Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2006 Filed Jan 25, 2006 21:52 UTC |
PARENT LOUISE MEVP, General Counsel
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-06-000153 · form4.xml · derivative · entry 3 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2016-01-23 F3 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 23, 2007, 2008, 2009, and 2010, respectively) subject to award requirements including continuous employment. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:52 UTC |
PARENT LOUISE MEVP, General Counsel
|
GrantCommon Stock | 9,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000153 · form4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,737 F1 · kind: Restricted Stock Award will vest in two equal annual installments (50% on Jan. 23, 2007 and 2008, respectively) subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:32 UTC |
GILLIGAN EDWARD PMember, Global Leadership Team
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-06-000147 · form4.xml · derivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2016-01-23 F3 · kind: These options will become exercisable in four equal annual installments (25% on Jan. 23, 2007, 2008, 2009, and 2010, respectively) subject to award requirements including continuous employment. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:32 UTC |
GILLIGAN EDWARD PMember, Global Leadership Team
|
GrantCommon Stock | 29,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000147 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,073 F1 · kind: Restricted Stock Award will vest 100% after 3 years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:57 UTC |
SCHICK THOMAS AEVP-Corp. Affairs
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 115,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-06-000155 · form4.xml · derivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Stock · 115,000 shares Expires 2016-01-23 F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 23, 2007, 2008, 2009, and 2010, respectively) subject to award requirements including continuous employment. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:47 UTC |
KELLY ALFRED F JRMember, Global Leadership Team
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-06-000151 · form4.xml · derivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2016-01-23 F3 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 23, 2007, 2008, 2009, and 2010, respectively) subject to award requirements including continuous employment. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:47 UTC |
KELLY ALFRED F JRMember, Global Leadership Team
|
GrantCommon Stock | 30,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000151 · form4.xml · nonDerivative · entry 1 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,019 F1 · shares: Restricted Stock Award will vest 100% after 3 years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 22:01 UTC |
Squeri Stephen JEVP, Chief Information Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-06-000157 · form4.xml · derivative · entry 1 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2016-01-23 F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 23, 2007, 2008, 2009, and 2010, respectively) subject to award requirements including continuous employment. Read SEC document |
| January 12, 2006 Filed Feb 14, 2006 22:49 UTC |
BOWEN WILLIAM GDirector
|
GiftCommon Stock | 2,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000309 · form4.xml · nonDerivative · entry 5 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 12,347 Read SEC document |
| January 12, 2006 Filed Feb 14, 2006 22:49 UTC |
BOWEN WILLIAM GDirector
|
GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000309 · form4.xml · nonDerivative · entry 2 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,143.6293 Read SEC document |
| January 12, 2006 Filed Feb 14, 2006 22:49 UTC |
BOWEN WILLIAM GDirector
|
GiftCommon Stock | 2,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000309 · form4.xml · nonDerivative · entry 1 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,643.6293 Read SEC document |
| January 06, 2006 Filed Jan 10, 2006 17:03 UTC |
BOWEN WILLIAM GDirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 3,427 | $0.00 Strike: $39.31 | $0.00 |
DisclosureSEC source: 0001127602-06-000099 · form4.xml · derivative · entry 5 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,427 shares Expires 2009-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2006 Filed Jan 10, 2006 17:03 UTC |
BOWEN WILLIAM GDirector
|
Exercise / conversionCommon Stock | 3,427 | $39.31 | $134,711.94 |
DisclosureSEC source: 0001127602-06-000099 · form4.xml · nonDerivative · entry 1 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,570.6293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2005 Filed Jan 4, 2006 18:47 UTC |
BARSHEFSKY CHARLENEDirector
|
GrantShare Equivalent Units · Derivative | 309.08 | $51.77 | $16,000.14 |
DisclosureSEC source: 0001127602-06-000015 · form4.xml · derivative · entry 1 BARSHEFSKY CHARLENE · CIK 0001145766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,937.929 Underlying: Common Stock · 309.08 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · balance_after: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F5 · balance_after: The units shown have been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| December 30, 2005 Filed Jan 4, 2006 18:59 UTC |
BURNS URSULA MDirector
|
GrantShare Equivalent Units · Derivative | 333.23 | $51.77 | $17,250.32 |
DisclosureSEC source: 0001127602-06-000017 · form4.xml · derivative · entry 1 BURNS URSULA M · CIK 0001190699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,555.369 Underlying: Common Stock · 333.23 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F5 · ownership.direct: The units shown have been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| December 30, 2005 Filed Jan 4, 2006 19:16 UTC |
MILLER EDWARD DDirector
|
GrantShare Equivalent Units · Derivative | 309.08 | $51.77 | $16,000.14 |
DisclosureSEC source: 0001127602-06-000020 · form4.xml · derivative · entry 1 MILLER EDWARD D · CIK 0001195222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,863.984 Underlying: Common Stock · 309.08 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F5 · ownership.direct: The units shown have been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| December 30, 2005 Filed Jan 4, 2006 19:44 UTC |
JORDAN VERNON E JRDirector
|
GrantShare Equivalent Units · Derivative | 154.54 | $51.77 | $8,000.07 |
DisclosureSEC source: 0001127602-06-000022 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,176.519 Underlying: Common Stock · 154.54 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · balance_after: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director. F5 · balance_after: The units shown have been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| December 30, 2005 Filed Jan 4, 2006 19:58 UTC |
POPOFF FRANK PDirector
|
GrantShare Equivalent Units · Derivative | 178.69 | $51.77 | $9,250.25 |
DisclosureSEC source: 0001127602-06-000024 · form4.xml · derivative · entry 1 POPOFF FRANK P · CIK 0001184179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,469.833 Underlying: Common Stock · 178.69 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · balance_after: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director. F5 · balance_after: The units shown have been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| December 30, 2005 Filed Jan 4, 2006 20:04 UTC |
WALTER ROBERT DDirector
|
GrantShare Equivalent Units · Derivative | 333.23 | $51.77 | $17,250.32 |
DisclosureSEC source: 0001127602-06-000026 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,144.376 Underlying: Common Stock · 333.23 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · balance_after: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director. F5 · balance_after: The units shown have been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| December 27, 2005 Filed Feb 14, 2006 22:27 UTC |
CHENAULT KENNETH IDirector · Chief Executive Officer
|
GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000305 · form5.xml · nonDerivative · entry 7 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Wife As Trustee/custodian Disclosed balance after: 43,611 Read SEC document |
| December 27, 2005 Filed Feb 14, 2006 22:27 UTC |
CHENAULT KENNETH IDirector · Chief Executive Officer
|
GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000305 · form5.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,056,084 Read SEC document |
| December 14, 2005 Filed Dec 15, 2005 19:55 UTC |
AKERSON DANIEL FDirector
|
PurchaseCommon Stock | 2,500 | $51.45 | $128,625.00 |
DisclosureSEC source: 0001127602-05-002221 · form4.xml · nonDerivative · entry 2 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,905.5132 Read SEC document |
| December 14, 2005 Filed Dec 15, 2005 19:55 UTC |
AKERSON DANIEL FDirector
|
PurchaseCommon Stock | 2,500 | $51.44 | $128,600.00 |
DisclosureSEC source: 0001127602-05-002221 · form4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,405.5132 Read SEC document |
| December 05, 2005 Filed Dec 7, 2005 19:13 UTC |
MCGINN RICHARD ADirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 1,142 | $0.00 Strike: $37.71 | $0.00 |
DisclosureSEC source: 0001127602-05-002207 · form4.xml · derivative · entry 2 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,142 shares Expires 2012-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2005 Filed Dec 7, 2005 19:13 UTC |
MCGINN RICHARD ADirector
|
Exercise / conversionCommon Stock | 1,142 | $37.71 | $43,069.39 |
DisclosureSEC source: 0001127602-05-002207 · form4.xml · nonDerivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2005 Filed Nov 29, 2005 21:19 UTC |
CHENAULT KENNETH IDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 119,870 | $52.66 | $6,312,354.20 |
DisclosureSEC source: 0001127602-05-002135 · form4.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142,484 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. F3 · balance_after: This amount reflects anti-dilution adjustments to the reporting person's outstanding Restricted Stock Awards as a result of the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| November 26, 2005 Filed Nov 29, 2005 22:06 UTC |
GILLIGAN EDWARD PMember, Global Leadership Team
|
Tax withholdingCommon Stock | 36,372 | $52.66 | $1,915,349.52 |
DisclosureSEC source: 0001127602-05-002137 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,670 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. F2 · balance_after: This amount reflects anti-dilution adjustments to the reporting person's outstanding Restricted Stock Awards as a result of the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| November 26, 2005 Filed Nov 29, 2005 22:35 UTC |
HAYES JOHN DEVP, Advertising
|
Tax withholdingCommon Stock | 32,595 | $52.66 | $1,716,452.70 |
DisclosureSEC source: 0001127602-05-002139 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,514 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. F2 · balance_after: This amount reflects anti-dilution adjustments to the reporting person's outstanding Restricted Stock Awards as a result of the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| November 26, 2005 Filed Nov 29, 2005 22:44 UTC |
KELLY ALFRED F JRMember, Global Leadership Team
|
Tax withholdingCommon Stock | 44,633 | $52.66 | $2,350,373.78 |
DisclosureSEC source: 0001127602-05-002141 · form4.xml · nonDerivative · entry 2 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,344 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. F2 · balance_after: This amount reflects anti-dilution adjustments to the reporting person's outstanding Restricted Stock Awards as a result of the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| November 26, 2005 Filed Nov 29, 2005 23:07 UTC |
PARENT LOUISE MEVP, General Counsel
|
Tax withholdingCommon Stock | 40,505 | $52.66 | $2,132,993.30 |
DisclosureSEC source: 0001127602-05-002143 · form4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,097 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. F2 · balance_after: This amount reflects anti-dilution adjustments to the reporting person's outstanding Restricted Stock Awards as a result of the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| November 26, 2005 Filed Nov 29, 2005 23:23 UTC |
SCHICK THOMAS AEVP-Corp. Affairs
|
Tax withholdingCommon Stock | 40,505 | $52.66 | $2,132,993.30 |
DisclosureSEC source: 0001127602-05-002145 · form4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,686 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. F1 · balance_after: This amount reflects anti-dilution adjustments to the reporting person's outstanding Restricted Stock Awards as a result of the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| November 26, 2005 Filed Nov 29, 2005 23:50 UTC |
Squeri Stephen JEVP, Chief Information Officer
|
Tax withholdingCommon Stock | 11,406 | $52.66 | $600,639.96 |
DisclosureSEC source: 0001127602-05-002147 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,463 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. F2 · balance_after: This amount reflects anti-dilution adjustments to the reporting person's outstanding Restricted Stock Awards as a result of the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| November 26, 2005 Filed Nov 30, 2005 00:18 UTC |
CRITTENDEN GARY LMember, Global Leadership Team
|
Tax withholdingCommon Stock | 40,909 | $52.66 | $2,154,267.94 |
DisclosureSEC source: 0001127602-05-002149 · form4.xml · nonDerivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,342 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. F2 · balance_after: This amount reflects anti-dilution adjustments to the reporting person's outstanding Restricted Stock Awards as a result of the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| November 21, 2005 Filed Nov 23, 2005 16:09 UTC |
BARSHEFSKY CHARLENEDirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 3,427 | $0.00 Strike: $37.71 | $0.00 |
DisclosureSEC source: 0001127602-05-002119 · form4.xml · derivative · entry 2 BARSHEFSKY CHARLENE · CIK 0001145766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,427 shares Expires 2012-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2005 Filed Nov 23, 2005 16:09 UTC |
BARSHEFSKY CHARLENEDirector
|
Exercise / conversionCommon Stock | 3,427 | $37.71 | $129,245.88 |
DisclosureSEC source: 0001127602-05-002119 · form4.xml · nonDerivative · entry 1 BARSHEFSKY CHARLENE · CIK 0001145766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,496.6004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 20:29 UTC |
DOLAN PETER RDirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 3,427 | $0.00 Strike: $37.71 | $0.00 |
DisclosureSEC source: 0001127602-05-001991 · form4.xml · derivative · entry 4 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,427 shares Expires 2012-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 20:29 UTC |
DOLAN PETER RDirector
|
Exercise / conversionCommon Stock | 3,427 | $37.71 | $129,245.88 |
DisclosureSEC source: 0001127602-05-001991 · form4.xml · nonDerivative · entry 3 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,002.3959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 20:29 UTC |
DOLAN PETER RDirector
|
PurchaseCommon Stock | 2,300 | $49.25 | $113,275.00 |
DisclosureSEC source: 0001127602-05-001991 · form4.xml · nonDerivative · entry 2 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,575.3959 Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 20:29 UTC |
DOLAN PETER RDirector
|
PurchaseCommon Stock | 1,103 | $49.23 | $54,300.69 |
DisclosureSEC source: 0001127602-05-001991 · form4.xml · nonDerivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,275.3959 Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC |
KELLY ALFRED F JRMember, Global Leadership Team
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 28,634 | $0.00 Strike: $41.12 | $0.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · derivative · entry 13 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,634 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC |
KELLY ALFRED F JRMember, Global Leadership Team
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,937 | $0.00 Strike: $41.12 | $0.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · derivative · entry 12 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,937 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC |
KELLY ALFRED F JRMember, Global Leadership Team
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,443 | $0.00 Strike: $41.12 | $0.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · derivative · entry 11 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,443 shares Expires 2006-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC |
KELLY ALFRED F JRMember, Global Leadership Team
|
SaleCommon Stock | 100 | $49.76 | $4,976.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 9 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,977 F1 · balance_after: This amount reflects anti-dilution adjustments to the reporting person's outstanding Restricted Stock Awards as a result of the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC |
KELLY ALFRED F JRMember, Global Leadership Team
|
SaleCommon Stock | 35,200 | $49.74 | $1,750,848.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 8 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,077 Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC |
KELLY ALFRED F JRMember, Global Leadership Team
|
SaleCommon Stock | 1,300 | $49.77 | $64,701.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 7 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,277 Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC |
KELLY ALFRED F JRMember, Global Leadership Team
|
SaleCommon Stock | 1,400 | $49.78 | $69,692.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 6 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,577 Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC |
KELLY ALFRED F JRMember, Global Leadership Team
|
SaleCommon Stock | 14,800 | $49.79 | $736,892.00 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 5 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,977 Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC |
KELLY ALFRED F JRMember, Global Leadership Team
|
SaleCommon Stock | 214 | $49.83 | $10,663.62 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 4 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,777 Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC |
KELLY ALFRED F JRMember, Global Leadership Team
|
Exercise / conversionCommon Stock | 28,634 | $41.12 | $1,177,544.62 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 3 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 20:14 UTC |
KELLY ALFRED F JRMember, Global Leadership Team
|
Exercise / conversionCommon Stock | 16,937 | $41.12 | $696,517.19 |
DisclosureSEC source: 0001127602-05-001980 · form4.xml · nonDerivative · entry 2 KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.