Bausch Shelley J

SEC source: 0001714460-26-000014 · primary_doc.xml · derivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,897.263

Underlying: Common Stock · 811.411 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement

F2 · derivative.expiration_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement

F3 · balance_after: Includes 90.226 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and 24.449 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Directors Stock Incentive Plan, as amended. The company maintains a separate dividend reinvestment plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended

SEC source: 0001714460-26-000013 · primary_doc.xml · derivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,965

Underlying: Common Stock · 4,965 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement

F2 · derivative.expiration_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement

SEC source: 0001714460-26-000012 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,308

F1 · security: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents (a) 15 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and Deferred Fee Plan, and (b) 126 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.

SEC source: 0001714460-26-000010 · primary_doc.xml · derivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,242.331

Underlying: Common Stock · 575.257 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement

F2 · derivative.expiration_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement

F3 · balance_after: On May 28, 2026, the reporting person filed a Form 4 which inadvertently did not include the following complete footnote. Includes 44.370 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and 16.170 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Directors Stock Incentive Plan, as amended. The company maintains a separate dividend reinvestment plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended

SEC source: 0001714460-26-000009 · primary_doc.xml · derivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,242.331

Underlying: Common Stock · 575.257 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement

F2 · derivative.expiration_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement

F3 · balance_after: (3) feature of the Kennametal Inc. Stock Incentive Plan of 2002 and 16.170 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Directors Stock Incentive Plan, as amended. The company maintains a separate dividend reinvestment plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended

SEC source: 0001714460-26-000008 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,165

F1 · security: Represents additional RSUs credited to the reporting person's account under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each RSU represents the right to receive one share of Issuer's common stock upon settlement. The RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents (a) 13 RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan, and (b) 115 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.

SEC source: 0001714460-26-000006 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,037

F1 · security: Represents the Reporting Person's annual equity retainer, which is issued as restricted stock units ("RSUs") that will be settled in shares of the Issuer's common stock. Each RSU represents the right to receive one share of common stock. The RSUs will vest in full on the date of the first annual meeting of shareholders of the Company at which directors are elected following the Grant Date, subject to the Reporting Person's continued service through such date. The Reporting Person elected to defer receipt of the shares of common stock issuable upon settlement of the RSUs under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan.

SEC source: 0001714460-26-000004 · primary_doc.xml · derivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 651.866

Underlying: Common Stock · 529.925 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F2 · derivative.expiration_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F3 · balance_after: Includes 40.671 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and 12.192 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Directors Stock Incentive Plan, as amended. The company maintains a separate dividend reinvestment plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended.

SEC source: 0001714460-26-000003 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,306

F1 · security: Represents additional RSUs credited to the reporting person's account under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each RSU represents the right to receive one share of Issuer's common stock upon settlement. The RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents (a) 11 RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan, and (b) 124 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.

SEC source: 0001714460-25-000015 · primary_doc.xml · derivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,815.448

Underlying: Common Stock · 783.555 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F2 · derivative.expiration_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F3 · balance_after: Includes 59.696 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and 12.159 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Directors Stock Incentive Plan, as amended. The company maintains a separate dividend reinvestment plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended.

SEC source: 0001714460-25-000014 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,169

F1 · security: Represents additional RSUs credited to the reporting person's account under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each RSU represents the right to receive one share of Issuer's common stock upon settlement. The RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents (a) 11 RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan, and (b) 142 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.

SEC source: 0001171788-25-000014 · primary_doc.xml · derivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,752.455

Underlying: Common Stock · 991.138 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement

F2 · derivative.expiration_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement

F3 · balance_after: Includes 74.813 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and 6.078 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Directors Stock Incentive Plan, as amended. The company maintains a separate dividend reinvestment plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended

SEC source: 0001171788-25-000009 · primary_doc.xml · derivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,898

Underlying: Common Stock · 6,898 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The stock credits become payable in common stock on January 1, 2028

F2 · derivative.expiration_date: The stock credits become payable in common stock on January 1, 2028

SEC source: 0001714460-25-000011 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,015

F1 · security: Represents additional RSUs credited to the reporting person's account under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each RSU represents the right to receive one share of Issuer's common stock upon settlement. The RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents (a) 11 RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan, and (b) 147 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.

SEC source: 0001714460-25-000007 · primary_doc.xml · derivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,122

Underlying: Common Stock · 1,122 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The stock credits become payable in common stock on January 1, 2028

F2 · derivative.expiration_date: The stock credits become payable in common stock on January 1, 2028

SEC source: 0001714460-25-000006 · primary_doc.xml · derivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 651.564

Underlying: Common Stock · 651.564 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F2 · derivative.expiration_date: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

SEC source: 0001562180-25-003558 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,856

F1 · security: Represents additional shares of RSUs credited to the reporting person's account under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each share of RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents (a) 7 shares of RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan, and (b) 156 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.

SEC source: 0001562180-25-003334 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,693

F1 · security: Represents the Reporting Person's annual equity retainer, which is issued as restricted stock units ("RSUs") that will be settled in shares of the Issuer's common stock. Each RSU represents the right to receive one share of common stock. The RSUs will vest in full on the date of the first annual meeting of shareholders of the Company at which directors are elected following the Grant Date, subject to the Reporting Person's continued service through such date. The Reporting Person elected to defer receipt of the shares of common stock issuable upon settlement of the RSUs under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan.

SEC source: 0001562180-25-000946 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,750

F1 · security: Represents additional shares of RSUs credited to the reporting person's account under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each share of RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents 6 shares of RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan.

SEC source: 0001562180-24-007528 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,743

F1 · security: Represents additional shares of RSUs credited to the reporting person's account under the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan") credited on the transaction date. Each share of RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents 7 shares of RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan.

SEC source: 0001562180-24-005974 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,735

F1 · security: Represents additional shares of RSUs credited to the reporting person's account under the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan") credited on the transaction date. Each share of RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents 7 shares of RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan.

SEC source: 0001628280-24-033493 · wk-form4_1722371875.xml · derivative · entry 3

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 16,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 27, 2022, the reporting person was granted 32,533 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

F3 · derivative.expiration_date: On July 27, 2022, the reporting person was granted 32,533 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

SEC source: 0001628280-24-033493 · wk-form4_1722371875.xml · nonDerivative · entry 2

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,602

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

SEC source: 0001628280-24-033493 · wk-form4_1722371875.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001628280-24-031115 · wk-form4_1720038398.xml · derivative · entry 3

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 18,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 31,325 restricted stock units, vesting 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date.

F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 31,325 restricted stock units, vesting 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date.

SEC source: 0001628280-24-031115 · wk-form4_1720038398.xml · nonDerivative · entry 2

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,167

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

SEC source: 0001628280-24-031115 · wk-form4_1720038398.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001562180-24-003758 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,728

F1 · security: Represents additional shares of RSUs credited to the reporting person's account under the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan") credited on the transaction date. Each share of RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents 3 shares of RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan.

SEC source: 0001562180-24-003607 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,725

F1 · security: Represents the Reporting Person's annual equity retainer, which is issued as restricted stock units ("RSUs") that will be settled in shares of the Issuer's common stock. Each RSU represents the right to receive one share of common stock. The RSUs will vest in full on the date of the first annual meeting of shareholders of the Company at which directors are elected following the Grant Date, subject to the Reporting Person's continued service through such date. The Reporting Person elected to defer receipt of the shares of common stock issuable upon settlement of the RSUs under the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan").

SEC source: 0001628280-24-009050 · wk-form4_1709677736.xml · derivative · entry 3

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 11,534 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 11,534 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

SEC source: 0001628280-24-009050 · wk-form4_1709677736.xml · nonDerivative · entry 2

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,111

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

SEC source: 0001628280-24-009050 · wk-form4_1709677736.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001628280-24-008246 · wk-form4_1709329268.xml · derivative · entry 7

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,085

Underlying: Common Shares · 11,085 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F8 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F8 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001628280-24-008246 · wk-form4_1709329268.xml · derivative · entry 6

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units convert into common shares on a one-for-one basis.

F6 · derivative.exercise_date: Represents the vesting of a performance share unit award granted on March 3, 2021. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (17,300) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on April 22, 2022. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 12.7% of target.

F6 · derivative.expiration_date: Represents the vesting of a performance share unit award granted on March 3, 2021. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (17,300) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on April 22, 2022. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 12.7% of target.

SEC source: 0001628280-24-008246 · wk-form4_1709329268.xml · derivative · entry 5

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,160

Underlying: Common Shares · 3,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F5 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 10,739 restricted stock units, vesting in three equal annual installments beginning on February 28, 2023.

F5 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 10,739 restricted stock units, vesting in three equal annual installments beginning on February 28, 2023.

SEC source: 0001628280-24-008246 · wk-form4_1709329268.xml · nonDerivative · entry 4

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,706

F4 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award.

SEC source: 0001628280-24-008246 · wk-form4_1709329268.xml · nonDerivative · entry 3

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Performance share units convert into common shares on a one-for-one basis.

SEC source: 0001628280-24-008246 · wk-form4_1709329268.xml · nonDerivative · entry 2

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,332

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

SEC source: 0001628280-24-008246 · wk-form4_1709329268.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001628280-24-005684 · wk-form4_1708469018.xml · derivative · entry 3

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,702

Underlying: Common Shares · 3,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 11,104 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023.

F3 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 11,104 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023.

SEC source: 0001628280-24-005684 · wk-form4_1708469018.xml · nonDerivative · entry 2

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,094

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

SEC source: 0001628280-24-005684 · wk-form4_1708469018.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · President, Glbl Indu. Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001562180-24-001044 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 746

F1 · security: Represents additional shares of RSUs credited to the reporting person's account under the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan") credited on the transaction date. Each share of RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents 3 shares of RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan.

SEC source: 0001562180-23-007531 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 742

F1 · security: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents 3 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.

SEC source: 0001562180-23-006072 · primarydocument.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 739

F1 · security: Represents shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Deferred Fee Plan credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

SEC source: 0001209191-23-043708 · doc4.xml · derivative · entry 3

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,267

Underlying: Common Shares · 16,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 27, 2022, the reporting person was granted 32,533 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

F3 · derivative.expiration_date: On July 27, 2022, the reporting person was granted 32,533 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

SEC source: 0001209191-23-043708 · doc4.xml · nonDerivative · entry 2

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,951

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

SEC source: 0001209191-23-043708 · doc4.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001209191-23-016907 · doc4.xml · derivative · entry 3

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,845

Underlying: Common Shares · 3,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 11,534 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 11,534 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

SEC source: 0001209191-23-016907 · doc4.xml · nonDerivative · entry 2

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,777

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.