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Leonsis Theodore

Disclosed activity across 3 companies

Tapewire entity
14706
SEC CIK
0001452645

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN EXPRESS COAXP · Entity 2839DirectorMay 05, 2026May 07, 2026
Groupon, Inc.GRPN · Entity 5174DirectorJune 11, 2026June 15, 2026
Tempus AI, Inc.TEM · Entity 1545DirectorMay 21, 2026May 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN EXPRESS CO

Report date May 05, 2026 · Filed May 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share Equivalent UnitsSEC Table II · derivative / convertible securityDirect42,761.667 Reported balance After 2026-05-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-05 · Grant · Acquired 742.115 · Balance 42,761.667

F1: Each Share Equivalent Unit reflects the value of one common share.

F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each Share Equivalent Unit reflects the value of one common share.

F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Groupon, Inc.

Report date June 11, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect225,285 Reported balance After 2026-06-11 transaction · row 1
1 source row

Row 1 · 2026-06-11 · Exercise / conversion · Acquired 6,685 · Balance 225,285

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-11 · Exercise / conversion · Disposed 6,685 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Groupon, Inc. (the "Issuer") Common Stock.

F2: The RSUs granted on June 11, 2025, under the Issuer's Non-Employee Directors' Compensation Plan (the "Plan") fully vested on June 11, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect15,116 Reported balance After 2026-06-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-11 · Grant · Acquired 15,116 · Balance 15,116

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Groupon, Inc. (the "Issuer") Common Stock.

F3: RSUs granted on June 11, 2026, under the Plan. 100% of these RSUs will vest on June 11, 2027. Pursuant to Mr. Leonsis's election, upon vesting on June 11, 2027, these RSUs will settle as Deferred Stock Units, each representing a contingent right to receive one share of Issuer Common Stock upon Mr. Leonsis's separation from the Issuer's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Groupon, Inc. (the "Issuer") Common Stock.

F2: The RSUs granted on June 11, 2025, under the Issuer's Non-Employee Directors' Compensation Plan (the "Plan") fully vested on June 11, 2026.

F3: RSUs granted on June 11, 2026, under the Plan. 100% of these RSUs will vest on June 11, 2027. Pursuant to Mr. Leonsis's election, upon vesting on June 11, 2027, these RSUs will settle as Deferred Stock Units, each representing a contingent right to receive one share of Issuer Common Stock upon Mr. Leonsis's separation from the Issuer's Board of Directors.

Tempus AI, Inc.

Report date May 21, 2026 · Filed May 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Comnmon StockSEC Table I · non-derivativeDirect21,424 Reported balance After 2026-05-21 transaction · row 1
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 5,913 · Balance 21,424

F1: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the date of the Issuer's 2027 annual meeting of the stockholders (or the date immediately prior to such annual meeting if the Reporting Person's service as a director ends at such annual meeting) or (ii) on May 21, 2027, each subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Class A Common StockSEC Table I · non-derivativeIndirectBy Theodore J. Leonsis Revocable Trust66,756 Reported balance Holding disclosure · report date 2026-05-21 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 66,756

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the date of the Issuer's 2027 annual meeting of the stockholders (or the date immediately prior to such annual meeting if the Reporting Person's service as a director ends at such annual meeting) or (ii) on May 21, 2027, each subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 15, 2026 22:50 UTC Groupon, Inc. GRPN · Entity 5174 GrantRestricted Stock Units · Derivative 15,116 $0.00 $0.00
Disclosure

SEC source: 0001490281-26-000018 · wk-form4_1781563856.xml · derivative · entry 3

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,116

Underlying: Common Stock · 15,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Groupon, Inc. (the "Issuer") Common Stock.

F3 · derivative.exercise_date: RSUs granted on June 11, 2026, under the Plan. 100% of these RSUs will vest on June 11, 2027. Pursuant to Mr. Leonsis's election, upon vesting on June 11, 2027, these RSUs will settle as Deferred Stock Units, each representing a contingent right to receive one share of Issuer Common Stock upon Mr. Leonsis's separation from the Issuer's Board of Directors.

F3 · derivative.expiration_date: RSUs granted on June 11, 2026, under the Plan. 100% of these RSUs will vest on June 11, 2027. Pursuant to Mr. Leonsis's election, upon vesting on June 11, 2027, these RSUs will settle as Deferred Stock Units, each representing a contingent right to receive one share of Issuer Common Stock upon Mr. Leonsis's separation from the Issuer's Board of Directors.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 22:50 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionRestricted Stock Units · Derivative 6,685 $0.00 $0.00
Disclosure

SEC source: 0001490281-26-000018 · wk-form4_1781563856.xml · derivative · entry 2

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Groupon, Inc. (the "Issuer") Common Stock.

F2 · derivative.exercise_date: The RSUs granted on June 11, 2025, under the Issuer's Non-Employee Directors' Compensation Plan (the "Plan") fully vested on June 11, 2026.

F2 · derivative.expiration_date: The RSUs granted on June 11, 2025, under the Issuer's Non-Employee Directors' Compensation Plan (the "Plan") fully vested on June 11, 2026.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 22:50 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionCommon Stock 6,685 $0.00 $0.00
Disclosure

SEC source: 0001490281-26-000018 · wk-form4_1781563856.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 01:45 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Comnmon Stock 5,913 $0.00 $0.00
Disclosure

SEC source: 0001452645-26-000004 · form4-05262026_090511.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,424

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the date of the Issuer's 2027 annual meeting of the stockholders (or the date immediately prior to such annual meeting if the Reporting Person's service as a director ends at such annual meeting) or (ii) on May 21, 2027, each subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
May 05, 2026 Filed May 7, 2026 20:10 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 742.115 $0.00 $0.00
Disclosure

SEC source: 0000004962-26-000227 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,761.667

Underlying: Common Stock · 742.115 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
August 26, 2025 Filed Aug 28, 2025 20:15 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 20,000 $75.83 $1,516,600.00
Disclosure

SEC source: 0001415889-25-023211 · form4-08282025_040801.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Theodore J. Leonsis Revocable Trust

Disclosed balance after: 66,756

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.72 to $76.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2025 Filed Aug 16, 2025 01:21 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 44,000 $69.90 $3,075,600.00
Disclosure

SEC source: 0001415889-25-022146 · form4-08162025_010849.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Theodore J. Leonsis Revocable Trust

Disclosed balance after: 86,756

F1 · balance_after: Gives effect to pro rata distributions of shares by Revolution Growth GP III, LP ("RG GP III") to its general and limited partners, and the subsequent distribution of shares by the general partner to its members, in each case for no consideration, which represented a change in the form of the Reporting Person's ownership that was not required to be reported under Section 16. The Reporting Person is a member of the investment committee of the ultimate general partner of RG GP III.

Read SEC document
August 13, 2025 Filed Aug 21, 2025 20:15 UTC Amendment Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 44,000 $69.90 $3,075,600.00
Disclosure

SEC source: 0001415889-25-022590 · form4a-08212025_040816.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Theodore J. Leonsis Revocable Trust

Disclosed balance after: 86,756

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.49917 to $69.935 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Gives effect to pro rata distributions of shares by Revolution Growth GP III, LP ("RG GP III") to its general and limited partners, and the subsequent distribution of shares by the general partner to its members, in each case for no consideration, which represented a change in the form of the Reporting Person's ownership that was not required to be reported under Section 16. The Reporting Person is a member of the investment committee of the ultimate general partner of RG GP III.

Read SEC document
June 12, 2025 Filed Jun 17, 2025 19:40 UTC Groupon, Inc. GRPN · Entity 5174 Exercise / conversionRestricted Stock Units · Derivative 13,343 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031809 · wk-form4_1750189249.xml · derivative · entry 2

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,685

Underlying: Common Stock · 13,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: These shares were acquired upon the vesting of Restricted Stock Units (RSUs). The RSUs were granted on June 12, 2024, and vested in full on June 12, 2025.

F2 · derivative.expiration_date: These shares were acquired upon the vesting of Restricted Stock Units (RSUs). The RSUs were granted on June 12, 2024, and vested in full on June 12, 2025.

Read SEC document
June 12, 2025 Filed Jun 17, 2025 19:40 UTC Groupon, Inc. GRPN · Entity 5174 GrantCommon Stock 13,343 $32.33 $431,379.19
Disclosure

SEC source: 0001628280-25-031809 · wk-form4_1750189249.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,600

F1 · date: This Form 4 is being filed late due to an inadvertent administrative oversight.

F2 · kind: These shares were acquired upon the vesting of Restricted Stock Units (RSUs). The RSUs were granted on June 12, 2024, and vested in full on June 12, 2025.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:05 UTC Groupon, Inc. GRPN · Entity 5174 GrantRestricted Stock Units · Derivative 6,685 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031298 · wk-form4_1749845124.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,028

Underlying: Common Stock · 6,685 shares

Expires 2026-06-11

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: These RSUs were granted on June 11, 2025, and are scheduled to vest in full on June 11, 2026, the first anniversary of the grant date, at which time the shares will be deliverable to the reporting person.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:15 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 21,731 $68.27 $1,483,575.37
Disclosure

SEC source: 0001415889-25-017183 · form4-06132025_040601.xml · nonDerivative · entry 2

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revolution Growth Management Company, Inc.

Disclosed balance after: 0

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.1224 to $68.915 inclusive.

F2 · ownership.nature: The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth GP III, LP ("RG GP III") and Revolution Growth III, LP ("RG III") and a member of the board of directors of Revolution Growth Management Company, Inc. ("RGMC") and may be deemed to share dispositive power over the shares held by RG GP III, RG III and RGMC. The Reporting Person disclaims beneficial ownership of the shares held by RG III, RG GP III and RGMC, except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:15 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 184,116 $67.59 $12,444,400.44
Disclosure

SEC source: 0001415889-25-017183 · form4-06132025_040601.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revolution Growth Management Company, Inc.

Disclosed balance after: 21,731

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.1203 to $68.12 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3).

F2 · ownership.nature: The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth GP III, LP ("RG GP III") and Revolution Growth III, LP ("RG III") and a member of the board of directors of Revolution Growth Management Company, Inc. ("RGMC") and may be deemed to share dispositive power over the shares held by RG GP III, RG III and RGMC. The Reporting Person disclaims beneficial ownership of the shares held by RG III, RG GP III and RGMC, except to the extent of his pecuniary interest therein.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:00 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Comnmon Stock 1,997 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014310 · form4-05222025_080526.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,511

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the date of the Issuer's 2026 annual meeting of the stockholders (or the date immediately prior to such annual meeting if the Reporting Person's service as a director ends at such annual meeting) or (ii) on May 20, 2026, each subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
May 09, 2025 Filed May 13, 2025 20:15 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 770 $66.26 $51,020.20
Disclosure

SEC source: 0001415889-25-012773 · form4-05132025_040504.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revolution Growth III, LP

Disclosed balance after: 43,550

F1 · balance_after: Gives effect to pro rata distributions of shares by Revolution Growth III, LP ("RG III") to its general and limited partners, and the subsequent distribution of shares by the general partner to its members, in each case for no consideration, subsequent to the Reporting Person's most recent filing, which represented a change in the form of the Reporting Person's ownership that was not required to be reported under Section 16.

F2 · ownership.nature: The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth GP III, LP ("RG GP III") and RG III and a member of the board of directors of Revolution Growth Management Company, Inc. ("RGMC") and may be deemed to share dispositive power over the shares held by RG GP III, RG III and RGMC.

Read SEC document
April 29, 2025 Filed May 1, 2025 21:44 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 948.467 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-013016 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,599.483

Underlying: Common Stock · 948.467 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 23:20 UTC Tempus AI, Inc. TEM · Entity 1545 Exercise / conversionStock Option (right to buy) · Derivative 210,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001415889-24-029363 · form4-12132024_061201.xml · derivative · entry 6

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revolution Growth Management Company, Inc.

Disclosed balance after: 0

Underlying: Class A Common Stock · 210,000 shares

Expires 2028-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested and exercisable.

F1 · ownership.nature: The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and a member of the board of directors of Revolution Growth Management Company, Inc. ("RGMC") and may be deemed to share dispositive power over the shares held by RG III and RGMC.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 23:20 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 233,149 $41.60 $9,698,998.40
Disclosure

SEC source: 0001415889-24-029363 · form4-12132024_061201.xml · nonDerivative · entry 4

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revolution Growth III, LP

Disclosed balance after: 3,260,948

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.18 to $42.01 inclusive.

F1 · ownership.nature: The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and a member of the board of directors of Revolution Growth Management Company, Inc. ("RGMC") and may be deemed to share dispositive power over the shares held by RG III and RGMC.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 23:20 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 166,851 $40.73 $6,795,841.23
Disclosure

SEC source: 0001415889-24-029363 · form4-12132024_061201.xml · nonDerivative · entry 3

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revolution Growth III, LP

Disclosed balance after: 3,494,097

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.185 to $41.175 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4).

F1 · ownership.nature: The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and a member of the board of directors of Revolution Growth Management Company, Inc. ("RGMC") and may be deemed to share dispositive power over the shares held by RG III and RGMC.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 23:20 UTC Tempus AI, Inc. TEM · Entity 1545 Tax withholdingClass A Common Stock 4,153 $43.19 $179,368.07
Disclosure

SEC source: 0001415889-24-029363 · form4-12132024_061201.xml · nonDerivative · entry 2

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revolution Growth Management Company, Inc.

Disclosed balance after: 205,847

F2 · kind: Shares withheld by the Issuer to satisfy the exercise price of the option exercise.

F1 · ownership.nature: The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and a member of the board of directors of Revolution Growth Management Company, Inc. ("RGMC") and may be deemed to share dispositive power over the shares held by RG III and RGMC.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 23:20 UTC Tempus AI, Inc. TEM · Entity 1545 Exercise / conversionClass A Common Stock 210,000 $0.85 $179,382.00
Disclosure

SEC source: 0001415889-24-029363 · form4-12132024_061201.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revolution Growth Management Company, Inc.

Disclosed balance after: 210,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and a member of the board of directors of Revolution Growth Management Company, Inc. ("RGMC") and may be deemed to share dispositive power over the shares held by RG III and RGMC.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 01:45 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries F Preferred Stock · Derivative 201,941 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017312 · form4-06172024_090624.xml · derivative · entry 7

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revolution Growth III, LP

Disclosed balance after: 0

Underlying: Class A Common Stock · 201,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · derivative.exercise_date: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · derivative.expiration_date: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.nature: The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and may be deemed to share dispositive power over the shares held by RG III.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 01:45 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries E Preferred Stock · Derivative 597,271 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017312 · form4-06172024_090624.xml · derivative · entry 6

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Revolution Growth III, LP

Disclosed balance after: 0

Underlying: Class A Common Stock · 597,271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · derivative.exercise_date: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · derivative.expiration_date: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.nature: The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and may be deemed to share dispositive power over the shares held by RG III.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 01:45 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries D Preferred Stock · Derivative 1,066,791 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017312 · form4-06172024_090624.xml · derivative · entry 5

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revolution Growth III, LP

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,066,791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · derivative.exercise_date: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · derivative.expiration_date: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.nature: The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and may be deemed to share dispositive power over the shares held by RG III.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 01:45 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries C Preferred Stock · Derivative 1,397,057 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017312 · form4-06172024_090624.xml · derivative · entry 4

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revolution Growth III, LP

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,397,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · derivative.exercise_date: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · derivative.expiration_date: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.nature: The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and may be deemed to share dispositive power over the shares held by RG III.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 01:45 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Common Stock 397,888 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017312 · form4-06172024_090624.xml · nonDerivative · entry 3

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revolution Growth III, LP

Disclosed balance after: 3,660,948

F4 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9.

F4 · price: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9.

F3 · ownership.nature: The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and may be deemed to share dispositive power over the shares held by RG III.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 01:45 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionClass A Common Stock 3,263,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017312 · form4-06172024_090624.xml · nonDerivative · entry 2

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revolution Growth III, LP

Disclosed balance after: 3,263,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F3 · ownership.nature: The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and may be deemed to share dispositive power over the shares held by RG III.

Read SEC document
June 13, 2024 Filed Jun 18, 2024 01:45 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Common Stock 13,514 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017312 · form4-06172024_090624.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,514

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs vest in 20 substantially equal quarterly installments commencing on September 13, 2024.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:20 UTC Groupon, Inc. GRPN · Entity 5174 GrantCommon Stock 13,343 $0.00 $0.00
Disclosure

SEC source: 0001490281-24-000106 · wk-form4_1718396410.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,600

F1 · kind: Restricted stock units ("RSUs") granted on June 12, 2024 under the Company's non-employee director compensation plan. 100% of the RSUs will vest on June 12, 2025.

Read SEC document
May 06, 2024 Filed May 8, 2024 19:39 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 955.276 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014558 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,565.241

Underlying: Common Stock · 955.276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 14, 2023 Filed Jun 23, 2023 22:02 UTC Groupon, Inc. GRPN · Entity 5174 GrantCommon Stock 48,197 $0.00 $0.00
Disclosure

SEC source: 0001490281-23-000062 · wk-form4_1687557729.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,257

F1 · kind: Restricted stock units ("RSUs") granted on June 14, 2023 under the Company's non-employee director compensation plan. 100% of the RSUs will vest on June 14, 2024.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:11 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 1,364.595 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-014463 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,609.965

Underlying: Common Stock · 1,364.595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:46 UTC Groupon, Inc. GRPN · Entity 5174 GrantCommon Stock 14,488 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000093 · wf-form4_165550599892989.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,060

F1 · kind: Restricted stock units granted on June 15, 2022 under the Company's non-employee director compensation plan. 100% of these restricted stock units will vest on June 15, 2023.

Read SEC document
June 03, 2022 Filed Jun 6, 2022 21:32 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 4,005 $166.63 $667,355.15
Disclosure

SEC source: 0001127602-22-016916 · form4.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.73 to $166.53. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 03, 2022 Filed May 5, 2022 20:29 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 1,218.1617 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013492 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,543.1637

Underlying: Common Stock · 1,218.1617 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:59 UTC Groupon, Inc. GRPN · Entity 5174 GrantCommon Stock 4,270 $0.00 $0.00
Disclosure

SEC source: 0001490281-21-000088 · wf-form4_162396347717836.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,572

F1 · kind: Restricted stock units granted on June 15, 2021 under the Company's non-employee director compensation plan. 100% of these restricted stock units will vest on June 15, 2022.

Read SEC document
May 04, 2021 Filed May 6, 2021 18:48 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015673 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,325.002

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:21 UTC Groupon, Inc. GRPN · Entity 5174 GrantCommon Stock 5,137 $0.00 $0.00
Disclosure

SEC source: 0001490281-21-000001 · wf-form4_160979887612918.xml · nonDerivative · entry 2

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,302

F3 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020.

F4 · shares: Represents compensation for service as a director during 2020 in the form of restricted stock units that will vest on June 9, 2021, subject to continued service as a director of the issuer through the vesting date.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:21 UTC Groupon, Inc. GRPN · Entity 5174 GrantCommon Stock 1,666 $0.00 $0.00
Disclosure

SEC source: 0001490281-21-000001 · wf-form4_160979887612918.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,165

F1 · security: The number of shares reported has been adjusted to reflect the reverse stock split of the company's common stock at a ratio of 1:20 which became effective on June 10, 2020.

F2 · shares: Represents compensation for service as a director during 2020 in the form of fully vested restricted stock units.

F3 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020.

Read SEC document
May 05, 2020 Filed May 7, 2020 18:56 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 2,325.58 $86.00 $199,999.88
Disclosure

SEC source: 0001127602-20-015718 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,455.37

Underlying: Common Stock · 2,325.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 20:36 UTC Groupon, Inc. GRPN · Entity 5174 PurchaseCommon Stock 1,000,000 $0.95 $950,000.00
Disclosure

SEC source: 0001490281-20-000057 · wf-form4_158758778317353.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,629,996

F1 · price: The reported price reflects the weighted average purchase price per share for the transactions on April 20, 2020. The price per share for such transactions ranged from $0.9258 to $0.97. Full information regarding the number of shares purchased at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 22:23 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 7,575 $132.61 $1,004,520.75
Disclosure

SEC source: 0001127602-20-003213 · form4.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,005

Read SEC document
October 23, 2019 Filed Oct 25, 2019 18:20 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 8,420 $116.44 $980,424.80
Disclosure

SEC source: 0001127602-19-031036 · form4.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,580

Read SEC document
June 13, 2019 Filed Jun 17, 2019 21:25 UTC Groupon, Inc. GRPN · Entity 5174 GrantCommon Stock 50,408 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000056 · wf-form4_156080673490114.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,629,996

F1 · kind: 100% of the restricted stock units granted on June 13, 2019 will vest on June 13, 2020, subject to Mr. Leonsis' continued service as a director of the Issuer through the vesting date.

Read SEC document
May 07, 2019 Filed May 9, 2019 18:52 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 1,648.73 $115.24 $189,999.65
Disclosure

SEC source: 0001127602-19-017882 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,728.73

Underlying: Common Stock · 1,648.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 23:31 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 287.717 $95.58 $27,499.99
Disclosure

SEC source: 0001127602-19-000949 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,971.5783

Underlying: Common Stock · 287.717 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 21:06 UTC Groupon, Inc. GRPN · Entity 5174 GrantDeferred Stock Unit Award (Right to Receive) · Derivative 6,325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-18-000110 · wf-form4_154093360172571.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,187

Underlying: Common Stock · 6,325 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:10 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 251.6 $109.30 $27,499.88
Disclosure

SEC source: 0001127602-18-029142 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,580.9193

Underlying: Common Stock · 251.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 21:00 UTC Groupon, Inc. GRPN · Entity 5174 GrantDeferred Stock Unit Award (Right to Receive) · Derivative 4,234 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-18-000074 · wf-form4_153212042635483.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,862

Underlying: Common Stock · 4,234 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

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June 30, 2018 Filed Jul 3, 2018 23:34 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 282.167 $97.46 $27,500.00
Disclosure

SEC source: 0001127602-18-022737 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,232.0443

Underlying: Common Stock · 282.167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.