Last 12 months
Inside the activity.
26 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 13 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 6 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2022 Filed Sep 20, 2022 20:00 UTC |
STAFFORD JOHN S IIIDirector · 10% owner
Ronin Trading, LLC10% owner
|
OtherCommon Stock | 4,621,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031581 · doc4.xml · nonDerivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Ronin Trading, LLC · CIK 0001611042 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ronin Trading LLC Disclosed balance after: 0 F1 · kind: On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration. F1 · price: On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 20:00 UTC |
STAFFORD JOHN S IIIDirector · 10% owner
Ronin Trading, LLC10% owner
|
OtherCommon Stock | 4,621,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031581 · doc4.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Ronin Trading, LLC · CIK 0001611042 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,726,659 F1 · kind: On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration. F1 · price: On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration. Read SEC document |
| September 06, 2022 Filed Sep 6, 2022 20:59 UTC |
Barcelo David BrianChief Financial Officer
|
PurchaseCommon Stock | 590 | $2.00 | $1,180.00 |
DisclosureSEC source: 0001209191-22-048784 · doc4.xml · nonDerivative · entry 2 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,390 Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:59 UTC |
Barcelo David BrianChief Financial Officer
|
PurchaseCommon Stock | 4,410 | $2.00 | $8,820.00 |
DisclosureSEC source: 0001209191-22-048784 · doc4.xml · nonDerivative · entry 1 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,390 Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 22:43 UTC |
Herman Craig AChief Revenue Officer
|
GrantUnrestricted Stock Award · Derivative | 60,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047078 · doc4.xml · derivative · entry 1 Herman Craig A · CIK 0001943523 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 15,000 shares on February 9, 2023, 15,000 shares on August 9, 2023, 15,000 shares on August 9, 2024 and 15,000 shares on August 9, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 15,000 shares on February 9, 2023, 15,000 shares on August 9, 2023, 15,000 shares on August 9, 2024 and 15,000 shares on August 9, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 20:00 UTC |
Lazzouni MohamedChief Technical Officer
|
PurchaseCommon Stock | 5,000 | $2.15 | $10,750.00 |
DisclosureSEC source: 0001209191-22-044553 · doc4.xml · nonDerivative · entry 1 Lazzouni Mohamed · CIK 0001320180 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,907 Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 20:00 UTC |
Eckel Robert ADirector · CEO & President
|
PurchaseCommon Stock | 7,000 | $2.09 | $14,630.00 |
DisclosureSEC source: 0001209191-22-044158 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,497 Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:31 UTC |
STAFFORD JOHN S IIIDirector
|
Exercise / conversionCommon Stock | 6,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041135 · doc4.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:31 UTC |
Lazzouni MohamedChief Technical Officer
|
Exercise / conversionCommon Stock | 7,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041131 · doc4.xml · nonDerivative · entry 1 Lazzouni Mohamed · CIK 0001320180 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:30 UTC |
Johnstone Brent PDirector
|
Exercise / conversionCommon Stock | 9,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041129 · doc4.xml · nonDerivative · entry 1 Johnstone Brent P · CIK 0001549600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:29 UTC |
Faubert Peter R.Director
|
Exercise / conversionCommon Stock | 6,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041127 · doc4.xml · nonDerivative · entry 1 Faubert Peter R. · CIK 0001679086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:28 UTC |
Evee GaryDirector
|
Exercise / conversionCommon Stock | 6,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041123 · doc4.xml · nonDerivative · entry 1 Evee Gary · CIK 0001847110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:27 UTC |
Connolly Brian DDirector
|
Exercise / conversionCommon Stock | 7,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041121 · doc4.xml · nonDerivative · entry 1 Connolly Brian D · CIK 0001539642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 21:48 UTC |
Barcelo David BrianChief Financial Officer
|
PurchaseCommon Stock | 1,449 | $2.40 | $3,477.60 |
DisclosureSEC source: 0001209191-22-038010 · doc4.xml · nonDerivative · entry 2 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,390 Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:48 UTC |
Barcelo David BrianChief Financial Officer
|
PurchaseCommon Stock | 3,551 | $2.40 | $8,522.40 |
DisclosureSEC source: 0001209191-22-038010 · doc4.xml · nonDerivative · entry 1 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,390 Read SEC document |
| May 18, 2022 Filed May 20, 2022 13:00 UTC |
Eckel Robert ADirector · CEO & President
|
PurchaseCommon Stock | 2,690 | $2.72 | $7,316.80 |
DisclosureSEC source: 0001209191-22-030832 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,888 Read SEC document |
| May 17, 2022 Filed May 18, 2022 22:59 UTC |
Eckel Robert ADirector · CEO & President
|
PurchaseCommon Stock | 3,004 | $2.75 | $8,261.00 |
DisclosureSEC source: 0001209191-22-030231 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,198 Read SEC document |
| May 16, 2022 Filed May 17, 2022 22:12 UTC |
Lazzouni MohamedChief Technical Officer
|
PurchaseCommon Stock | 5,000 | $2.68 | $13,387.50 |
DisclosureSEC source: 0001209191-22-029828 · doc4.xml · nonDerivative · entry 1 Lazzouni Mohamed · CIK 0001320180 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,392 Read SEC document |
| May 04, 2022 Filed May 5, 2022 22:47 UTC |
Eckel Robert ADirector · CEO & President
|
PurchaseCommon Stock | 10,000 | $2.83 | $28,300.00 |
DisclosureSEC source: 0001209191-22-027425 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,194 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:52 UTC |
STAFFORD JOHN S IIIDirector
|
GrantUnrestricted Stock Award · Derivative | 12,466 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015881 · doc4.xml · derivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,466 Underlying: Common Stock · 12,466 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 6,233 shares on June 30, 2022, and 6,233 shares on December 31, 2022 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 6,233 shares on June 30, 2022, and 6,233 shares on December 31, 2022 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:52 UTC |
Lazzouni MohamedChief Technical Officer
|
GrantUnrestricted Stock Award · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015880 · doc4.xml · derivative · entry 2 Lazzouni Mohamed · CIK 0001320180 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on June 30, 2022, and 10,000 shares on December 31, 2022 provided the reporting person is serving as a director, office or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on June 30, 2022, and 10,000 shares on December 31, 2022 provided the reporting person is serving as a director, office or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:51 UTC |
Johnstone Brent PDirector
|
GrantUnrestricted Stock Award · Derivative | 19,169 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015879 · doc4.xml · derivative · entry 2 Johnstone Brent P · CIK 0001549600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,169 Underlying: Common Stock · 19,169 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 9,584 shares on June 30, 2022, and 9,585 shares on December 31, 2022 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 9,584 shares on June 30, 2022, and 9,585 shares on December 31, 2022 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:50 UTC |
Faubert Peter R.Director
|
GrantUnrestricted Stock Award · Derivative | 13,807 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015878 · doc4.xml · derivative · entry 2 Faubert Peter R. · CIK 0001679086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,807 Underlying: Common Stock · 13,807 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 6,903 shares on June 30, 2022, and 6,904 shares on December 31, 2022 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 6,903 shares on June 30, 2022, and 6,904 shares on December 31, 2022 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:50 UTC |
Evee GaryDirector
|
GrantUnrestricted Stock Award · Derivative | 12,332 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015877 · doc4.xml · derivative · entry 2 Evee Gary · CIK 0001847110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,332 Underlying: Common Stock · 12,332 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 6,166 shares on June 30, 2022, and 6,166 shares on December 31, 2022 provided the reporting person is serving as a director, office or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 6,166 shares on June 30, 2022, and 6,166 shares on December 31, 2022 provided the reporting person is serving as a director, office or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:48 UTC |
Connolly Brian DDirector
|
GrantUnrestricted Stock Award · Derivative | 15,147 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015875 · doc4.xml · derivative · entry 2 Connolly Brian D · CIK 0001539642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,147 Underlying: Common Stock · 15,147 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 7,573 shares on June 30, 2022, and 7,574 shares on December 31, 2022 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 7,573 shares on June 30, 2022, and 7,574 shares on December 31, 2022 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 23:09 UTC |
Johnstone Brent PDirector
|
GrantCommon Stock | 7,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001934 · doc4.xml · nonDerivative · entry 1 Johnstone Brent P · CIK 0001549600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,494 Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 23:07 UTC |
Evee GaryDirector
|
GrantCommon Stock | 4,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001926 · doc4.xml · nonDerivative · entry 1 Evee Gary · CIK 0001847110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,985 Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 23:04 UTC |
Faubert Peter R.Director
|
GrantCommon Stock | 5,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001921 · doc4.xml · nonDerivative · entry 1 Faubert Peter R. · CIK 0001679086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,099 Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 23:02 UTC |
Connolly Brian DDirector
|
GrantCommon Stock | 5,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001912 · doc4.xml · nonDerivative · entry 1 Connolly Brian D · CIK 0001539642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,099 Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 22:59 UTC |
STAFFORD JOHN S IIIDirector
|
GrantCommon Stock | 5,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001904 · doc4.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,058 Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:04 UTC |
STAFFORD JOHN S IIIDirector
|
PurchaseCommon Stock | 20,016 | $2.89 | $57,786.19 |
DisclosureSEC source: 0001209191-21-068507 · doc4.xml · nonDerivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,037 F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.8744664 to $2.90, inclusive. Read SEC document |
| November 22, 2021 Filed Dec 8, 2021 21:04 UTC |
STAFFORD JOHN S IIIDirector
|
PurchaseCommon Stock | 50,000 | $3.09 | $154,500.00 |
DisclosureSEC source: 0001209191-21-068507 · doc4.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,021 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.0481 to $3.15, inclusive. The reporting person undertakes to provide to Aware, Inc., any security holder of Aware, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 20:00 UTC |
Mungovan Robert MChief Commercial Officer
|
Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-059803 · doc4.xml · nonDerivative · entry 1 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2021 Filed Sep 29, 2021 20:47 UTC |
Eckel Robert ADirector · CEO & President
|
Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058068 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:43 UTC |
STAFFORD JOHN S IIIDirector
|
GrantCommon Stock | 5,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044999 · doc4.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,021 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:44 UTC |
Evee GaryDirector
|
GrantCommon Stock | 4,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045003 · doc4.xml · nonDerivative · entry 1 Evee Gary · CIK 0001847110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,492 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:45 UTC |
Johnstone Brent PDirector
|
GrantCommon Stock | 7,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045013 · doc4.xml · nonDerivative · entry 1 Johnstone Brent P · CIK 0001549600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,830 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:41 UTC |
Connolly Brian DDirector
|
GrantCommon Stock | 5,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044995 · doc4.xml · nonDerivative · entry 1 Connolly Brian D · CIK 0001539642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,549 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:42 UTC |
Faubert Peter R.Director
|
GrantCommon Stock | 5,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044996 · doc4.xml · nonDerivative · entry 1 Faubert Peter R. · CIK 0001679086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,549 Read SEC document |
| May 14, 2021 Filed May 17, 2021 22:20 UTC Amendment |
Eckel Robert ADirector · CEO & President
|
PurchaseCommon Stock | 10,000 | $3.51 | $35,100.00 |
DisclosureSEC source: 0001209191-21-033283 · doc4a.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,422 Read SEC document |
| May 14, 2021 Filed May 17, 2021 20:58 UTC |
Eckel Robert ADirector · CEO & President
|
Tax withholdingCommon Stock | 10,000 | $3.51 | $35,100.00 |
DisclosureSEC source: 0001209191-21-033187 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,422 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:40 UTC |
Lazzouni MohamedChief Technical Officer
|
GrantStock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $4.73 | $0.00 |
DisclosureSEC source: 0001209191-21-014779 · doc4.xml · derivative · entry 2 Lazzouni Mohamed · CIK 0001320180 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2031-02-23 F1 · derivative.exercise_date: Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:41 UTC |
Johnstone Brent PDirector
|
GrantUnrestricted Stock Award · Derivative | 15,328 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014780 · doc4.xml · derivative · entry 2 Johnstone Brent P · CIK 0001549600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,328 Underlying: Common Stock · 15,328 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under the Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows: 7,664 shares on June 30, 2021, and 7,664 shares on December 31, 2021, provided, in each case, that the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on the applicable date. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under the Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows: 7,664 shares on June 30, 2021, and 7,664 shares on December 31, 2021, provided, in each case, that the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on the applicable date. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:35 UTC |
STAFFORD JOHN S IIIDirector
|
GrantUnrestricted Stock Award · Derivative | 10,042 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014773 · doc4.xml · derivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,042 Underlying: Common Stock · 10,042 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under the Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows: 5,021 shares on June 30, 2021, and 5,021 shares on December 31, 2021, provided, in each case, that the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on the applicable date. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under the Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows: 5,021 shares on June 30, 2021, and 5,021 shares on December 31, 2021, provided, in each case, that the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on the applicable date. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:33 UTC |
Mungovan Robert MChief Commercial Officer
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GrantStock Option (right to buy) · Derivative | 280,000 | $0.00 Strike: $4.73 | $0.00 |
DisclosureSEC source: 0001209191-21-014768 · doc4.xml · derivative · entry 2 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Underlying: Common Stock · 280,000 shares Expires 2031-02-23 F1 · derivative.exercise_date: Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:32 UTC |
Faubert Peter R.Director
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GrantUnrestricted Stock Award · Derivative | 11,099 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014766 · doc4.xml · derivative · entry 2 Faubert Peter R. · CIK 0001679086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,099 Underlying: Common Stock · 11,099 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under the Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows: 5,549 shares on June 30, 2021, and 5,550 shares on December 31, 2021, provided, in each case, that the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on the applicable date. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under the Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows: 5,549 shares on June 30, 2021, and 5,550 shares on December 31, 2021, provided, in each case, that the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on the applicable date. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:31 UTC |
Evee GaryDirector
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GrantUnrestricted Stock Award · Derivative | 8,985 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014765 · doc4.xml · derivative · entry 1 Evee Gary · CIK 0001847110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,985 Underlying: Common Stock · 8,985 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under the Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows: 4,492 shares on June 30, 2021, and 4,493 shares on December 31, 2021, provided, in each case, that the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on the applicable date. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under the Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows: 4,492 shares on June 30, 2021, and 4,493 shares on December 31, 2021, provided, in each case, that the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on the applicable date. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:30 UTC |
Connolly Brian DDirector
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GrantUnrestricted Stock Award · Derivative | 11,099 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014762 · doc4.xml · derivative · entry 2 Connolly Brian D · CIK 0001539642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,099 Underlying: Common Stock · 11,099 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under the Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows: 5,549 shares on June 30, 2021, and 5,550 shares on December 31, 2021, provided, in each case, that the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on the applicable date. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under the Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows: 5,549 shares on June 30, 2021, and 5,550 shares on December 31, 2021, provided, in each case, that the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on the applicable date. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:30 UTC |
Eckel Robert ADirector · CEO & President
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GrantStock Option (right to buy) · Derivative | 1,250,000 | $0.00 Strike: $4.73 | $0.00 |
DisclosureSEC source: 0001209191-21-014764 · doc4.xml · derivative · entry 2 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,000 Underlying: Common Stock · 1,250,000 shares Expires 2031-02-23 F1 · derivative.exercise_date: Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:29 UTC |
Barcelo David BrianChief Financial Officer
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GrantStock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $4.73 | $0.00 |
DisclosureSEC source: 0001209191-21-014761 · doc4.xml · derivative · entry 2 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2031-02-23 F1 · derivative.exercise_date: Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.