Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Chief Operating Officer | March 01, 2021 | March 03, 2021 |
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director | January 16, 2026 | January 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date March 01, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,500,870 |
Ending reported balance
After 2021-03-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-03-01 · Exercise / conversion · Acquired 55,238 · Balance 2,450,222 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 2 · 2021-03-01 · Tax withholding · Disposed 29,398 · Balance 2,420,824 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. Row 3 · 2021-03-01 · Exercise / conversion · Acquired 171,112 · Balance 2,591,936 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 4 · 2021-03-01 · Tax withholding · Disposed 91,066 · Balance 2,500,870 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 2016 Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-01 · Exercise / conversion · Disposed 55,238 · Balance 0 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3: On February 12, 2016, the reporting person was granted units subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019. The amount earned exceeding 100% resulted in an additional 55,238 units which were settled in shares on March 1, 2021. |
| 2018 Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-01 · Exercise / conversion · Disposed 171,112 · Balance 0 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4: On February 15, 2018, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2021. |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 812,061 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 812,061 |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
F2: Disposition of shares to the issuer to satisfy a tax withholding obligation.
F3: On February 12, 2016, the reporting person was granted units subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019. The amount earned exceeding 100% resulted in an additional 55,238 units which were settled in shares on March 1, 2021.
F4: On February 15, 2018, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2021.
GOLDMAN SACHS GROUP INC
Report date January 16, 2026 · Filed January 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,397 |
Reported balance
After 2026-01-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-16 · Grant · Acquired 364 · Balance 1,397 F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 16, 2026 Filed Jan 21, 2026 21:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 364 | $0.00 | $0.00 |
DisclosureSEC source: 0001442039-26-000003 · wk-form4_1769031405.xml · derivative · entry 1 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,397 Underlying: Common Stock, par value $0.01 per share · 364 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 21:51 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001442039-25-000002 · wk-form4_1737496288.xml · derivative · entry 1 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,033 Underlying: Common Stock, par value $0.01 per share · 570 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2024 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2024 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2024 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| December 24, 2024 Filed Dec 27, 2024 22:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 8,980 | $582.79 | $5,233,454.20 |
DisclosureSEC source: 0001442039-24-000010 · wk-form4_1735337002.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,320 F1 · kind: Transfer from Reporting Person to Reporting Person's spouse. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 300 | $600.37 | $180,111.00 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 17 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,450 F18 · price: Reflects a weighted average sale price of $600.37 per share, at prices ranging from $600.355 to $600.385 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F11 · ownership.nature: Held by the Reporting Person's spouse. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 296 | $598.67 | $177,206.32 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 16 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,750 F17 · price: Reflects a weighted average sale price of $598.67 per share, at prices ranging from $598.280 to $598.865 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F11 · ownership.nature: Held by the Reporting Person's spouse. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 643 | $597.57 | $384,237.51 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 15 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,046 F16 · price: Reflects a weighted average sale price of $597.57 per share, at prices ranging from $597.035 to $597.955 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F11 · ownership.nature: Held by the Reporting Person's spouse. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,004 | $596.50 | $1,195,386.00 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 14 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,689 F15 · price: Reflects a weighted average sale price of $596.50 per share, at prices ranging from $596.025 to $597.000 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F11 · ownership.nature: Held by the Reporting Person's spouse. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,331 | $595.35 | $1,387,760.85 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 13 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,693 F14 · price: Reflects a weighted average sale price of $595.35 per share, at prices ranging from $594.940 to $595.845 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F11 · ownership.nature: Held by the Reporting Person's spouse. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,587 | $594.39 | $943,296.93 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 12 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,024 F13 · price: Reflects a weighted average sale price of $594.39 per share, at prices ranging from $593.920 to $594.900 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F11 · ownership.nature: Held by the Reporting Person's spouse. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 886 | $592.90 | $525,309.40 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 11 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,611 F12 · price: Reflects a weighted average sale price of $592.90 per share, at prices ranging from $592.540 to $593.140 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F11 · ownership.nature: Held by the Reporting Person's spouse. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,953 | $592.08 | $1,156,332.24 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 10 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 10,497 F10 · price: Reflects a weighted average sale price of $592.08 per share, at prices ranging from $591.530 to $592.515 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F11 · ownership.nature: Held by the Reporting Person's spouse. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 202 | $600.85 | $121,371.70 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 9 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,300 F9 · price: Reflects a weighted average sale price of $600.85 per share, at prices ranging from $600.215 to $601.320 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 269 | $599.35 | $161,225.15 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 8 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,502 F8 · price: Reflects a weighted average sale price of $599.35 per share, at prices ranging from $599.115 to $599.755 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 335 | $598.12 | $200,370.20 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 7 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,771 F7 · price: Reflects a weighted average sale price of $598.12 per share, at prices ranging from $597.880 to $598.625 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 821 | $597.18 | $490,284.78 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 6 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,106 F6 · price: Reflects a weighted average sale price of $597.18 per share, at prices ranging from $596.730 to $597.700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,221 | $596.19 | $1,324,137.99 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 5 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,927 F5 · price: Reflects a weighted average sale price of $596.19 per share, at prices ranging from $595.670 to $596.630 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,370 | $595.08 | $1,410,339.60 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 4 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,148 F4 · price: Reflects a weighted average sale price of $595.08 per share, at prices ranging from $594.670 to $595.640 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 686 | $594.20 | $407,621.20 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 3 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,518 F3 · price: Reflects a weighted average sale price of $594.20 per share, at prices ranging from $593.610 to $594.495 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,192 | $592.97 | $706,820.24 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,204 F2 · price: Reflects a weighted average sale price of $592.97 per share, at prices ranging from $592.590 to $593.395 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,904 | $592.12 | $1,127,396.48 |
DisclosureSEC source: 0001442039-24-000008 · wk-form4_1731531866.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,396 F1 · price: Reflects a weighted average sale price of $592.12 per share, at prices ranging from $591.570 to $592.560 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 16, 2024 Filed Jul 18, 2024 20:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,800 | $505.47 | $909,846.00 |
DisclosureSEC source: 0001442039-24-000006 · wk-form4_1721333318.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 12,450 F3 · price: Reflects a weighted average sale price of $505.47 per share, at prices ranging from $505.36 to $505.58 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Held by the Reporting Person's spouse. Read SEC document |
| July 16, 2024 Filed Jul 18, 2024 20:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 8,200 | $504.95 | $4,140,590.00 |
DisclosureSEC source: 0001442039-24-000006 · wk-form4_1721333318.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 14,250 F1 · price: Reflects a weighted average sale price of $504.95 per share, at prices ranging from $504.34 to $505.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Held by the Reporting Person's spouse. Read SEC document |
| February 02, 2024 Filed Feb 6, 2024 21:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 1,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001442039-24-000004 · wk-form4_1707253509.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,800 Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 463 | $0.00 | $0.00 |
DisclosureSEC source: 0001442039-24-000002 · wk-form4_1705698567.xml · derivative · entry 1 Montag Thomas K. · CIK 0001442039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 463 Underlying: Common Stock, par value $0.01 per share · 463 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's prorated 2023 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's prorated 2023 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's prorated 2023 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2018 Performance Restricted Stock Units · Derivative | 171,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-009120 · form4.xml · derivative · entry 7 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 171,112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2021. F4 · derivative.expiration_date: On February 15, 2018, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2016 Performance Restricted Stock Units · Derivative | 55,238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-009120 · form4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,238 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 12, 2016, the reporting person was granted units subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019. The amount earned exceeding 100% resulted in an additional 55,238 units which were settled in shares on March 1, 2021. F3 · derivative.expiration_date: On February 12, 2016, the reporting person was granted units subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019. The amount earned exceeding 100% resulted in an additional 55,238 units which were settled in shares on March 1, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 91,066 | $35.79 | $3,259,252.14 |
DisclosureSEC source: 0001127602-21-009120 · form4.xml · nonDerivative · entry 4 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500,870 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 171,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-009120 · form4.xml · nonDerivative · entry 3 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,591,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 29,398 | $35.79 | $1,052,154.42 |
DisclosureSEC source: 0001127602-21-009120 · form4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,420,824 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:19 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 55,238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-009120 · form4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2020 Restricted Stock Units · Derivative | 55,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006173 · form4.xml · derivative · entry 10 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,692 Underlying: Common Stock · 55,845 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F5 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2019 Restricted Stock Units · Derivative | 67,261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006173 · form4.xml · derivative · entry 9 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,261 Underlying: Common Stock · 67,261 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2018 Restricted Stock Units · Derivative | 57,038 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006173 · form4.xml · derivative · entry 8 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,038 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 29,721 | $33.37 | $991,789.77 |
DisclosureSEC source: 0001127602-21-006173 · form4.xml · nonDerivative · entry 6 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,394,984 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 55,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006173 · form4.xml · nonDerivative · entry 5 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,424,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 35,797 | $33.37 | $1,194,545.89 |
DisclosureSEC source: 0001127602-21-006173 · form4.xml · nonDerivative · entry 4 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,368,860 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 67,261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006173 · form4.xml · nonDerivative · entry 3 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,404,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 30,356 | $33.37 | $1,012,979.72 |
DisclosureSEC source: 0001127602-21-006173 · form4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,337,396 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:23 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 57,038 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006173 · form4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,367,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 01:13 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2021 Restricted Stock Units · Derivative | 165,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-005557 · form4.xml · derivative · entry 4 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,014 Underlying: Common Stock · 165,014 shares Expires 2025-02-15 F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2022. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 01:13 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2021 Performance Restricted Stock Units · Derivative | 165,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-005557 · form4.xml · derivative · entry 3 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,014 Underlying: Common Stock · 165,014 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2021 and ending December 31, 2023. To the extent earned, the award will be settled in shares on March 1, 2024. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. F2 · derivative.expiration_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2021 and ending December 31, 2023. To the extent earned, the award will be settled in shares on March 1, 2024. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:18 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2015 Performance Restricted Stock Units · Derivative | 4,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-009125 · form4.xml · derivative · entry 7 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. F5 · derivative.exercise_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 4,814 units which were settled in cash on March 1, 2020. F5 · derivative.expiration_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 4,814 units which were settled in cash on March 1, 2020. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:18 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2017 Performance Restricted Stock Units · Derivative | 206,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-009125 · form4.xml · derivative · entry 6 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 206,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020. F4 · derivative.expiration_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:18 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Disposition to issuerCommon Stock | 4,814 | $28.50 | $137,199.00 |
DisclosureSEC source: 0001127602-20-009125 · form4.xml · nonDerivative · entry 4 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,310,714 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:18 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 4,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-009125 · form4.xml · nonDerivative · entry 3 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,315,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:18 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 109,686 | $28.50 | $3,126,051.00 |
DisclosureSEC source: 0001127602-20-009125 · form4.xml · nonDerivative · entry 2 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,310,714 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:18 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 206,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-009125 · form4.xml · nonDerivative · entry 1 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,420,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2019 Restricted Stock Units · Derivative | 67,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006484 · form4.xml · derivative · entry 10 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,522 Underlying: Common Stock · 67,260 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F5 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2018 Restricted Stock Units · Derivative | 57,037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006484 · form4.xml · derivative · entry 9 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,038 Underlying: Common Stock · 57,037 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2017 Restricted Stock Units · Derivative | 68,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006484 · form4.xml · derivative · entry 8 Montag Thomas K. · CIK 0001442039 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,700 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.