Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2012 Filed May 18, 2012 20:14 UTC |
Cox L KevinEVP, Human Resources
|
GiftCommon Stock | 1,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-017491 · form4.xml · nonDerivative · entry 4 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,016 Read SEC document |
| May 18, 2012 Filed May 18, 2012 20:14 UTC |
Cox L KevinEVP, Human Resources
|
SaleCommon Stock | 9,569 | $55.27 | $528,878.63 |
DisclosureSEC source: 0001127602-12-017491 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,815 F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. Read SEC document |
| May 18, 2012 Filed May 18, 2012 20:14 UTC |
Cox L KevinEVP, Human Resources
|
SaleCommon Stock | 41,298 | $55.27 | $2,282,540.46 |
DisclosureSEC source: 0001127602-12-017491 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,384 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Cox will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. Read SEC document |
| May 18, 2012 Filed May 18, 2012 20:14 UTC |
Cox L KevinEVP, Human Resources
|
Exercise / conversionCommon Stock | 50,867 | $16.71 | $849,987.57 |
DisclosureSEC source: 0001127602-12-017491 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2012 Filed May 11, 2012 17:07 UTC |
BURNS URSULA MDirector
|
GrantShare Equivalent Units · Derivative | 2,593.8991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-016548 · form4.xml · derivative · entry 1 BURNS URSULA M · CIK 0001190699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,077.4041 Underlying: Common Stock · 2,593.8991 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 10, 2012 Filed May 11, 2012 17:13 UTC |
BARSHEFSKY CHARLENEDirector
|
GrantShare Equivalent Units · Derivative | 2,593.8991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-016550 · form4.xml · derivative · entry 1 BARSHEFSKY CHARLENE · CIK 0001145766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,329.052 Underlying: Common Stock · 2,593.8991 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 10, 2012 Filed May 11, 2012 17:18 UTC |
CHERNIN PETERDirector
|
GrantShare Equivalent Units · Derivative | 2,593.8991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-016552 · form4.xml · derivative · entry 1 CHERNIN PETER · CIK 0001197957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,665.19 Underlying: Common Stock · 2,593.8991 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 10, 2012 Filed May 11, 2012 17:24 UTC |
Leonsis TheodoreDirector
|
GrantShare Equivalent Units · Derivative | 2,593.8991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-016554 · form4.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,822.035 Underlying: Common Stock · 2,593.8991 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 10, 2012 Filed May 11, 2012 17:29 UTC |
LEVIN RICHARD CDirector
|
GrantShare Equivalent Units · Derivative | 2,593.8991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-016557 · form4.xml · derivative · entry 1 LEVIN RICHARD C · CIK 0001255200 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,900.583 Underlying: Common Stock · 2,593.8991 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 10, 2012 Filed May 11, 2012 17:33 UTC |
LESCHLY JANDirector
|
GrantShare Equivalent Units · Derivative | 2,593.8991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-016559 · form4.xml · derivative · entry 1 LESCHLY JAN · CIK 0001204568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,666.411 Underlying: Common Stock · 2,593.8991 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 10, 2012 Filed May 11, 2012 17:36 UTC |
MCGINN RICHARD ADirector
|
GrantShare Equivalent Units · Derivative | 2,593.8991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-016561 · form4.xml · derivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,666.411 Underlying: Common Stock · 2,593.8991 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 10, 2012 Filed May 11, 2012 17:41 UTC |
MILLER EDWARD DDirector
|
GrantShare Equivalent Units · Derivative | 2,593.8991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-016563 · form4.xml · derivative · entry 1 MILLER EDWARD D · CIK 0001195222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,442.231 Underlying: Common Stock · 2,593.8991 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 10, 2012 Filed May 11, 2012 17:46 UTC |
REINEMUND STEVENDirector
|
GrantShare Equivalent Units · Derivative | 2,593.8991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-016566 · form4.xml · derivative · entry 1 REINEMUND STEVEN · CIK 0001183822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,900.583 Underlying: Common Stock · 2,593.8991 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 10, 2012 Filed May 11, 2012 17:51 UTC |
WALTER ROBERT DDirector
|
GrantShare Equivalent Units · Derivative | 2,593.8991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-016568 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,971.801 Underlying: Common Stock · 2,593.8991 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 10, 2012 Filed May 11, 2012 17:59 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 2,593.8991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-016570 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,841.364 Underlying: Common Stock · 2,593.8991 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 03, 2012 Filed May 4, 2012 15:40 UTC |
GILLIGAN EDWARD PVice Chairman
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 195,351 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001127602-12-015878 · form4.xml · derivative · entry 7 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 195,351 shares Expires 2014-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 03, 2012 Filed May 4, 2012 15:40 UTC |
GILLIGAN EDWARD PVice Chairman
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,282 | $0.00 Strike: $39.88 | $0.00 |
DisclosureSEC source: 0001127602-12-015878 · form4.xml · derivative · entry 6 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,282 shares Expires 2013-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 03, 2012 Filed May 4, 2012 15:40 UTC |
GILLIGAN EDWARD PVice Chairman
|
SaleCommon Stock | 20,000 | $60.89 | $1,217,880.00 |
DisclosureSEC source: 0001127602-12-015878 · form4.xml · nonDerivative · entry 4 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,233 F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.38 to $60.93. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 03, 2012 Filed May 4, 2012 15:40 UTC |
GILLIGAN EDWARD PVice Chairman
|
SaleCommon Stock | 191,141 | $60.92 | $11,644,233.26 |
DisclosureSEC source: 0001127602-12-015878 · form4.xml · nonDerivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,233 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Gilligan will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.78 to $61.24. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 03, 2012 Filed May 4, 2012 15:40 UTC |
GILLIGAN EDWARD PVice Chairman
|
Exercise / conversionCommon Stock | 195,351 | $43.98 | $8,590,950.93 |
DisclosureSEC source: 0001127602-12-015878 · form4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2012 Filed May 4, 2012 15:40 UTC |
GILLIGAN EDWARD PVice Chairman
|
Exercise / conversionCommon Stock | 10,282 | $39.88 | $410,005.03 |
DisclosureSEC source: 0001127602-12-015878 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2012 Filed May 7, 2012 16:03 UTC |
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 142,800 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001127602-12-016004 · form4.xml · derivative · entry 11 Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 142,800 shares Expires 2014-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 03, 2012 Filed May 7, 2012 16:03 UTC |
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 51,408 | $0.00 Strike: $39.91 | $0.00 |
DisclosureSEC source: 0001127602-12-016004 · form4.xml · derivative · entry 10 Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,408 shares Expires 2013-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 03, 2012 Filed May 7, 2012 16:03 UTC |
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,421 | $0.00 Strike: $39.88 | $0.00 |
DisclosureSEC source: 0001127602-12-016004 · form4.xml · derivative · entry 9 Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,421 shares Expires 2013-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 03, 2012 Filed May 7, 2012 16:03 UTC |
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 71,971 | $0.00 Strike: $29.24 | $0.00 |
DisclosureSEC source: 0001127602-12-016004 · form4.xml · derivative · entry 8 Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,971 shares Expires 2013-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 03, 2012 Filed May 7, 2012 16:03 UTC |
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
|
SaleCommon Stock | 258,177 | $60.90 | $15,723,005.12 |
DisclosureSEC source: 0001127602-12-016004 · form4.xml · nonDerivative · entry 5 Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,120 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Gupta will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.90 to $60.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 03, 2012 Filed May 7, 2012 16:03 UTC |
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
|
Exercise / conversionCommon Stock | 142,800 | $43.98 | $6,279,915.60 |
DisclosureSEC source: 0001127602-12-016004 · form4.xml · nonDerivative · entry 4 Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2012 Filed May 7, 2012 16:03 UTC |
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
|
Exercise / conversionCommon Stock | 51,408 | $39.91 | $2,051,539.06 |
DisclosureSEC source: 0001127602-12-016004 · form4.xml · nonDerivative · entry 3 Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2012 Filed May 7, 2012 16:03 UTC |
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
|
Exercise / conversionCommon Stock | 19,421 | $39.88 | $774,431.80 |
DisclosureSEC source: 0001127602-12-016004 · form4.xml · nonDerivative · entry 2 Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2012 Filed May 7, 2012 16:03 UTC |
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
|
Exercise / conversionCommon Stock | 71,971 | $29.24 | $2,104,360.07 |
DisclosureSEC source: 0001127602-12-016004 · form4.xml · nonDerivative · entry 1 Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 179,532 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · derivative · entry 9 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,845 Underlying: Common Stock · 179,532 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Three installments of 59,844 shares each vested on 1/29/2010, 1/29/2011, and 1/29/2012, respectively. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 68,544 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · derivative · entry 8 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,544 shares Expires 2014-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,582 | $0.00 Strike: $31.06 | $0.00 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · derivative · entry 7 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,582 shares Expires 2013-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
SaleCommon Stock | 40,000 | $60.56 | $2,422,456.00 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · nonDerivative · entry 5 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,476 F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.51 to $60.63. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
SaleCommon Stock | 210,125 | $60.63 | $12,739,899.76 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · nonDerivative · entry 4 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,476 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Henry will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.38 to $60.99. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 179,532 | $16.71 | $2,999,979.72 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · nonDerivative · entry 3 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 68,544 | $43.98 | $3,014,359.49 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · nonDerivative · entry 2 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC |
Henry Daniel TEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 2,582 | $31.06 | $80,189.17 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2012 Filed May 4, 2012 16:08 UTC |
Williams Anre DPres. Global Merchant Services
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-12-015889 · form4.xml · derivative · entry 14 Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2018-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 02, 2012 Filed May 4, 2012 16:08 UTC |
Williams Anre DPres. Global Merchant Services
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $58.54 | $0.00 |
DisclosureSEC source: 0001127602-12-015889 · form4.xml · derivative · entry 13 Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 02, 2012 Filed May 4, 2012 16:08 UTC |
Williams Anre DPres. Global Merchant Services
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-12-015889 · form4.xml · derivative · entry 12 Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2017-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 02, 2012 Filed May 4, 2012 16:08 UTC |
Williams Anre DPres. Global Merchant Services
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,700 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-12-015889 · form4.xml · derivative · entry 11 Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,700 shares Expires 2016-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 02, 2012 Filed May 4, 2012 16:08 UTC |
Williams Anre DPres. Global Merchant Services
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,845 | $0.00 Strike: $45.77 | $0.00 |
DisclosureSEC source: 0001127602-12-015889 · form4.xml · derivative · entry 10 Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,845 shares Expires 2015-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 02, 2012 Filed May 4, 2012 16:08 UTC |
Williams Anre DPres. Global Merchant Services
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,848 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001127602-12-015889 · form4.xml · derivative · entry 9 Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,848 shares Expires 2014-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 02, 2012 Filed May 4, 2012 16:08 UTC |
Williams Anre DPres. Global Merchant Services
|
SaleCommon Stock | 174,974 | $61.18 | $10,704,104.44 |
DisclosureSEC source: 0001127602-12-015889 · form4.xml · nonDerivative · entry 7 Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,357 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Williams will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.01 to $61.29. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 02, 2012 Filed May 4, 2012 16:08 UTC |
Williams Anre DPres. Global Merchant Services
|
Exercise / conversionCommon Stock | 50,000 | $49.13 | $2,456,500.00 |
DisclosureSEC source: 0001127602-12-015889 · form4.xml · nonDerivative · entry 6 Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2012 Filed May 4, 2012 16:08 UTC |
Williams Anre DPres. Global Merchant Services
|
Exercise / conversionCommon Stock | 20,000 | $58.54 | $1,170,800.00 |
DisclosureSEC source: 0001127602-12-015889 · form4.xml · nonDerivative · entry 5 Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2012 Filed May 4, 2012 16:08 UTC |
Williams Anre DPres. Global Merchant Services
|
Exercise / conversionCommon Stock | 30,000 | $57.77 | $1,733,100.00 |
DisclosureSEC source: 0001127602-12-015889 · form4.xml · nonDerivative · entry 4 Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2012 Filed May 4, 2012 16:08 UTC |
Williams Anre DPres. Global Merchant Services
|
Exercise / conversionCommon Stock | 29,700 | $51.87 | $1,540,390.50 |
DisclosureSEC source: 0001127602-12-015889 · form4.xml · nonDerivative · entry 3 Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2012 Filed May 4, 2012 16:08 UTC |
Williams Anre DPres. Global Merchant Services
|
Exercise / conversionCommon Stock | 30,845 | $45.77 | $1,411,713.96 |
DisclosureSEC source: 0001127602-12-015889 · form4.xml · nonDerivative · entry 2 Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.