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AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2005 Filed Jan 26, 2005 22:53 UTC
KELLY ALFRED F JRMember, Global Leadership Team
GrantEmployee stock options (right to buy) · Derivative 145,000 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0000004962-05-000024 · doc4.xml · derivative · entry 3

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Shares · 145,000 shares

Expires 2015-01-24

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment.

Read SEC document
January 24, 2005 Filed Jan 26, 2005 22:53 UTC
KELLY ALFRED F JRMember, Global Leadership Team
GrantCommon Shares 10,997 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000024 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,306

F1 · kind: Restricted stock award will vest in 4 equal annual installments (1/4 on Jan. 24th of 2006, 2007, 2008 and 2009, respectively) subject to continuous employment and the Company's achievement of certain financial performance requirements during the vesting periods.

Read SEC document
January 24, 2005 Filed Jan 26, 2005 23:01 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantEmployee stock options (right to buy) · Derivative 115,000 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0000004962-05-000026 · doc4.xml · derivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Shares · 115,000 shares

Expires 2015-01-24

F1 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment.

Read SEC document
January 24, 2005 Filed Jan 26, 2005 23:05 UTC
SALOW GLENEVP, Technologies
GrantEmployee stock options (right to buy) · Derivative 130,000 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0000004962-05-000027 · doc4.xml · derivative · entry 1

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Shares · 130,000 shares

Expires 2015-01-24

F1 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment.

Read SEC document
January 24, 2005 Filed Jan 26, 2005 23:08 UTC
AMBLE JOAN LORDISenior Vice President
GrantEmployee stock options (right to buy) · Derivative 30,000 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0000004962-05-000028 · doc4.xml · derivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Shares · 30,000 shares

Expires 2015-01-24

F1 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment.

Read SEC document
December 31, 2004 Filed Jan 4, 2005 23:05 UTC GrantShare Equivalent Units · Derivative 283 $56.51 $15,990.92
Disclosure

SEC source: 0000004962-05-000003 · doc4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,730

Underlying: Common Shares · 283 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2004 Filed Jan 4, 2005 17:21 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
SaleCommon Shares 500 $56.72 $28,360.00
Disclosure

SEC source: 0000004962-05-000002 · doc4.xml · nonDerivative · entry 3

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,970

Read SEC document
December 31, 2004 Filed Jan 4, 2005 17:21 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
SaleCommon Shares 3,700 $56.70 $209,790.00
Disclosure

SEC source: 0000004962-05-000002 · doc4.xml · nonDerivative · entry 2

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,470

Read SEC document
December 31, 2004 Filed Jan 4, 2005 17:21 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
SaleCommon Shares 5,800 $56.71 $328,918.00
Disclosure

SEC source: 0000004962-05-000002 · doc4.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,170

Read SEC document
December 31, 2004 Filed Jan 4, 2005 23:12 UTC GrantShare Equivalent Units · Derivative 283 $56.51 $15,990.92
Disclosure

SEC source: 0000004962-05-000004 · doc4.xml · derivative · entry 1

DOLAN PETER R · CIK 0001199293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,337

Underlying: Common Shares · 283 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2004 Filed Jan 4, 2005 23:17 UTC GrantShare Equivalent Units · Derivative 142 $56.51 $8,023.71
Disclosure

SEC source: 0000004962-05-000005 · doc4.xml · derivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,679

Underlying: Common Shares · 142 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2004 Filed Jan 4, 2005 23:21 UTC GrantShare Equivalent Units · Derivative 283 $56.51 $15,990.92
Disclosure

SEC source: 0000004962-05-000006 · doc4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,460

Underlying: Common Shares · 283 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2004 Filed Jan 4, 2005 23:25 UTC GrantShare Equivalent Units · Derivative 164 $56.51 $9,266.82
Disclosure

SEC source: 0000004962-05-000007 · doc4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,677

Underlying: Common Shares · 164 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2004 Filed Jan 4, 2005 23:28 UTC GrantShare Equivalent Units · Derivative 305 $56.51 $17,234.03
Disclosure

SEC source: 0000004962-05-000008 · doc4.xml · derivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,084

Underlying: Common Shares · 305 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 30, 2004 Filed Jan 26, 2005 22:07 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantPhantom Stock Units · Derivative 169 Not disclosed Not disclosed
Disclosure

SEC source: 0000004962-05-000017 · doc4.xml · derivative · entry 13

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547

Underlying: Common Shares · 169 shares

Expires not disclosed

F6 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F7 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F7 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F8 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F8 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F8 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2004 Filed Jan 26, 2005 22:18 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
GrantPhantom Stock Units · Derivative 55 Not disclosed Not disclosed
Disclosure

SEC source: 0000004962-05-000019 · doc4.xml · derivative · entry 4

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512

Underlying: Common Shares · 55 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2004 Filed Jan 26, 2005 22:23 UTC
CRITTENDEN GARY LMember, Global Leadership Team
GrantPhantom Stock Units · Derivative 59 Not disclosed Not disclosed
Disclosure

SEC source: 0000004962-05-000020 · doc4.xml · derivative · entry 4

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251

Underlying: Common Shares · 59 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2004 Filed Jan 26, 2005 22:27 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
GrantPhantom Stock Units · Derivative 54 Not disclosed Not disclosed
Disclosure

SEC source: 0000004962-05-000021 · doc4.xml · derivative · entry 4

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462

Underlying: Common Shares · 54 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2004 Filed Jan 26, 2005 22:32 UTC
HAYES JOHN DEVP, Advertising
GrantPhantom Stock Units · Derivative 40 Not disclosed Not disclosed
Disclosure

SEC source: 0000004962-05-000022 · doc4.xml · derivative · entry 2

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459

Underlying: Common Shares · 40 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F4 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2004 Filed Jan 26, 2005 22:42 UTC
HOUSE DAVID CMember, Global Leadership Team
GrantPhantom Stock Units · Derivative 199 Not disclosed Not disclosed
Disclosure

SEC source: 0000004962-05-000023 · doc4.xml · derivative · entry 5

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,968

Underlying: Common Shares · 199 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2004 Filed Jan 26, 2005 22:58 UTC
PARENT LOUISE MEVP, General Counsel
GrantPhantom Stock Units · Derivative 41 Not disclosed Not disclosed
Disclosure

SEC source: 0000004962-05-000025 · doc4.xml · derivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527

Underlying: Common Shares · 41 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F4 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2004 Filed Jan 26, 2005 22:53 UTC
KELLY ALFRED F JRMember, Global Leadership Team
GrantPhantom Stock Units · Derivative 148 Not disclosed Not disclosed
Disclosure

SEC source: 0000004962-05-000024 · doc4.xml · derivative · entry 4

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153

Underlying: Common Shares · 148 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2004 Filed Jan 26, 2005 23:01 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantPhantom Stock Units · Derivative 41 Not disclosed Not disclosed
Disclosure

SEC source: 0000004962-05-000026 · doc4.xml · derivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526

Underlying: Common Shares · 41 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F4 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2004 Filed Jan 26, 2005 23:05 UTC
SALOW GLENEVP, Technologies
GrantPhantom Stock Units · Derivative 45 Not disclosed Not disclosed
Disclosure

SEC source: 0000004962-05-000027 · doc4.xml · derivative · entry 2

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265

Underlying: Common Shares · 45 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share.

F4 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2004 Filed Feb 11, 2005 22:34 UTC
LINEN JONATHAN SMember, Global Leadership Team
GiftCommon Shares 11,500 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000058 · doc4.xml · nonDerivative · entry 1

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,457

Read SEC document
December 23, 2004 Filed Dec 28, 2004 18:06 UTC
PARENT LOUISE MEVP, General Counsel
GiftCommon Shares 18 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000250 · doc4.xml · nonDerivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,834

Read SEC document
December 22, 2004 Filed Dec 23, 2004 22:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
SaleCommon Shares 417 $56.95 $23,748.15
Disclosure

SEC source: 0000004962-04-000246 · doc4.xml · nonDerivative · entry 4

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,309

Read SEC document
December 22, 2004 Filed Dec 23, 2004 22:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
SaleCommon Shares 900 $56.94 $51,246.00
Disclosure

SEC source: 0000004962-04-000246 · doc4.xml · nonDerivative · entry 3

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,726

Read SEC document
December 22, 2004 Filed Dec 23, 2004 22:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
SaleCommon Shares 1,100 $56.93 $62,623.00
Disclosure

SEC source: 0000004962-04-000246 · doc4.xml · nonDerivative · entry 2

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,626

Read SEC document
December 22, 2004 Filed Dec 23, 2004 22:01 UTC
KELLY ALFRED F JRMember, Global Leadership Team
SaleCommon Shares 22,500 $56.92 $1,280,700.00
Disclosure

SEC source: 0000004962-04-000246 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,726

Read SEC document
December 22, 2004 Filed Dec 27, 2004 20:42 UTC
AMBLE JOAN LORDISenior Vice President
Tax withholdingCommon Shares 1,733 $56.67 $98,209.11
Disclosure

SEC source: 0000004962-04-000248 · doc4.xml · nonDerivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,267

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award.

Read SEC document
December 21, 2004 Filed Dec 23, 2004 14:45 UTC
FAIRBAIRN URSULA FEVP, Human Resources
GrantEmployee stock option (right to buy) · Derivative 24,046 $0.00 Strike: $56.24 $0.00
Disclosure

SEC source: 0000004962-04-000244 · doc4.xml · derivative · entry 5

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,046

Underlying: Common Shares · 24,046 shares

Expires 2009-02-21

F3 · kind: Employee stock options granted pursuant to a reload feature of the 1998 Incentive Compensation Plan.

Read SEC document
December 21, 2004 Filed Dec 23, 2004 14:45 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 31,049 $0.00 Strike: $35.29 $0.00
Disclosure

SEC source: 0000004962-04-000244 · doc4.xml · derivative · entry 4

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 31,049 shares

Expires 2009-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 21, 2004 Filed Dec 23, 2004 14:45 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Tax withholdingCommon Shares 24,046 $56.24 $1,352,347.04
Disclosure

SEC source: 0000004962-04-000244 · doc4.xml · nonDerivative · entry 2

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,850

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

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December 21, 2004 Filed Dec 23, 2004 14:45 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Exercise / conversionCommon Shares 31,049 $35.29 $1,095,781.31
Disclosure

SEC source: 0000004962-04-000244 · doc4.xml · nonDerivative · entry 1

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 21, 2004 Filed Dec 28, 2004 18:06 UTC
PARENT LOUISE MEVP, General Counsel
GiftCommon Shares 904 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000250 · doc4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,852

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December 20, 2004 Filed Dec 22, 2004 19:47 UTC
LINEN JONATHAN SMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 90,694 $0.00 Strike: $56.07 $0.00
Disclosure

SEC source: 0000004962-04-000242 · doc4.xml · derivative · entry 10

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,694

Underlying: Common Shares · 90,694 shares

Expires 2007-02-23

F4 · kind: Employee stock options granted pursuant to a reload feature of the 1998 Incentive Compensation Plan.

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December 20, 2004 Filed Dec 22, 2004 19:47 UTC
LINEN JONATHAN SMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 94,949 $0.00 Strike: $56.07 $0.00
Disclosure

SEC source: 0000004962-04-000242 · doc4.xml · derivative · entry 9

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,949

Underlying: Common Shares · 94,949 shares

Expires 2008-02-22

F4 · kind: Employee stock options granted pursuant to a reload feature of the 1998 Incentive Compensation Plan.

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December 20, 2004 Filed Dec 22, 2004 19:47 UTC
LINEN JONATHAN SMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 138,000 $0.00 Strike: $29.30 $0.00
Disclosure

SEC source: 0000004962-04-000242 · doc4.xml · derivative · entry 8

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 138,000 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

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December 20, 2004 Filed Dec 22, 2004 19:47 UTC
LINEN JONATHAN SMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $22.15 $0.00
Disclosure

SEC source: 0000004962-04-000242 · doc4.xml · derivative · entry 7

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 150,000 shares

Expires 2007-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

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December 20, 2004 Filed Dec 22, 2004 19:47 UTC
LINEN JONATHAN SMember, Global Leadership Team
Tax withholdingCommon Shares 94,949 $56.07 $5,323,315.69
Disclosure

SEC source: 0000004962-04-000242 · doc4.xml · nonDerivative · entry 4

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,957

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

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December 20, 2004 Filed Dec 22, 2004 19:47 UTC
LINEN JONATHAN SMember, Global Leadership Team
Tax withholdingCommon Shares 90,694 $56.07 $5,084,759.11
Disclosure

SEC source: 0000004962-04-000242 · doc4.xml · nonDerivative · entry 3

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,906

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

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December 20, 2004 Filed Dec 22, 2004 19:47 UTC
LINEN JONATHAN SMember, Global Leadership Team
Exercise / conversionCommon Shares 138,000 $29.30 $4,043,676.00
Disclosure

SEC source: 0000004962-04-000242 · doc4.xml · nonDerivative · entry 2

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2004 Filed Dec 22, 2004 19:47 UTC
LINEN JONATHAN SMember, Global Leadership Team
Exercise / conversionCommon Shares 150,000 $22.15 $3,321,900.00
Disclosure

SEC source: 0000004962-04-000242 · doc4.xml · nonDerivative · entry 1

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2004 Filed Dec 20, 2004 16:00 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 96,845 $0.00 Strike: $51.84 $0.00
Disclosure

SEC source: 0000004962-04-000239 · doc4.xml · derivative · entry 4

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 96,845 shares

Expires 2005-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2004 Filed Dec 20, 2004 16:00 UTC
SCHICK THOMAS AEVP-Corp. Affairs
SaleCommon Shares 94,668 $56.00 $5,301,408.00
Disclosure

SEC source: 0000004962-04-000239 · doc4.xml · nonDerivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,355

Read SEC document
December 16, 2004 Filed Dec 20, 2004 16:00 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionCommon Shares 96,845 $51.84 $5,020,832.18
Disclosure

SEC source: 0000004962-04-000239 · doc4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2004 Filed Mar 8, 2005 20:40 UTC Amendment
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 96,845 $0.00 Strike: $51.84 $0.00
Disclosure

SEC source: 0000004962-05-000083 · doc4a.xml · derivative · entry 3

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 96,845 shares

Expires 2005-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2004 Filed Mar 8, 2005 20:40 UTC Amendment
SCHICK THOMAS AEVP-Corp. Affairs
SaleCommon Shares 96,845 $56.00 $5,423,320.00
Disclosure

SEC source: 0000004962-05-000083 · doc4a.xml · nonDerivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,366

F1 · balance_after: The original Form 4 understated the number of shares sold by 2,177 shares. The number of shares owned following the reported transaction has also been adjusted to reflect dividend reinvestment in the reporting person's brokerage account.

Read SEC document
December 16, 2004 Filed Mar 8, 2005 20:40 UTC Amendment
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionCommon Shares 96,845 $51.84 $5,020,832.18
Disclosure

SEC source: 0000004962-05-000083 · doc4a.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.