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MAY THOMAS J

Disclosed activity across 3 companies

Tapewire entity
11755
SEC CIK
0001101384

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BANK OF AMERICA CORP /DE/BAC · Entity 2801DirectorApril 20, 2021April 22, 2021
EVERSOURCE ENERGYES · Entity 3173Chrmn of the Board & TrusteeMarch 06, 2017March 09, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BANK OF AMERICA CORP /DE/

Report date April 20, 2021 · Filed April 22, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct310,229.09 Reported balance After 2021-04-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-04-20 · Grant · Acquired 9,979 · Balance 310,229.09

F1: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3: Includes 7,709.34 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Common StockSEC Table I · non-derivativeIndirectBy Revocable Trust2,142 Reported balance Holding disclosure · report date 2021-04-20 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,142

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3: Includes 7,709.34 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

EVERSOURCE ENERGY

Report date March 06, 2017 · Filed March 09, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, $5.00 par valueSEC Table I · non-derivativeDirect93,524 Reported balance After 2017-03-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-03-06 · Sale · Disposed 48,267 · Balance 93,524

F1: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.26 to $58.405, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2: Includes restricted share units and dividend equivalents thereon.

Common Shares, $5.00 par valueSEC Table I · non-derivativeIndirect401k Plan71,081 Reported balance Holding disclosure · report date 2017-03-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 71,081

F3: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.

Common Shares, $5.00 par valueSEC Table I · non-derivativeIndirectMay Family Investments LLC1,842 Reported balance Holding disclosure · report date 2017-03-06 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,842

Filing footnotes · ownership attribution and instrument terms

F1: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.26 to $58.405, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2: Includes restricted share units and dividend equivalents thereon.

F3: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Viacom Inc.

Report date December 04, 2019 · Filed December 06, 2019

Section 16 reporting ended · disclosed 2019-12-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-12-04 transaction · row 1
1 source row

Row 1 · 2019-12-04 · Disposition to issuer · Disposed 9,954 · Balance 0

F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CBS Corporation ("CBS") and Viacom Inc. ("Viacom") into 0.59625 shares of CBS Common Stock for each share of Viacom Common Stock.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-12-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-12-04 · Disposition to issuer · Disposed 5,948 · Balance 0

F2: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. Each RSU was converted into 0.59625 shares of CBS Common Stock pursuant to the terms of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CBS Corporation ("CBS") and Viacom Inc. ("Viacom") into 0.59625 shares of CBS Common Stock for each share of Viacom Common Stock.

F2: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. Each RSU was converted into 0.59625 shares of CBS Common Stock pursuant to the terms of the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2021 Filed Apr 22, 2021 20:37 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 9,979 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014306 · form4.xml · derivative · entry 2

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,229.09

Underlying: Common Stock · 9,979 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 7,709.34 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document
April 22, 2020 Filed Apr 24, 2020 20:27 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 17,431.19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014436 · form4.xml · derivative · entry 2

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,540.75

Underlying: Common Stock · 17,431.19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 6,698.83 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 19:26 UTC Viacom Inc. VIA, VIAB · Entity 153277 Disposition to issuerRestricted Share Units · Derivative 5,948 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-19-000904 · ownership.xml · derivative · entry 2

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 5,948 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. Each RSU was converted into 0.59625 shares of CBS Common Stock pursuant to the terms of the Merger Agreement.

F2 · price: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. Each RSU was converted into 0.59625 shares of CBS Common Stock pursuant to the terms of the Merger Agreement.

F2 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. Each RSU was converted into 0.59625 shares of CBS Common Stock pursuant to the terms of the Merger Agreement.

F2 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. Each RSU was converted into 0.59625 shares of CBS Common Stock pursuant to the terms of the Merger Agreement.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 19:26 UTC Viacom Inc. VIA, VIAB · Entity 153277 Disposition to issuerClass B Common Stock 9,954 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-19-000904 · ownership.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Converted pursuant to the merger agreement (the "Merger Agreement") between CBS Corporation ("CBS") and Viacom Inc. ("Viacom") into 0.59625 shares of CBS Common Stock for each share of Viacom Common Stock.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 17:55 UTC Viacom Inc. VIA, VIAB · Entity 153277 GrantClass B Common Stock 82 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-052384 · doc4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,954

F1 · shares: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units.

F1 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 14:08 UTC Viacom Inc. VIA, VIAB · Entity 153277 GrantClass B Common Stock 65 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-040849 · doc4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,872

F1 · shares: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units.

F1 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:12 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 12,658.23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016308 · form4.xml · derivative · entry 2

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,410.73

Underlying: Common Stock · 12,658.23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 5,284.69 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan

Read SEC document
April 01, 2019 Filed Apr 3, 2019 17:56 UTC Viacom Inc. VIA, VIAB · Entity 153277 GrantClass B Common Stock 97 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-023397 · doc4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,807

F1 · shares: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units.

F1 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 16:40 UTC Viacom Inc. VIA, VIAB · Entity 153277 Exercise / conversionRestricted Share Units · Derivative 5,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006832 · doc4.xml · derivative · entry 4

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 5,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration.

F1 · derivative.exercise_price: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2018 and that vested on January 31, 2019, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $29.42 per share.

F3 · price: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration.

F1 · derivative.exercise_date: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2018 and that vested on January 31, 2019, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $29.42 per share.

F1 · derivative.expiration_date: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2018 and that vested on January 31, 2019, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $29.42 per share.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 16:40 UTC Viacom Inc. VIA, VIAB · Entity 153277 GrantRestricted Share Units · Derivative 5,948 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006832 · doc4.xml · derivative · entry 3

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,948

Underlying: Class B Common Stock · 5,948 shares

Expires not disclosed

F3 · security: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration.

F4 · derivative.exercise_price: These RSUs will vest on January 31, 2020 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt.

F3 · price: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration.

F4 · derivative.exercise_date: These RSUs will vest on January 31, 2020 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt.

F4 · derivative.expiration_date: These RSUs will vest on January 31, 2020 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 16:40 UTC Viacom Inc. VIA, VIAB · Entity 153277 GrantClass B Common Stock 142 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006832 · doc4.xml · nonDerivative · entry 2

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,710

F2 · shares: These shares reflect dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B common stock upon vesting, but which have not been received because the director elected to defer receipt.

F2 · price: These shares reflect dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B common stock upon vesting, but which have not been received because the director elected to defer receipt.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 16:40 UTC Viacom Inc. VIA, VIAB · Entity 153277 Exercise / conversionClass B Common Stock 5,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006832 · doc4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2018 and that vested on January 31, 2019, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $29.42 per share.

F1 · price: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2018 and that vested on January 31, 2019, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $29.42 per share.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 16:38 UTC Viacom Inc. VIA, VIAB · Entity 153277 GrantClass B Common Stock 53 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-053838 · doc4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,332

F1 · shares: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units.

F1 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 16:05 UTC Viacom Inc. VIA, VIAB · Entity 153277 GrantClass B Common Stock 28 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-040929 · doc4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,279

F1 · shares: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units.

F1 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 20:21 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 12,607.84 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015423 · form4.xml · derivative · entry 2

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,467.81

Underlying: Common Stock · 12,607.84 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 3,743.00 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:55 UTC Viacom Inc. VIA, VIAB · Entity 153277 Exercise / conversionRestricted Share Units · Derivative 4,152 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006966 · doc4.xml · derivative · entry 4

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 4,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration.

F1 · derivative.exercise_price: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2017 and that vested on January 31, 2018, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $33.42 per share.

F3 · price: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration.

F1 · derivative.exercise_date: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2017 and that vested on January 31, 2018, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $33.42 per share.

F1 · derivative.expiration_date: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2017 and that vested on January 31, 2018, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $33.42 per share.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:55 UTC Viacom Inc. VIA, VIAB · Entity 153277 GrantRestricted Share Units · Derivative 5,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006966 · doc4.xml · derivative · entry 3

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,236

Underlying: Class B Common Stock · 5,236 shares

Expires not disclosed

F3 · security: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration.

F4 · derivative.exercise_price: These RSUs will vest on January 31, 2019 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt.

F3 · price: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration.

F4 · derivative.exercise_date: These RSUs will vest on January 31, 2019 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt.

F4 · derivative.expiration_date: These RSUs will vest on January 31, 2019 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:55 UTC Viacom Inc. VIA, VIAB · Entity 153277 GrantClass B Common Stock 99 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006966 · doc4.xml · nonDerivative · entry 2

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,251

F2 · shares: These shares reflect dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B common stock upon vesting, but which have not been received because the director elected to defer receipt.

F2 · price: These shares reflect dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B common stock upon vesting, but which have not been received because the director elected to defer receipt.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:55 UTC Viacom Inc. VIA, VIAB · Entity 153277 Exercise / conversionClass B Common Stock 4,152 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006966 · doc4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2017 and that vested on January 31, 2018, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $33.42 per share.

F1 · price: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2017 and that vested on January 31, 2018, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $33.42 per share.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:31 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 13,394.72 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015865 · form4.xml · derivative · entry 2

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,116.97

Underlying: Common Stock · 13,394.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 3,334.35 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 00:48 UTC EVERSOURCE ENERGY ES · Entity 3173 SaleCommon Shares, $5.00 par value 48,267 $58.30 $2,814,024.02
Disclosure

SEC source: 0001127602-17-010949 · form4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,524

F1 · shares: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.26 to $58.405, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
March 03, 2017 Filed Mar 3, 2017 23:43 UTC EVERSOURCE ENERGY ES · Entity 3173 SaleCommon Shares, $5.00 par value 64,164 $58.15 $3,731,335.51
Disclosure

SEC source: 0001127602-17-010319 · form4.xml · nonDerivative · entry 3

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,031

F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.385, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 23:43 UTC EVERSOURCE ENERGY ES · Entity 3173 Exercise / conversionPhantom Shares · Derivative 52,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010319 · form4.xml · derivative · entry 6

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, $5.00 par value · 52,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.

F6 · deemedExecutionDate: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.

F6 · shares: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.

F1 · price: These shares constitute remaining previously disclosed equity compensation earned by Mr. May pursuant to the registrant's non-qualified deferred compensation plan. The shares were distributed in accordance with the terms of the plan, which delayed the distribution of this portion of such equity compensation as required by IRS 409A regulations. Each stock equivalent phantom share was settled for and represented the economic equivalent of one Eversource common share.

F6 · derivative.exercise_date: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.

F6 · derivative.expiration_date: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.

F6 · derivative.underlying_shares: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 23:43 UTC EVERSOURCE ENERGY ES · Entity 3173 Tax withholdingCommon Shares, $5.00 par value 23,635 $54.70 $1,292,834.50
Disclosure

SEC source: 0001127602-17-010319 · form4.xml · nonDerivative · entry 2

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,195

F3 · shares: Shares withheld to satisfy tax withholding obligation.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 23:43 UTC EVERSOURCE ENERGY ES · Entity 3173 Exercise / conversionCommon Shares, $5.00 par value 52,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010319 · form4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares constitute remaining previously disclosed equity compensation earned by Mr. May pursuant to the registrant's non-qualified deferred compensation plan. The shares were distributed in accordance with the terms of the plan, which delayed the distribution of this portion of such equity compensation as required by IRS 409A regulations. Each stock equivalent phantom share was settled for and represented the economic equivalent of one Eversource common share.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:53 UTC EVERSOURCE ENERGY ES · Entity 3173 Tax withholdingCommon Shares, $5.00 par value 29,297 $56.15 $1,645,026.55
Disclosure

SEC source: 0001127602-17-008789 · form4.xml · nonDerivative · entry 2

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,715

F3 · shares: Shares withheld to satisfy tax withholding obligation.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:53 UTC EVERSOURCE ENERGY ES · Entity 3173 GrantCommon Shares, $5.00 par value 57,335 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008789 · form4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,012

F1 · shares: Performance shares and dividend equivalent shares for the 2014-2016 Long-Term Incentive Program as determined on February 23, 2017.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 00:34 UTC EVERSOURCE ENERGY ES · Entity 3173 Tax withholdingCommon Shares, $5.00 par value 9,187 $55.32 $508,224.84
Disclosure

SEC source: 0001127602-17-004175 · form4.xml · nonDerivative · entry 3

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,518

F1 · shares: Disposition of restricted share units to satisfy tax withholding obligations upon settlement.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 00:34 UTC EVERSOURCE ENERGY ES · Entity 3173 Tax withholdingCommon Shares, $5.00 par value 15,932 $55.32 $881,358.24
Disclosure

SEC source: 0001127602-17-004175 · form4.xml · nonDerivative · entry 2

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,705

F1 · shares: Disposition of restricted share units to satisfy tax withholding obligations upon settlement.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 00:34 UTC EVERSOURCE ENERGY ES · Entity 3173 Tax withholdingCommon Shares, $5.00 par value 26,750 $55.32 $1,479,810.00
Disclosure

SEC source: 0001127602-17-004175 · form4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,637

F1 · shares: Disposition of restricted share units to satisfy tax withholding obligations upon settlement.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:20 UTC Viacom Inc. VIA, VIAB · Entity 153277 GrantRestricted Share Units · Derivative 4,152 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-007087 · doc4.xml · derivative · entry 1

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,152

Underlying: Class B Common Stock · 4,152 shares

Expires not disclosed

F1 · security: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration.

F2 · derivative.exercise_price: These Restricted Share Units will vest on January 31, 2018 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt.

F1 · price: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration.

F2 · derivative.exercise_date: These Restricted Share Units will vest on January 31, 2018 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt.

F2 · derivative.expiration_date: These Restricted Share Units will vest on January 31, 2018 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 22:59 UTC EVERSOURCE ENERGY ES · Entity 3173 GrantCommon Shares, $5.00 par value 2,452 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002109 · form4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,545

F1 · shares: Restricted share units that vested on January 18, 2017, receipt of the underlying shares has been deferred. Distribution will be made on a one-for-one basis in common shares on the 10th business day of January of the year following the reporting person's retirement from the Board.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
January 09, 2017 Filed Jan 10, 2017 22:17 UTC EVERSOURCE ENERGY ES · Entity 3173 SaleCommon Shares, $5.00 par value 40,000 $54.79 $2,191,568.00
Disclosure

SEC source: 0001127602-17-001452 · form4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Indirect · May Family Investments LLC

Disclosed balance after: 1,842

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.56 to $55.46, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Represents common shares held by a limited liability company, the members of which consist of the reporting person's spouse and a family trust for the benefit of certain members of the reporting person's family, of which the reporting person's spouse is a trustee. The reporting person disclaims beneficial ownership of these securities.

Read SEC document
January 06, 2017 Filed Jan 6, 2017 22:42 UTC EVERSOURCE ENERGY ES · Entity 3173 SaleCommon Shares, $5.00 par value 40,000 $55.20 $2,207,916.00
Disclosure

SEC source: 0001127602-17-001297 · form4.xml · nonDerivative · entry 3

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Indirect · May Family Investments LLC

Disclosed balance after: 41,842

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016.

F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.77 to $55.475, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Represents common shares held by a limited liability company, the members of which consist of the reporting person's spouse and a family trust for the benefit of certain members of the reporting person's family, of which the reporting person's spouse is a trustee. The reporting person disclaims beneficial ownership of these securities.

Read SEC document
January 05, 2017 Filed Jan 6, 2017 22:42 UTC EVERSOURCE ENERGY ES · Entity 3173 SaleCommon Shares, $5.00 par value 40,000 $55.13 $2,205,200.00
Disclosure

SEC source: 0001127602-17-001297 · form4.xml · nonDerivative · entry 2

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Indirect · May Family Investments LLC

Disclosed balance after: 81,842

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016.

F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.80 to $55.38, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Represents common shares held by a limited liability company, the members of which consist of the reporting person's spouse and a family trust for the benefit of certain members of the reporting person's family, of which the reporting person's spouse is a trustee. The reporting person disclaims beneficial ownership of these securities.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:42 UTC EVERSOURCE ENERGY ES · Entity 3173 SaleCommon Shares, $5.00 par value 40,000 $55.26 $2,210,476.00
Disclosure

SEC source: 0001127602-17-001297 · form4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Indirect · May Family Investments LLC

Disclosed balance after: 121,842

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.95 to $55.59, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Represents common shares held by a limited liability company, the members of which consist of the reporting person's spouse and a family trust for the benefit of certain members of the reporting person's family, of which the reporting person's spouse is a trustee. The reporting person disclaims beneficial ownership of these securities.

Read SEC document
December 13, 2016 Filed Feb 14, 2017 23:10 UTC EVERSOURCE ENERGY ES · Entity 3173 GiftCommon Shares, $5.00 par value 120,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006126 · form5.xml · nonDerivative · entry 3

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,093

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
December 05, 2016 Filed Feb 14, 2017 23:10 UTC EVERSOURCE ENERGY ES · Entity 3173 GiftCommon Shares, $5.00 par value 161,842 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006126 · form5.xml · nonDerivative · entry 2

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,093

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
December 05, 2016 Filed Feb 14, 2017 23:10 UTC EVERSOURCE ENERGY ES · Entity 3173 GiftCommon Shares, $5.00 par value 161,842 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006126 · form5.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Indirect · May Family Investments LLC

Disclosed balance after: 161,842

F1 · balance_after: Represents common shares held by a limited liability company, the members of which consist of the reporting person's spouse and a family trust for the benefit of certain members of the reporting person's family, of which the reporting person's spouse is a trustee. The reporting person disclaims beneficial ownership of these securities.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 23:31 UTC EVERSOURCE ENERGY ES · Entity 3173 SaleCommon Shares, $5.00 par value 200,000 $53.80 $10,760,940.00
Disclosure

SEC source: 0001127602-16-068707 · form4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,499

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.75 to $53.93, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
November 08, 2016 Filed Nov 10, 2016 21:38 UTC EVERSOURCE ENERGY ES · Entity 3173 SaleCommon Shares, $5.00 par value 200,000 $55.10 $11,020,000.00
Disclosure

SEC source: 0001127602-16-066696 · form4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,499

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.31, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes restricted share units and dividend equivalents thereon.

Read SEC document
October 05, 2016 Filed Oct 7, 2016 21:40 UTC EVERSOURCE ENERGY ES · Entity 3173 Exercise / conversionPhantom Shares · Derivative 883,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-064553 · form4.xml · derivative · entry 4

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,452

Underlying: Common Shares, $5.00 par value · 883,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares constitute equity compensation earned by Mr. May as an executive employee over the period 1997 - 2005, the receipt of which was deferred by Mr. May pursuant to the registrant's non-qualified deferred compensation plan. This equity compensation has been disclosed in the registrant's proxy statements and reported on previously filed Forms 4. The shares are being distributed in accordance with the terms of the plan, which requires timely distribution and receipt at the beginning of the first quarter following retirement, except as required by IRS 409A regulations. This line discloses the acquisition by conversion of the previously reported deferred equity compensation, in the form of common share stock equivalents (phantom shares), which had a total cost to the registrant and value at award to Mr. May of approximately $7.5 million. The distribution of shares had no further impact on compensation expense to the registrant. The value of such shares has increased substantially through stock price appreciation that took place during the term of Mr. May's leadership and also through the accumulation of additional shares through dividend reinvestment. Each stock equivalent phantom share was settled for and represented the economic equivalent of one Eversource common share.

F5 · shares: Represents the disposition by conversion of the same deferred stock equivalent phantom shares disclosed as acquired common shares in Table I. Each share represents the right to receive one Eversource common share upon a distribution event. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.

F1 · price: These shares constitute equity compensation earned by Mr. May as an executive employee over the period 1997 - 2005, the receipt of which was deferred by Mr. May pursuant to the registrant's non-qualified deferred compensation plan. This equity compensation has been disclosed in the registrant's proxy statements and reported on previously filed Forms 4. The shares are being distributed in accordance with the terms of the plan, which requires timely distribution and receipt at the beginning of the first quarter following retirement, except as required by IRS 409A regulations. This line discloses the acquisition by conversion of the previously reported deferred equity compensation, in the form of common share stock equivalents (phantom shares), which had a total cost to the registrant and value at award to Mr. May of approximately $7.5 million. The distribution of shares had no further impact on compensation expense to the registrant. The value of such shares has increased substantially through stock price appreciation that took place during the term of Mr. May's leadership and also through the accumulation of additional shares through dividend reinvestment. Each stock equivalent phantom share was settled for and represented the economic equivalent of one Eversource common share.

F5 · derivative.exercise_date: Represents the disposition by conversion of the same deferred stock equivalent phantom shares disclosed as acquired common shares in Table I. Each share represents the right to receive one Eversource common share upon a distribution event. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.

F5 · derivative.expiration_date: Represents the disposition by conversion of the same deferred stock equivalent phantom shares disclosed as acquired common shares in Table I. Each share represents the right to receive one Eversource common share upon a distribution event. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.

Read SEC document
October 05, 2016 Filed Oct 7, 2016 21:40 UTC EVERSOURCE ENERGY ES · Entity 3173 Tax withholdingCommon Shares, $5.00 par value 321,928 $52.56 $16,920,535.68
Disclosure

SEC source: 0001127602-16-064553 · form4.xml · nonDerivative · entry 2

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,498

F3 · shares: Withholding by the registrant of common shares to satisfy current Federal and state tax withholding applicable to the conversion and distribution of deferred stock equivalent phantom shares. Because the receipt of the shares was deferred, tax withholding obligations arise upon their receipt by Mr. May as actual common shares. No proceeds of the disposition of shares to satisfy tax withholding obligations will be paid to Mr. May.

F2 · balance_after: Includes the converted stock equivalent phantom shares noted in line 1, column 4, shares held in brokerage accounts, deferred shares awarded in July, 2016 as equity compensation for service as Chairman of the Board following Mr. May's retirement on June 30, 2016, and dividend equivalents thereon.

Read SEC document
October 05, 2016 Filed Oct 7, 2016 21:40 UTC EVERSOURCE ENERGY ES · Entity 3173 Exercise / conversionCommon Shares, $5.00 par value 883,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-064553 · form4.xml · nonDerivative · entry 1

MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares constitute equity compensation earned by Mr. May as an executive employee over the period 1997 - 2005, the receipt of which was deferred by Mr. May pursuant to the registrant's non-qualified deferred compensation plan. This equity compensation has been disclosed in the registrant's proxy statements and reported on previously filed Forms 4. The shares are being distributed in accordance with the terms of the plan, which requires timely distribution and receipt at the beginning of the first quarter following retirement, except as required by IRS 409A regulations. This line discloses the acquisition by conversion of the previously reported deferred equity compensation, in the form of common share stock equivalents (phantom shares), which had a total cost to the registrant and value at award to Mr. May of approximately $7.5 million. The distribution of shares had no further impact on compensation expense to the registrant. The value of such shares has increased substantially through stock price appreciation that took place during the term of Mr. May's leadership and also through the accumulation of additional shares through dividend reinvestment. Each stock equivalent phantom share was settled for and represented the economic equivalent of one Eversource common share.

F1 · price: These shares constitute equity compensation earned by Mr. May as an executive employee over the period 1997 - 2005, the receipt of which was deferred by Mr. May pursuant to the registrant's non-qualified deferred compensation plan. This equity compensation has been disclosed in the registrant's proxy statements and reported on previously filed Forms 4. The shares are being distributed in accordance with the terms of the plan, which requires timely distribution and receipt at the beginning of the first quarter following retirement, except as required by IRS 409A regulations. This line discloses the acquisition by conversion of the previously reported deferred equity compensation, in the form of common share stock equivalents (phantom shares), which had a total cost to the registrant and value at award to Mr. May of approximately $7.5 million. The distribution of shares had no further impact on compensation expense to the registrant. The value of such shares has increased substantially through stock price appreciation that took place during the term of Mr. May's leadership and also through the accumulation of additional shares through dividend reinvestment. Each stock equivalent phantom share was settled for and represented the economic equivalent of one Eversource common share.

F2 · balance_after: Includes the converted stock equivalent phantom shares noted in line 1, column 4, shares held in brokerage accounts, deferred shares awarded in July, 2016 as equity compensation for service as Chairman of the Board following Mr. May's retirement on June 30, 2016, and dividend equivalents thereon.

Read SEC document
April 27, 2016 Filed Apr 29, 2016 20:39 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 21,304.93 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-050303 · form4.xml · derivative · entry 2

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,387.9

Underlying: Common Stock · 21,304.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 2,436.30 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

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June 17, 2015 Filed Jun 19, 2015 16:04 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 3,122.97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-15-055037 · doc4.xml · derivative · entry 2

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,646.6729

Underlying: Common Stock · 3,122.97 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3.

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May 06, 2015 Filed May 8, 2015 16:58 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 15,960.71 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-15-040621 · doc4.xml · derivative · entry 6

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,523.7029

Underlying: Common Stock · 15,960.71 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3.

F3 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3.

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March 27, 2015 Filed May 8, 2015 16:58 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 1,671.1798 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-15-040621 · doc4.xml · derivative · entry 5

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,562.9929

Underlying: Common Stock · 1,671.1798 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.exercise_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

F2 · derivative.expiration_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document
March 27, 2015 Filed May 8, 2015 16:58 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantFleet BKB Director Stock Award Unit Plan · Derivative 216.5715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-15-040621 · doc4.xml · derivative · entry 4

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,681.5802

Underlying: Common Stock · 216.5715 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F6 · derivative.exercise_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Fleet BKB Director Stock Award Unit Plan.

F6 · derivative.expiration_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Fleet BKB Director Stock Award Unit Plan.

Read SEC document
March 27, 2015 Filed May 8, 2015 16:58 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantDirector Stock Unit Plan · Derivative 52.825 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-15-040621 · doc4.xml · derivative · entry 3

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,458.2286

Underlying: Common Stock · 52.825 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F5 · derivative.exercise_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Fleet Director Stock Unit Plan.

F5 · derivative.expiration_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Fleet Director Stock Unit Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.