Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | SVP,Chief Ops & Sup Chain Offc | July 29, 2021 | August 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date July 29, 2021 · Filed August 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 47,736 |
Ending reported balance
After 2021-07-30 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-07-29 · Exercise / conversion · Acquired 1,144 · Balance 48,880 F1: Restricted stock units convert into common shares on a one-for-one basis. Row 2 · 2021-07-29 · Tax withholding · Disposed 279 · Balance 48,601 F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Row 3 · 2021-07-30 · Sale · Disposed 865 · Balance 47,736 F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.02 to $30.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,145 |
Reported balance
After 2021-07-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-07-29 · Exercise / conversion · Disposed 1,144 · Balance 1,145 F1: Restricted stock units convert into common shares on a one-for-one basis. F5: On July 29, 2019, the reporting person was granted 3,433 restricted stock units, vesting in three equal annual installments beginning on July 29, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common shares on a one-for-one basis.
F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.02 to $30.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: On July 29, 2019, the reporting person was granted 3,433 restricted stock units, vesting in three equal annual installments beginning on July 29, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2021 Filed Aug 2, 2021 20:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 865 | $30.14 | $26,071.10 |
DisclosureSEC source: 0001209191-21-049145 · doc4.xml · nonDerivative · entry 3 SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,736 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.02 to $30.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 29, 2021 Filed Aug 2, 2021 20:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 1,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-049145 · doc4.xml · derivative · entry 4 SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,145 Underlying: Common Shares · 1,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F5 · derivative.exercise_date: On July 29, 2019, the reporting person was granted 3,433 restricted stock units, vesting in three equal annual installments beginning on July 29, 2020. F5 · derivative.expiration_date: On July 29, 2019, the reporting person was granted 3,433 restricted stock units, vesting in three equal annual installments beginning on July 29, 2020. Read SEC document |
| July 29, 2021 Filed Aug 2, 2021 20:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 279 | $30.13 | $8,406.27 |
DisclosureSEC source: 0001209191-21-049145 · doc4.xml · nonDerivative · entry 2 SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,601 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| July 29, 2021 Filed Aug 2, 2021 20:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 1,144 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-049145 · doc4.xml · nonDerivative · entry 1 SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 19:02 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 17,560 | $0.00 Strike: $25.49 | $0.00 |
DisclosureSEC source: 0001209191-21-028185 · doc4.xml · derivative · entry 3 SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 17,560 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in three equal annual installments on February 17, 2016, February 17, 2017 and February 17, 2018. Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 19:02 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 17,560 | $32.00 | $561,920.00 |
DisclosureSEC source: 0001209191-21-028185 · doc4.xml · nonDerivative · entry 2 SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,736 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.00 to $32.01. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 19:02 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 17,560 | $25.49 | $447,604.40 |
DisclosureSEC source: 0001209191-21-028185 · doc4.xml · nonDerivative · entry 1 SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 20:31 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 13,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018429 · doc4.xml · derivative · entry 1 SNYDER BARRY S · CIK 0001448478 · SVP,Chief Ops & Sup Chain Offc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,696 Underlying: Common Shares · 13,696 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.