · entry 5 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,562.29 Underlying: Common Stock · 332.74 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · price: Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · derivative.exercise_date: Phantom stock units acquired between June 24, 2011 and March 23, 2012 with reinvested dividend equivalents under the Bank of America Director Deferral Plan which is exempt under Rule 16b-3. These phantom stock units may be settled in cash upon death or termination of service as a director. F3 · derivative.expiration_date: Phantom stock units acquired between June 24, 2011 and March 23, 2012 with reinvested dividend equivalents under the Bank of America Director Deferral Plan which is exempt under Rule 16b-3. These phantom stock units may be settled in cash upon death or termination of service as a director. Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:10 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 13,061.22 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-014273 · doc4.xml · derivative · entry 5 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,229.55 Underlying: Common Stock · 13,061.22 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · shares: Phantom stock units represent payment of the restricted stock portion of the annual Directors' compensation under the Bank of America Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3. F1 · price: Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · derivative.exercise_date: Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director. Read SEC document |
| March 25, 2011 Filed May 13, 2011 20:10 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 142.28 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-014273 · doc4.xml · derivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,168.33 Underlying: Common Stock · 142.28 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · price: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Phantom stock units acquired between June 25, 2010 and March 25, 2011 with reinvested dividend equivalents under the Bank of America Director Deferral Plan which is exempt under Rule 16b-3. These Phantom Stock units may be settled in cash on death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired between June 25, 2010 and March 25, 2011 with reinvested dividend equivalents under the Bank of America Director Deferral Plan which is exempt under Rule 16b-3. These Phantom Stock units may be settled in cash on death or termination of service as a director. Read SEC document |
| April 28, 2010 Filed Apr 30, 2010 20:02 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 8,998.88 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011474 · doc4.xml · derivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,026.05 Underlying: Common Stock · 8,998.88 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · shares: Phantom stock units represent payment of the restricted stock portion of the annual Directors' compensation under the Bank of America Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3. F1 · derivative.exercise_date: Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director. Read SEC document |
| March 26, 2010 Filed Apr 30, 2010 20:02 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 103.95 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011474 · doc4.xml · derivative · entry 3 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,027.17 Underlying: Common Stock · 103.95 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Includes 103.95 phantom stock units acquired between June 26, 2009 and March 26, 2010 with reinvested dividend equivalents under the Bank of America Director Stock Plan. F2 · derivative.expiration_date: Includes 103.95 phantom stock units acquired between June 26, 2009 and March 26, 2010 with reinvested dividend equivalents under the Bank of America Director Stock Plan. Read SEC document |
| April 29, 2009 Filed May 1, 2009 13:17 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 27,649.77 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-011132 · doc4.xml · derivative · entry 5 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,923.22 Underlying: Common Stock · 27,649.77 shares Expires not disclosed F4 · shares: Phantom stock units represent payment of the annual Directors' compensation under the Bank of America Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3. F3 · derivative.exercise_date: Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director. Read SEC document |
| March 27, 2009 Filed May 1, 2009 13:17 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 16.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-011132 · doc4.xml · derivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,273.45 Underlying: Common Stock · 16.7 shares Expires not disclosed F2 · shares: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director. F3 · derivative.exercise_date: Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director. Read SEC document |
| December 30, 2008 Filed Feb 5, 2009 15:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 1,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-003094 · doc5.xml · nonDerivative · entry 2 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,098 F1 · balance_after: Of 96,205 shares previously transferred by the reporting person to the reporting person's CRRJ Trust, 60,904 shares were returned to the reporting person on March 24, 2008. On August 14, 2008, 100,000 shares previously owned by the reporting person were transferred to the reporting person's GRAT IV. Read SEC document |
| December 29, 2008 Filed Feb 5, 2009 15:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 19,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-003094 · doc5.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,960 Read SEC document |
| December 26, 2008 Filed Feb 5, 2009 15:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 286.71 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-003094 · doc5.xml · derivative · entry 8 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,256.75 Underlying: Common Stock · 286.71 shares Expires not disclosed F2 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director. F3 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director. Read SEC document |
| September 26, 2008 Filed Feb 5, 2009 15:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 205.16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-003094 · doc5.xml · derivative · entry 7 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,970.04 Underlying: Common Stock · 205.16 shares Expires not disclosed F2 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director. F3 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director. Read SEC document |
| June 27, 2008 Filed Feb 5, 2009 15:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 298.43 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-003094 · doc5.xml · derivative · entry 6 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,764.88 Underlying: Common Stock · 298.43 shares Expires not disclosed F2 · derivative.exercise_date: Reinvested Phantom Stock dividends which are exempt under Rule 16b-3. Phantom Stock units may be settled in cash on death or termination of service as a director. F3 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director. Read SEC document |
| April 23, 2008 Filed Apr 25, 2008 10:35 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 6,511.12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-007052 · doc4.xml · derivative · entry 4 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,466.45 Underlying: Common Stock · 6,511.12 shares Expires not disclosed F3 · shares: Shares represent payment of the annual Directors' compensation under the Bank of America Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3. F2 · derivative.exercise_date: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director. Read SEC document |
| March 28, 2008 Filed Apr 25, 2008 10:35 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 156.65 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-007052 · doc4.xml · derivative · entry 3 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,955.33 Underlying: Common Stock · 156.65 shares Expires not disclosed F1 · shares: Phantom stock dividends, which are exempt under Rule 16b-3, were reinvested between December 28, 2007 and March 28, 2008. Phantom stock units may be settled in stock upon death or termination of service as a director. F2 · derivative.exercise_date: Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units may be settled in cash upon death or termination of service as a director. Read SEC document |
| December 21, 2007 Filed Dec 27, 2007 12:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-07-011328 · doc4.xml · nonDerivative · entry 2 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,176 F1 · balance_after: Reflects a decrease in shares beneficially owned of two shares to correct a rounding difference. Read SEC document |
| December 20, 2007 Filed Dec 27, 2007 12:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 3,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-07-011328 · doc4.xml · nonDerivative · entry 1 GIFFORD CHARLES K · CIK 0001195062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,176 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.