AXTA

SEC source: 0001209191-17-043397 · doc4.xml · nonDerivative · entry 1

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-043389 · doc4.xml · derivative · entry 3

Bryant Robert W. · CIK 0001620475 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,591

Underlying: Common Shares · 114,500 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

SEC source: 0001209191-17-043389 · doc4.xml · nonDerivative · entry 2

Bryant Robert W. · CIK 0001620475 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,734

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.87 to $32.29. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-17-043389 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-041197 · doc4.xml · derivative · entry 2

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Underlying: Common Shares · 2,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On June 20, 2016, the reporting person was granted 7,049 restricted stock units, vesting in three equal annual installments beginning on June 20, 2017.

F2 · derivative.expiration_date: On June 20, 2016, the reporting person was granted 7,049 restricted stock units, vesting in three equal annual installments beginning on June 20, 2017.

SEC source: 0001209191-17-041197 · doc4.xml · nonDerivative · entry 1

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-17-041255 · doc4.xml · derivative · entry 1

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,876

Underlying: Common Shares · 14,876 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in two equal installments on the second and the fourth anniversaries of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in two equal installments on the second and the fourth anniversaries of the grant date.

SEC source: 0001209191-17-037810 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,892

Underlying: Common Shares · 5,000 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

SEC source: 0001209191-17-037810 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,286

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

SEC source: 0001209191-17-037810 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-032705 · doc4.xml · nonDerivative · entry 1

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.20 to $31.46. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-17-032693 · doc4.xml · nonDerivative · entry 1

McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,551

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015.

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.37 to $31.41. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-17-032689 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,293

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015.

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.35 to $31.42. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-17-032680 · doc4.xml · nonDerivative · entry 3

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,286

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted stock units granted on May 12, 2015.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted stock units granted on May 12, 2015.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.35 to $31.37. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-17-032669 · doc4.xml · nonDerivative · entry 1

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,868

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015.

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.42 to $31.45. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-17-032665 · doc4.xml · nonDerivative · entry 1

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,417

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015.

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.37 to $31.45. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-17-032661 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,734

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015.

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.38 to $31.45. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-17-032671 · doc4.xml · derivative · entry 2

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,052

Underlying: Common Shares · 2,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_price: On May 12, 2015, the reporting person was granted 6,153 restricted stock units, vesting in three equal annual installments beginning on May 12, 2016.

F2 · derivative.exercise_date: On May 12, 2015, the reporting person was granted 6,153 restricted stock units, vesting in three equal annual installments beginning on May 12, 2016.

F2 · derivative.expiration_date: On May 12, 2015, the reporting person was granted 6,153 restricted stock units, vesting in three equal annual installments beginning on May 12, 2016.

SEC source: 0001209191-17-032671 · doc4.xml · nonDerivative · entry 1

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-17-032698 · doc4.xml · derivative · entry 2

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,052

Underlying: Common Shares · 2,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_price: On May 12, 2015, the reporting person was granted 6,153 restricted stock units, vesting in three equal annual installments beginning on May 12, 2016.

F2 · derivative.exercise_date: On May 12, 2015, the reporting person was granted 6,153 restricted stock units, vesting in three equal annual installments beginning on May 12, 2016.

F2 · derivative.expiration_date: On May 12, 2015, the reporting person was granted 6,153 restricted stock units, vesting in three equal annual installments beginning on May 12, 2016.

SEC source: 0001209191-17-032698 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-17-032680 · doc4.xml · derivative · entry 5

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,538

Underlying: Common Shares · 11,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F5 · derivative.exercise_date: On May 12, 2015, the reporting person was granted 23,076 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

F5 · derivative.expiration_date: On May 12, 2015, the reporting person was granted 23,076 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.

SEC source: 0001209191-17-032680 · doc4.xml · derivative · entry 4

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,283

Underlying: Common Shares · 1,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F4 · derivative.exercise_date: On May 12, 2015, the reporting person was granted 3,846 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.

F4 · derivative.expiration_date: On May 12, 2015, the reporting person was granted 3,846 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.

SEC source: 0001209191-17-032680 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-17-032680 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-17-028413 · doc4.xml · derivative · entry 1

Ryerkerk Lori · CIK 0001449522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,283

Underlying: Common Shares · 6,283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

SEC source: 0001209191-17-028412 · doc4.xml · derivative · entry 1

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,283

Underlying: Common Shares · 6,283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

SEC source: 0001209191-17-028409 · doc4.xml · derivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,283

Underlying: Common Shares · 6,283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

SEC source: 0001209191-17-028410 · doc4.xml · derivative · entry 1

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,283

Underlying: Common Shares · 6,283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

SEC source: 0001209191-17-028414 · doc4.xml · derivative · entry 1

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,283

Underlying: Common Shares · 6,283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

SEC source: 0001209191-17-028407 · doc4.xml · derivative · entry 1

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,283

Underlying: Common Shares · 6,283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

SEC source: 0001209191-17-028406 · doc4.xml · derivative · entry 1

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,283

Underlying: Common Shares · 6,283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

SEC source: 0001209191-17-028405 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,892

Underlying: Common Shares · 5,000 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

SEC source: 0001209191-17-028405 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,806

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

SEC source: 0001209191-17-028405 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-025609 · doc4.xml · derivative · entry 3

McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,508

Underlying: Common Shares · 40,000 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

SEC source: 0001209191-17-025609 · doc4.xml · nonDerivative · entry 2

McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,276

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.56 to $32.20. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-17-025609 · doc4.xml · nonDerivative · entry 1

McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-025599 · doc4.xml · derivative · entry 3

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956

Underlying: Common Shares · 37,200 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

SEC source: 0001209191-17-025599 · doc4.xml · nonDerivative · entry 2

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,571

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.55 to $32.20. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-17-025599 · doc4.xml · nonDerivative · entry 1

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-025591 · doc4.xml · derivative · entry 3

Bryant Robert W. · CIK 0001620475 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,091

Underlying: Common Shares · 114,500 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

SEC source: 0001209191-17-025591 · doc4.xml · nonDerivative · entry 2

Bryant Robert W. · CIK 0001620475 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,971

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.57 to $32.20. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-17-025591 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-021562 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,000 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

SEC source: 0001209191-17-021562 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,806

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

SEC source: 0001209191-17-021562 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-021233 · doc4.xml · derivative · entry 3

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,084

Underlying: Common Shares · 108,558 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

SEC source: 0001209191-17-021233 · doc4.xml · nonDerivative · entry 2

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,167

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.98 to $31.42. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-17-021233 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.