Darnell David C.

SEC source: 0001127602-24-018502 · form4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,007

F1 · shares: Restricted stock units granted pursuant to the Granite Construction Incorporated 2024 Equity Incentive Plan. Restricted stock units vest on May 20, 2025.

F2 · balance_after: Total adjusted to include dividend equivalents (DEUs: 11 - 7/14/23; 11 - 10/13/23; 8 - 1/12/24; 7 - 4/15/24) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated's equity plans since the Reporting Person's last report.

SEC source: 0001127602-23-018492 · form4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,715

F1 · shares: Restricted stock units granted pursuant to the Granite Construction Incorporated 2021 Equity Incentive Plan. Restricted stock units vest on May 20, 2024.

F2 · balance_after: Total adjusted to include dividend equivalents (DEUs: 15 - 7/15/22; 18 - 10/14/22; 13 - 1/13/23; 11 - 4/14/23) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated's equity plans since the Reporting Person's last report.

SEC source: 0001127602-22-017304 · form4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,255

F1 · shares: Restricted stock units granted pursuant to the Granite Construction Incorporated 2021 Equity Incentive Plan. Restricted stock units vest on May 20, 2023.

F2 · balance_after: Total adjusted to include dividend equivalents (DEUs: 8 - 7/15/21; 8 - 10/15/21; 9 - 1/14/22; 10 - 4/15/22) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated's equity plans since the Reporting Person's last report.

SEC source: 0001127602-21-019208 · form4.xml · nonDerivative · entry 2

Darnell David C. · CIK 0001469995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,712

F3 · shares: Restricted stock units granted pursuant to the Plan. Restricted stock units vest on May 20, 2022.

SEC source: 0001127602-21-019208 · form4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,987

F1 · shares: Restricted stock units granted pursuant to the Granite Construction Incorporated 2021 Equity Incentive Plan (the "Plan"). Restricted stock units vested 100% on June 2, 2021.

F2 · balance_after: Total adjusted to include dividend equivalents (DEUs: 7 - 7/15/19; 10 - 10/15/19; 12 - 1/15/20; 22 - 4/15/20) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated's equity plans since the Reporting Person's last report.

SEC source: 0001127602-19-021195 · form4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,094

F1 · shares: Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). Stock units vest on May 20, 2020.

F2 · balance_after: Total adjusted to include dividend equivalents (DEUs: 4 - 7/13/18; 5 - 10/12/18; 6 - 1/15/19; 5 - 4/15/19) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report.

SEC source: 0001127602-18-020558 · form4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475

F1 · shares: Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). Stock units vest on May 20, 2019.

F2 · balance_after: Total adjusted to include dividend equivalents (DEUs: 5 - 7/14/17; 4 - 10/13/17; 4 - 1/12/18; 4 - 4/13/18) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report.

SEC source: 0001127602-17-021226 · form4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,597

F1 · shares: Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). Stock units vest on May 20, 2018.

F2 · balance_after: Total adjusted to include dividend equivalents (DEUs: 1 - 4/14/17) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report.

SEC source: 0001209191-17-038374 · doc4.xml · derivative · entry 2

Darnell David C. · CIK 0001469995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2022-06-05

F1 · derivative.exercise_date: The options vest 33 1/3% on June 5, 2017, June 5, 2018 and June 5, 2019, respectively.

SEC source: 0001127602-17-010664 · form4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619

F1 · shares: Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). Stock units vest on May 20, 2017.

SEC source: 0001225208-15-006501 · doc4.xml · derivative · entry 4

Darnell David C. · CIK 0001469995 · Vice Chr, Glob Wlth & Inv Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,529

Underlying: Common Stock · 216,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2012, the reporting person was granted units that vest subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement of units based on the attainment of goals for the four quarters ending December 31, 2013.

F3 · derivative.expiration_date: On February 15, 2012, the reporting person was granted units that vest subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement of units based on the attainment of goals for the four quarters ending December 31, 2013.

SEC source: 0001225208-15-006501 · doc4.xml · nonDerivative · entry 2

Darnell David C. · CIK 0001469995 · Vice Chr, Glob Wlth & Inv Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,785

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

SEC source: 0001225208-15-006501 · doc4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Vice Chr, Glob Wlth & Inv Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

SEC source: 0001225208-15-004572 · doc4.xml · derivative · entry 7

Darnell David C. · CIK 0001469995 · Vice Chr, Glob Wlth & Inv Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,507

Underlying: Common Stock · 72,506 shares

Expires 2016-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2013, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date.

SEC source: 0001225208-15-004572 · doc4.xml · nonDerivative · entry 4

Darnell David C. · CIK 0001469995 · Vice Chr, Glob Wlth & Inv Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,193

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

SEC source: 0001225208-15-004572 · doc4.xml · nonDerivative · entry 3

Darnell David C. · CIK 0001469995 · Vice Chr, Glob Wlth & Inv Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

SEC source: 0001225208-15-004572 · doc4.xml · derivative · entry 6

Darnell David C. · CIK 0001469995 · Vice Chr, Glob Wlth & Inv Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,174

Underlying: Common Stock · 54,086 shares

Expires 2017-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 14, 2014, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date

SEC source: 0001225208-15-004572 · doc4.xml · nonDerivative · entry 2

Darnell David C. · CIK 0001469995 · Vice Chr, Glob Wlth & Inv Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,104

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

SEC source: 0001225208-15-004572 · doc4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Vice Chr, Glob Wlth & Inv Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

SEC source: 0001225208-15-004285 · doc4.xml · derivative · entry 4

Darnell David C. · CIK 0001469995 · Vice Chr, Glob Wlth & Inv Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,519

Underlying: Common Stock · 143,519 shares

Expires 2018-02-13

F3 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: Award under the Bank of America Corporation 2003 Key Associate Stock Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in three equal annual installments commencing on the first anniversary of the February 13, 2015 grant date.

SEC source: 0001225208-15-004285 · doc4.xml · derivative · entry 3

Darnell David C. · CIK 0001469995 · Vice Chr, Glob Wlth & Inv Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,519

Underlying: Common Stock · 143,519 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation 2003 Key Associate Stock Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units reported have performance goals based on the Company's three year average return on assets and one-half of the units reported have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. To the extent earned, the award will be settled 100% in cash based on the closing price of Bank of America Corporation common stock on the settlement date. The reported number of units represents the "target" amount of the award; the actual award upon vesting may range between 0% and 125% of the target, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation 2003 Key Associate Stock Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units reported have performance goals based on the Company's three year average return on assets and one-half of the units reported have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. To the extent earned, the award will be settled 100% in cash based on the closing price of Bank of America Corporation common stock on the settlement date. The reported number of units represents the "target" amount of the award; the actual award upon vesting may range between 0% and 125% of the target, depending upon satisfaction of the performance goals.

SEC source: 0001225208-15-003828 · doc5.xml · nonDerivative · entry 2

Darnell David C. · CIK 0001469995 · Vice Chr, Glob Wlth & Inv Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,708

SEC source: 0001225208-15-003828 · doc5.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Vice Chr, Glob Wlth & Inv Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,608

SEC source: 0001225208-14-007262 · doc4.xml · derivative · entry 9

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,108

Underlying: Common Stock · 76,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F6 · derivative.exercise_date: On February 15, 2011, the reporting person was granted performance restricted stock units (PRSUs), vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement of stock portion of PRSUs based on the attainment of goals for the four quarters ending June 30, 2012, with a settlement date of March 1, 2014. The cash portion of the PRSUs for that performance period was previously paid on March 1, 2013.

F6 · derivative.expiration_date: On February 15, 2011, the reporting person was granted performance restricted stock units (PRSUs), vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement of stock portion of PRSUs based on the attainment of goals for the four quarters ending June 30, 2012, with a settlement date of March 1, 2014. The cash portion of the PRSUs for that performance period was previously paid on March 1, 2013.

SEC source: 0001225208-14-007262 · doc4.xml · derivative · entry 8

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,445

Underlying: Common Stock · 10,906 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 15, 2011, the reporting person was granted performance restricted stock units (PRSUs), vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement on March 1, 2014 of stock portion of PRSUs based on the attainment of goals for the four quarters ending December 31, 2013.

F5 · derivative.expiration_date: On February 15, 2011, the reporting person was granted performance restricted stock units (PRSUs), vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement on March 1, 2014 of stock portion of PRSUs based on the attainment of goals for the four quarters ending December 31, 2013.

SEC source: 0001225208-14-007262 · doc4.xml · derivative · entry 7

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,351

Underlying: Common Stock · 7,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · price: Each restricted stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2011, the reporting person was granted performance restricted stock units (PRSUs), vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement on March 1, 2014 of cash portion of PRSUs based on the attainment of goals for the four quarters ending December 31, 2013.

F4 · derivative.expiration_date: On February 15, 2011, the reporting person was granted performance restricted stock units (PRSUs), vesting and payable 40% in cash and 60% in shares of Bank of America Corporation common stock subject to the Company's attainment of return on asset performance goals measured each quarter based on a twelve-month rolling period. Represents vesting and settlement on March 1, 2014 of cash portion of PRSUs based on the attainment of goals for the four quarters ending December 31, 2013.

SEC source: 0001225208-14-007262 · doc4.xml · nonDerivative · entry 5

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,608

F3 · price: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock units, which is exempt under Rule 16b-3(e).

SEC source: 0001225208-14-007262 · doc4.xml · nonDerivative · entry 4

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,267

SEC source: 0001225208-14-007262 · doc4.xml · nonDerivative · entry 3

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

SEC source: 0001225208-14-007262 · doc4.xml · nonDerivative · entry 2

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock.

SEC source: 0001225208-14-007262 · doc4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock.

SEC source: 0001225208-14-005177 · doc4.xml · derivative · entry 6

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,013

Underlying: Common Stock · 72,506 shares

Expires 2016-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F6 · derivative.exercise_date: On February 15, 2013, the reporting person was granted restricted stock units, vesting in three equal annual installments commencing with the first anniversary of the grant date.

SEC source: 0001225208-14-005177 · doc4.xml · nonDerivative · entry 2

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,024

F2 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock units which is exempt under Rule 16b-3(e).

SEC source: 0001225208-14-005177 · doc4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock.

SEC source: 0001225208-14-005177 · doc4.xml · derivative · entry 5

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,260

Underlying: Common Stock · 162,260 shares

Expires 2017-02-14

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: Award of restricted stock units on February 14, 2014 pursuant to the terms of a Restricted Stock Unit Award Agreement, which is exempt under rule 16b-3(d). These units vest in three equal annual installments commencing with the first anniversary of the February 14, 2014 grant date.

SEC source: 0001225208-14-005177 · doc4.xml · derivative · entry 4

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,260

Underlying: Common Stock · 162,260 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F3 · price: Each restricted stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: Award of performance restricted stock units (PRSUs) on February 14, 2014 pursuant to the terms of a Performance Restricted Stock Units Agreement, which is exempt under Rule 16b-3(d) subject to the attainment of pre-established performance goals. One-half of the PRSUs reported have performance goals based on the Company's three year average return on assets and one-half of the PRSUs reported have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2014 and ending December 31, 2016. To the extent earned, the award shall be settled 100% in cash based on the closing price of Bank of America Corporation common stock on the settlement date. The reported number of PRSUs represents the "target" amount of the award; the actual award upon vesting may range between 0% and 125% of the target, depending upon satisfaction of the performance goals.

F4 · derivative.expiration_date: Award of performance restricted stock units (PRSUs) on February 14, 2014 pursuant to the terms of a Performance Restricted Stock Units Agreement, which is exempt under Rule 16b-3(d) subject to the attainment of pre-established performance goals. One-half of the PRSUs reported have performance goals based on the Company's three year average return on assets and one-half of the PRSUs reported have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2014 and ending December 31, 2016. To the extent earned, the award shall be settled 100% in cash based on the closing price of Bank of America Corporation common stock on the settlement date. The reported number of PRSUs represents the "target" amount of the award; the actual award upon vesting may range between 0% and 125% of the target, depending upon satisfaction of the performance goals.

SEC source: 0001225208-13-006635 · doc4.xml · derivative · entry 4

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,621

Underlying: Common Stock · 50,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F2 · derivative.exercise_date: 2011 Performance Restricted Stock Unit (PRSU) Agreement and the Bank of America Corporation 2003 Key Associate Stock Plan, which is exempt under Rule 16b-3(d). Payment of the 2011 PRSUs was based on the attainment of certain goals relating to the Company's return on assets for the four quarters ending June 30, 2012. Of the 35% vested, 40% was settled in cash on March 1, 2013 and 60% will be settled in shares of the Company's common stock on March 1, 2014. Payment and vesting on the remaining unvested 2011 PRSUs is subject to the Company's attainment of return on assets performance goals, measured each quarter based on the prior twelve month period on a rolling quarterly basis. The last performance period ends December 31, 2015.

F2 · derivative.expiration_date: 2011 Performance Restricted Stock Unit (PRSU) Agreement and the Bank of America Corporation 2003 Key Associate Stock Plan, which is exempt under Rule 16b-3(d). Payment of the 2011 PRSUs was based on the attainment of certain goals relating to the Company's return on assets for the four quarters ending June 30, 2012. Of the 35% vested, 40% was settled in cash on March 1, 2013 and 60% will be settled in shares of the Company's common stock on March 1, 2014. Payment and vesting on the remaining unvested 2011 PRSUs is subject to the Company's attainment of return on assets performance goals, measured each quarter based on the prior twelve month period on a rolling quarterly basis. The last performance period ends December 31, 2015.

SEC source: 0001225208-13-006635 · doc4.xml · nonDerivative · entry 2

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,140

SEC source: 0001225208-13-006635 · doc4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

SEC source: 0001225208-13-004530 · doc4.xml · derivative · entry 4

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,519

Underlying: Common Stock · 217,519 shares

Expires 2016-02-15

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock.

F4 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest and are payable solely in cash in three equal annual installments commencing with the first anniversary of the February 15, 2013 grant date.

SEC source: 0001225208-13-004530 · doc4.xml · derivative · entry 3

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,519

Underlying: Common Stock · 217,519 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F2 · derivative.exercise_date: See exhibit ex99

F2 · derivative.expiration_date: See exhibit ex99

SEC source: 0001225208-13-000159 · doc4.xml · derivative · entry 4

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F2 · derivative.exercise_date: The stock units were awarded on December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2010 and ending December 2012.

F2 · derivative.expiration_date: The stock units were awarded on December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2010 and ending December 2012.

SEC source: 0001225208-13-000159 · doc4.xml · nonDerivative · entry 2

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,140

SEC source: 0001225208-13-000159 · doc4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

SEC source: 0001225208-12-024199 · doc4.xml · derivative · entry 4

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,719

Underlying: Common Stock · 7,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F2 · derivative.exercise_date: The stock units were awarded on December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2010 and ending December 2012.

F2 · derivative.expiration_date: The stock units were awarded on December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2010 and ending December 2012.

SEC source: 0001225208-12-024199 · doc4.xml · nonDerivative · entry 2

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,140

SEC source: 0001225208-12-024199 · doc4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

SEC source: 0001225208-12-022131 · doc4.xml · derivative · entry 4

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,414

Underlying: Common Stock · 7,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F2 · derivative.exercise_date: The stock units were awarded on December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2010 and ending December 2012.

F2 · derivative.expiration_date: The stock units were awarded on December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2010 and ending December 2012.

SEC source: 0001225208-12-022131 · doc4.xml · nonDerivative · entry 2

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,140

SEC source: 0001225208-12-022131 · doc4.xml · nonDerivative · entry 1

Darnell David C. · CIK 0001469995 · Co-chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.