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AXTA

Axalta Coating Systems Ltd.

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3667
SEC CIK
0001616862
Parsed reports
531

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2018 Filed Apr 27, 2018 20:26 UTC Exercise / conversionCommon Shares 6,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-026573 · doc4.xml · nonDerivative · entry 1

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:06 UTC
Garrett MarkDirector
Exercise / conversionRestricted Stock Unit · Derivative 6,283 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026536 · doc4.xml · derivative · entry 2

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018.

F2 · derivative.expiration_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:06 UTC
Garrett MarkDirector
Exercise / conversionCommon Shares 6,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-026536 · doc4.xml · nonDerivative · entry 1

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 21:07 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Exercise / conversionEmployee Stock Option · Derivative 82,838 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001209191-18-021121 · doc4.xml · derivative · entry 3

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,838

Underlying: Common Shares · 82,838 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 21:07 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
SaleCommon Shares 82,838 $30.61 $2,535,671.18
Disclosure

SEC source: 0001209191-18-021121 · doc4.xml · nonDerivative · entry 2

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,037

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.51 to $30.79. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 21:07 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Exercise / conversionCommon Shares 82,838 $11.84 $980,801.92
Disclosure

SEC source: 0001209191-18-021121 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 00:55 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
Exercise / conversionEmployee Stock Option · Derivative 64,898 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001209191-18-019467 · doc4.xml · derivative · entry 4

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 64,898 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 00:55 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
SaleCommon Shares 9,108 $33.11 $301,565.88
Disclosure

SEC source: 0001209191-18-019467 · doc4.xml · nonDerivative · entry 3

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,158

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.02 to $33.21. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 00:55 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
SaleCommon Shares 55,790 $32.50 $1,813,175.00
Disclosure

SEC source: 0001209191-18-019467 · doc4.xml · nonDerivative · entry 2

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,266

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.02 to $33.01. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 00:55 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
Exercise / conversionCommon Shares 64,898 $11.84 $768,392.32
Disclosure

SEC source: 0001209191-18-019467 · doc4.xml · nonDerivative · entry 1

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:20 UTC GrantRestricted Stock Unit · Derivative 6,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012966 · doc4.xml · derivative · entry 1

Ryerkerk Lori · CIK 0001449522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Underlying: Common Shares · 6,391 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 16:12 UTC GrantRestricted Stock Unit · Derivative 6,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012946 · doc4.xml · derivative · entry 1

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Underlying: Common Shares · 6,391 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 16:15 UTC GrantRestricted Stock Unit · Derivative 6,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012955 · doc4.xml · derivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Underlying: Common Shares · 6,391 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 16:24 UTC GrantRestricted Stock Unit · Derivative 6,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012972 · doc4.xml · derivative · entry 1

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Underlying: Common Shares · 6,391 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:13 UTC GrantRestricted Stock Unit · Derivative 6,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012948 · doc4.xml · derivative · entry 1

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Underlying: Common Shares · 6,391 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:11 UTC GrantRestricted Stock Unit · Derivative 6,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012943 · doc4.xml · derivative · entry 1

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Underlying: Common Shares · 6,391 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:10 UTC
Garrett MarkDirector
GrantRestricted Stock Unit · Derivative 6,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012938 · doc4.xml · derivative · entry 1

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Underlying: Common Shares · 6,391 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:36 UTC
Finn Michael F.SVP & General Counsel
Exercise / conversionEmployee Stock Option · Derivative 22,960 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-18-008843 · doc4.xml · derivative · entry 3

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 22,960 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:36 UTC
Finn Michael F.SVP & General Counsel
SaleCommon Shares 22,960 $30.35 $696,836.00
Disclosure

SEC source: 0001209191-18-008843 · doc4.xml · nonDerivative · entry 2

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,880

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.14 to $30.40. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:36 UTC
Finn Michael F.SVP & General Counsel
Exercise / conversionCommon Shares 22,960 $8.88 $203,884.80
Disclosure

SEC source: 0001209191-18-008843 · doc4.xml · nonDerivative · entry 1

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2018 Filed Feb 7, 2018 20:11 UTC
SHAVER CHARLES WDirector · CEO
SaleCommon Shares 8,045 $30.60 $246,177.00
Disclosure

SEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 10

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,608

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F9 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.05 to $30.86. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 07, 2018 Filed Feb 7, 2018 20:11 UTC
SHAVER CHARLES WDirector · CEO
SaleCommon Shares 8,046 $30.60 $246,207.60
Disclosure

SEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 9

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,653

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.04 to $30.83. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 01:06 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
SaleCommon Shares 276 $30.29 $8,360.04
Disclosure

SEC source: 0001209191-18-008273 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,735

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:51 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
SaleCommon Shares 1,267 $30.40 $38,516.80
Disclosure

SEC source: 0001209191-18-008264 · doc4.xml · nonDerivative · entry 4

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,158

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:40 UTC
Finn Michael F.SVP & General Counsel
SaleCommon Shares 809 $30.38 $24,577.42
Disclosure

SEC source: 0001209191-18-008256 · doc4.xml · nonDerivative · entry 4

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,880

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.35 to $30.39. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:34 UTC SaleCommon Shares 1,292 $30.54 $39,457.68
Disclosure

SEC source: 0001209191-18-008252 · doc4.xml · nonDerivative · entry 4

Bryant Robert W. · CIK 0001620475 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,397

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:30 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
SaleCommon Shares 1,142 $30.34 $34,648.28
Disclosure

SEC source: 0001209191-18-008248 · doc4.xml · nonDerivative · entry 4

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,587

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:26 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
SaleCommon Shares 1,360 $30.48 $41,452.80
Disclosure

SEC source: 0001209191-18-008245 · doc4.xml · nonDerivative · entry 4

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,037

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 01:06 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
Exercise / conversionRestricted Stock Units · Derivative 839 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008273 · doc4.xml · derivative · entry 6

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,705

Underlying: Common Shares · 839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 01:06 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
Exercise / conversionCommon Shares 848 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-008273 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 21:12 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
SaleCommon Shares 1,080 $30.77 $33,231.60
Disclosure

SEC source: 0001209191-18-007831 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,163

F2 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.76 to $30.78. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 20:11 UTC
SHAVER CHARLES WDirector · CEO
Exercise / conversionEmployee Stock Option · Derivative 200,000 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-18-008276 · doc4.xml · derivative · entry 12

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352,287

Underlying: Common Shares · 200,000 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 20:11 UTC
SHAVER CHARLES WDirector · CEO
GrantEmployee Stock Option · Derivative 183,340 $0.00 Strike: $29.81 $0.00
Disclosure

SEC source: 0001209191-18-008276 · doc4.xml · derivative · entry 11

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,340

Underlying: Common Shares · 183,340 shares

Expires 2028-02-04

F10 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 20:11 UTC
SHAVER CHARLES WDirector · CEO
SaleCommon Shares 9,401 $30.91 $290,584.91
Disclosure

SEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 8

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,699

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.86 to $31.06. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 20:11 UTC
SHAVER CHARLES WDirector · CEO
SaleCommon Shares 190,599 $30.55 $5,822,799.45
Disclosure

SEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 7

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,100

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.86 to $30.858. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 05, 2018 Filed Feb 7, 2018 20:11 UTC
SHAVER CHARLES WDirector · CEO
Exercise / conversionCommon Shares 200,000 $8.88 $1,776,000.00
Disclosure

SEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 6

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 05, 2018 Filed Feb 7, 2018 20:11 UTC
SHAVER CHARLES WDirector · CEO
SaleCommon Shares 9,859 $30.65 $302,178.35
Disclosure

SEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 5

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,699

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.36 to $31.04. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 05, 2018 Filed Feb 7, 2018 20:11 UTC
SHAVER CHARLES WDirector · CEO
SaleCommon Shares 9,860 $30.66 $302,307.60
Disclosure

SEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 4

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,558

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.36 to $31.05. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 05, 2018 Filed Feb 7, 2018 20:11 UTC
SHAVER CHARLES WDirector · CEO
GrantCommon Shares 48,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 3

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,418

F2 · shares: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date.

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February 05, 2018 Filed Feb 7, 2018 20:11 UTC
SHAVER CHARLES WDirector · CEO
GrantCommon Shares 96,444 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008276 · doc4.xml · nonDerivative · entry 2

SHAVER CHARLES W · CIK 0001269429 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,196

F1 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020.

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February 05, 2018 Filed Feb 8, 2018 01:06 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
GrantEmployee Stock Option · Derivative 9,884 $0.00 Strike: $29.81 $0.00
Disclosure

SEC source: 0001209191-18-008273 · doc4.xml · derivative · entry 5

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,884

Underlying: Common Shares · 9,884 shares

Expires 2028-02-04

F7 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date.

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February 05, 2018 Filed Feb 8, 2018 01:06 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
GrantRestricted Stock Units · Derivative 2,599 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008273 · doc4.xml · derivative · entry 4

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,599

Underlying: Common Shares · 2,599 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F6 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

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February 05, 2018 Filed Feb 8, 2018 01:06 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
GrantPerformance Share Units · Derivative 5,199 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008273 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,199

Underlying: Common Shares · 5,199 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F4 · derivative.exercise_date: The number of shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of performance share units set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020.

F4 · derivative.expiration_date: The number of shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of performance share units set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020.

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February 05, 2018 Filed Feb 8, 2018 00:51 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
GrantEmployee Stock Option · Derivative 35,073 $0.00 Strike: $29.81 $0.00
Disclosure

SEC source: 0001209191-18-008264 · doc4.xml · derivative · entry 5

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,073

Underlying: Common Shares · 35,073 shares

Expires 2028-02-04

F5 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date.

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February 05, 2018 Filed Feb 8, 2018 00:51 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
GrantCommon Shares 9,225 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008264 · doc4.xml · nonDerivative · entry 3

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,425

F4 · shares: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

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February 05, 2018 Filed Feb 8, 2018 00:51 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
GrantCommon Shares 18,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008264 · doc4.xml · nonDerivative · entry 2

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,200

F3 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020.

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February 05, 2018 Filed Feb 8, 2018 00:51 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
SaleCommon Shares 1,667 $30.67 $51,126.89
Disclosure

SEC source: 0001209191-18-008264 · doc4.xml · nonDerivative · entry 1

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,750

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.67 to $30.68. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 05, 2018 Filed Feb 8, 2018 00:40 UTC
Finn Michael F.SVP & General Counsel
GrantEmployee Stock Option · Derivative 30,291 $0.00 Strike: $29.81 $0.00
Disclosure

SEC source: 0001209191-18-008256 · doc4.xml · derivative · entry 5

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,291

Underlying: Common Shares · 30,291 shares

Expires 2028-02-04

F5 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 05, 2018 Filed Feb 8, 2018 00:40 UTC
Finn Michael F.SVP & General Counsel
GrantCommon Shares 7,967 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008256 · doc4.xml · nonDerivative · entry 3

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,689

F3 · shares: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

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February 05, 2018 Filed Feb 8, 2018 00:40 UTC
Finn Michael F.SVP & General Counsel
GrantCommon Shares 15,934 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008256 · doc4.xml · nonDerivative · entry 2

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,722

F2 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.