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AXTA

Axalta Coating Systems Ltd.

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3667
SEC CIK
0001616862
Parsed reports
531

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2021 Filed Jun 16, 2021 17:46 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,567 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041029 · doc4.xml · derivative · entry 6

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,134

Underlying: Common Shares · 5,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F4 · derivative.exercise_date: On June 14, 2019, the reporting person was granted 22,268 restricted stock units, vesting 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date.

F4 · derivative.expiration_date: On June 14, 2019, the reporting person was granted 22,268 restricted stock units, vesting 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 17:46 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,134 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041029 · doc4.xml · derivative · entry 5

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134

Underlying: Common Shares · 3,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On June 14, 2019, the reporting person was granted 9,402 restricted stock units, vesting in three equal annual installments beginning on June 14, 2020.

F3 · derivative.expiration_date: On June 14, 2019, the reporting person was granted 9,402 restricted stock units, vesting in three equal annual installments beginning on June 14, 2020.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 17:46 UTC
BERUBE BRIAN ASVP and General Counsel
Tax withholdingCommon Shares 1,634 $31.33 $51,193.22
Disclosure

SEC source: 0001209191-21-041029 · doc4.xml · nonDerivative · entry 4

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,739

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 17:46 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionCommon Shares 5,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-041029 · doc4.xml · nonDerivative · entry 3

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 17:46 UTC
BERUBE BRIAN ASVP and General Counsel
Tax withholdingCommon Shares 920 $31.33 $28,823.60
Disclosure

SEC source: 0001209191-21-041029 · doc4.xml · nonDerivative · entry 2

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,806

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 17:46 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionCommon Shares 3,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-041029 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 21:39 UTC GrantRestricted Stock Units · Derivative 8,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041020 · doc4.xml · derivative · entry 2

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,620

Underlying: Common Shares · 8,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F3 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 21:39 UTC GrantRestricted Stock Units · Derivative 23,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041020 · doc4.xml · derivative · entry 1

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,090

Underlying: Common Shares · 23,090 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests 50% on each of the second and third anniversaries of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests 50% on each of the second and third anniversaries of the grant date.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 21:16 UTC GrantRestricted Stock Units · Derivative 3,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039930 · doc4.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,475

Underlying: Common Shares · 3,475 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 19:02 UTC
SNYDER BARRY SSVP,Chief Ops & Sup Chain Offc
Exercise / conversionEmployee Stock Option · Derivative 17,560 $0.00 Strike: $25.49 $0.00
Disclosure

SEC source: 0001209191-21-028185 · doc4.xml · derivative · entry 3

SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 17,560 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in three equal annual installments on February 17, 2016, February 17, 2017 and February 17, 2018.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 19:02 UTC
SNYDER BARRY SSVP,Chief Ops & Sup Chain Offc
SaleCommon Shares 17,560 $32.00 $561,920.00
Disclosure

SEC source: 0001209191-21-028185 · doc4.xml · nonDerivative · entry 2

SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,736

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.00 to $32.01. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 19:02 UTC
SNYDER BARRY SSVP,Chief Ops & Sup Chain Offc
Exercise / conversionCommon Shares 17,560 $25.49 $447,604.40
Disclosure

SEC source: 0001209191-21-028185 · doc4.xml · nonDerivative · entry 1

SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 20:34 UTC
Weaver Troy D.SVP, Global Refinish
GrantRestricted Stock Units · Derivative 11,534 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018431 · doc4.xml · derivative · entry 1

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,534

Underlying: Common Shares · 11,534 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 01:00 UTC
Bausch Shelley JSVP, Glbl Industrial Coatings
GrantRestricted Stock Units · Derivative 11,534 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018411 · doc4.xml · derivative · entry 1

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,534

Underlying: Common Shares · 11,534 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 20:31 UTC
SNYDER BARRY SSVP,Chief Ops & Sup Chain Offc
GrantRestricted Stock Units · Derivative 13,696 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018429 · doc4.xml · derivative · entry 1

SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,696

Underlying: Common Shares · 13,696 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:42 UTC GrantRestricted Stock Units · Derivative 7,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018404 · doc4.xml · derivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,208

Underlying: Common Shares · 7,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 20:05 UTC
BERUBE BRIAN ASVP and General Counsel
GrantRestricted Stock Units · Derivative 13,696 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018422 · doc4.xml · derivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,696

Underlying: Common Shares · 13,696 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 19:20 UTC GrantRestricted Stock Units · Derivative 7,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018390 · doc4.xml · derivative · entry 1

CHAPMAN STEVEN M · CIK 0001238885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By an LLC

Disclosed balance after: 7,208

Underlying: Common Shares · 7,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F3 · ownership.nature: The restricted stock units are held by a limited liability company owned by the reporting person.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 19:38 UTC GrantRestricted Stock Units · Derivative 7,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018402 · doc4.xml · derivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,208

Underlying: Common Shares · 7,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:24 UTC GrantRestricted Stock Units · Derivative 7,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018392 · doc4.xml · derivative · entry 1

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,208

Underlying: Common Shares · 7,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 19:43 UTC GrantRestricted Stock Units · Derivative 7,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018406 · doc4.xml · derivative · entry 1

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,208

Underlying: Common Shares · 7,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 01:28 UTC
Rohen JeremySVP, Strategy & Business Dev
GrantRestricted Stock Units · Derivative 5,767 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018427 · doc4.xml · derivative · entry 1

Rohen Jeremy · CIK 0001848173 · SVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767

Underlying: Common Shares · 5,767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 01:25 UTC
Massey AnthonyVP, Global Controller, PAO
GrantRestricted Stock Units · Derivative 7,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018426 · doc4.xml · derivative · entry 1

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,434

Underlying: Common Shares · 7,434 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 01:19 UTC GrantRestricted Stock Units · Derivative 16,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018425 · doc4.xml · derivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,580

Underlying: Common Shares · 16,580 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 01:08 UTC
Bryant Robert W.Director · President & CEO
GrantRestricted Stock Units · Derivative 64,156 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018424 · doc4.xml · derivative · entry 1

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,156

Underlying: Common Shares · 64,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:51 UTC
Awada HadiSVP, Global Trans. Coatings
GrantRestricted Stock Units · Derivative 11,534 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018408 · doc4.xml · derivative · entry 1

Awada Hadi · CIK 0001828342 · SVP, Global Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,534

Underlying: Common Shares · 11,534 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:33 UTC GrantRestricted Stock Units · Derivative 7,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018401 · doc4.xml · derivative · entry 1

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,208

Underlying: Common Shares · 7,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:32 UTC GrantRestricted Stock Units · Derivative 7,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018398 · doc4.xml · derivative · entry 1

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,208

Underlying: Common Shares · 7,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:25 UTC
Garrett MarkDirector
GrantRestricted Stock Units · Derivative 7,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018393 · doc4.xml · derivative · entry 1

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,208

Underlying: Common Shares · 7,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:43 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionRestricted Stock Units · Derivative 3,009 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015455 · doc4.xml · derivative · entry 3

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,010

Underlying: Common Shares · 3,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 9,028 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

F3 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 9,028 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:43 UTC
Weaver Troy D.SVP, Global Refinish
Tax withholdingCommon Shares 827 $27.85 $23,031.95
Disclosure

SEC source: 0001209191-21-015455 · doc4.xml · nonDerivative · entry 2

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,649

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:43 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionCommon Shares 3,009 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-015455 · doc4.xml · nonDerivative · entry 1

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 00:26 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionRestricted Stock Units · Derivative 2,341 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015442 · doc4.xml · derivative · entry 3

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,341

Underlying: Common Shares · 2,341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 7,022 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

F3 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 7,022 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 00:26 UTC
Massey AnthonyVP, Global Controller, PAO
Tax withholdingCommon Shares 745 $27.85 $20,748.25
Disclosure

SEC source: 0001209191-21-015442 · doc4.xml · nonDerivative · entry 2

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,145

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

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February 25, 2021 Filed Mar 2, 2021 00:26 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionCommon Shares 2,341 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015442 · doc4.xml · nonDerivative · entry 1

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

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February 25, 2021 Filed Mar 2, 2021 00:25 UTC Exercise / conversionRestricted Stock Units · Derivative 3,344 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015440 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,344

Underlying: Common Shares · 3,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 10,032 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

F3 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 10,032 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

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February 25, 2021 Filed Mar 2, 2021 00:25 UTC Tax withholdingCommon Shares 1,538 $27.85 $42,833.30
Disclosure

SEC source: 0001209191-21-015440 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,402

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

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February 25, 2021 Filed Mar 2, 2021 00:25 UTC Exercise / conversionCommon Shares 3,344 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015440 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 00:23 UTC
Bryant Robert W.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 13,376 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015437 · doc4.xml · derivative · entry 3

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,376

Underlying: Common Shares · 13,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 40,128 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

F3 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 40,128 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020.

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February 25, 2021 Filed Mar 2, 2021 00:23 UTC
Bryant Robert W.Director · President & CEO
Tax withholdingCommon Shares 6,151 $27.85 $171,305.35
Disclosure

SEC source: 0001209191-21-015437 · doc4.xml · nonDerivative · entry 2

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,474

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 00:23 UTC
Bryant Robert W.Director · President & CEO
Exercise / conversionCommon Shares 13,376 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015437 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 19:18 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionRestricted Stock Units · Derivative 3,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013460 · doc4.xml · derivative · entry 3

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,728

Underlying: Common Shares · 3,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 10,091 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 10,091 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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February 19, 2021 Filed Feb 23, 2021 19:18 UTC
Weaver Troy D.SVP, Global Refinish
Tax withholdingCommon Shares 927 $28.46 $26,382.42
Disclosure

SEC source: 0001209191-21-013460 · doc4.xml · nonDerivative · entry 2

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,467

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 19:18 UTC
Weaver Troy D.SVP, Global Refinish
Exercise / conversionCommon Shares 3,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013460 · doc4.xml · nonDerivative · entry 1

Weaver Troy D. · CIK 0001829891 · SVP, Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 18:44 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 4,260 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013417 · doc4.xml · derivative · entry 3

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,522

Underlying: Common Shares · 4,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 12,782 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 12,782 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 18:44 UTC
BERUBE BRIAN ASVP and General Counsel
Tax withholdingCommon Shares 1,509 $28.46 $42,946.14
Disclosure

SEC source: 0001209191-21-013417 · doc4.xml · nonDerivative · entry 2

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,592

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 18:44 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionCommon Shares 4,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013417 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 19:07 UTC Exercise / conversionRestricted Stock Units · Derivative 6,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013450 · doc4.xml · derivative · entry 2

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021.

F2 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 19:07 UTC Exercise / conversionCommon Shares 6,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013450 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:50 UTC Exercise / conversionRestricted Stock Units · Derivative 6,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013428 · doc4.xml · derivative · entry 2

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021.

F2 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.