Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AWARE INC /MA/AWRE · Entity 7524 | Director | July 01, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AWARE INC /MA/
Report date July 01, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,241,513 |
Reported balance
After 2026-07-01 transaction · row 1
1 source rowRow 1 · 2026-07-01 · Exercise / conversion · Acquired 19,559 · Balance 5,241,513 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Xencor Inc
Report date April 06, 2020 · Filed April 08, 2020
Section 16 reporting ended · disclosed 2020-04-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ronin Trading, LLC | 1,206,005 |
Reported balance
After 2020-04-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-04-06 · Sale · Disposed 44,771 · Balance 1,206,005 F1: This transaction was executed in multiple trades at prices ranging from $31.48 to $32.30. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | IndirectBy Ronin Trading, LLC | 606,005 |
Reported balance
After 2020-04-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-04-06 · Sale · Disposed 600,000 · Balance 606,005 F2: The transaction was executed in a single, privately negotiated transaction with an institutional buyer. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $31.48 to $32.30. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: The transaction was executed in a single, privately negotiated transaction with an institutional buyer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2026 Filed Jul 2, 2026 20:38 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 19,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-294764 · ownership.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,241,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2026 Filed May 14, 2026 22:15 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 57,937 | $1.25 | $72,421.25 |
DisclosureSEC source: 0001193125-26-224494 · ownership.xml · nonDerivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,221,954 Read SEC document |
| May 13, 2026 Filed May 14, 2026 22:15 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 22,475 | $1.25 | $28,093.75 |
DisclosureSEC source: 0001193125-26-224494 · ownership.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,164,017 Read SEC document |
| May 05, 2026 Filed May 7, 2026 20:05 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 3,868 | $1.25 | $4,835.00 |
DisclosureSEC source: 0001193125-26-211865 · ownership.xml · nonDerivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,141,542 Read SEC document |
| May 04, 2026 Filed May 7, 2026 20:05 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 15,720 | $1.25 | $19,650.00 |
DisclosureSEC source: 0001193125-26-211865 · ownership.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,137,674 Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 21:15 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 16,754 | $1.28 | $21,445.12 |
DisclosureSEC source: 0001193125-26-111209 · ownership.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,121,954 Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 23:06 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 39,118 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-072342 · ownership.xml · derivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,118 Underlying: Common Stock · 39,118 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 19,559 shares on June 30, 2026, and 19,559 shares on December 31, 2026 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 19,559 shares on June 30, 2026, and 19,559 shares on December 31, 2026 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 22:02 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 22,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-002695 · ownership.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,105,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 21:23 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 22,315 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-093246 · ownership.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,082,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 20:00 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 8,758 | $1.65 | $14,450.70 |
DisclosureSEC source: 0000950170-25-039379 · ownership.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,060,569 Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 22:20 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 44,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-034914 · ownership.xml · derivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,631 Underlying: Common Stock · 44,631 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 22,315 shares on June 30, 2025, and 22,316 shares on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 22,315 shares on June 30, 2025, and 22,316 shares on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:07 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 11,862 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-001147 · ownership.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,051,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:30 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 11,862 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-081561 · ownership.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,039,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 22:12 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 23,724 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-004764 · doc4.xml · derivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,724 Underlying: Common Stock · 23,724 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 11,862 shares on June 30, 2024, and 11,862 shares on December 31, 2024 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 11,862 shares on June 30, 2024, and 11,862 shares on December 31, 2024 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:32 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 6,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001984 · doc4.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,028,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 21:05 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 71,308 | $1.70 | $121,223.60 |
DisclosureSEC source: 0001209191-22-056366 · doc4.xml · nonDerivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,021,844 Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 21:05 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 223,877 | $1.63 | $364,919.51 |
DisclosureSEC source: 0001209191-22-056366 · doc4.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,950,536 Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 20:00 UTC | AWARE INC /MA/ AWRE · Entity 7524 | OtherCommon Stock | 4,621,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031581 · doc4.xml · nonDerivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Ronin Trading, LLC · CIK 0001611042 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ronin Trading LLC Disclosed balance after: 0 F1 · kind: On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration. F1 · price: On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 20:00 UTC | AWARE INC /MA/ AWRE · Entity 7524 | OtherCommon Stock | 4,621,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031581 · doc4.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Ronin Trading, LLC · CIK 0001611042 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,726,659 F1 · kind: On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration. F1 · price: On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:31 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 6,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041135 · doc4.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:52 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 12,466 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015881 · doc4.xml · derivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,466 Underlying: Common Stock · 12,466 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 6,233 shares on June 30, 2022, and 6,233 shares on December 31, 2022 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 6,233 shares on June 30, 2022, and 6,233 shares on December 31, 2022 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 22:59 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 5,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001904 · doc4.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,058 Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:04 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 20,016 | $2.89 | $57,786.19 |
DisclosureSEC source: 0001209191-21-068507 · doc4.xml · nonDerivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,037 F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.8744664 to $2.90, inclusive. Read SEC document |
| November 22, 2021 Filed Dec 8, 2021 21:04 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 50,000 | $3.09 | $154,500.00 |
DisclosureSEC source: 0001209191-21-068507 · doc4.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,021 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.0481 to $3.15, inclusive. The reporting person undertakes to provide to Aware, Inc., any security holder of Aware, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:43 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 5,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044999 · doc4.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,021 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:35 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 10,042 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014773 · doc4.xml · derivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,042 Underlying: Common Stock · 10,042 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under the Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows: 5,021 shares on June 30, 2021, and 5,021 shares on December 31, 2021, provided, in each case, that the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on the applicable date. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under the Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows: 5,021 shares on June 30, 2021, and 5,021 shares on December 31, 2021, provided, in each case, that the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on the applicable date. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 23:54 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-000442 · tm211536d4_4.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| August 19, 2020 Filed Aug 19, 2020 20:45 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 3,900 | $2.82 | $10,998.00 |
DisclosureSEC source: 0001179110-20-009171 · edgar.xml · nonDerivative · entry 3 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| August 19, 2020 Filed Aug 19, 2020 20:45 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 1,100 | $2.77 | $3,047.00 |
DisclosureSEC source: 0001179110-20-009171 · edgar.xml · nonDerivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,100 Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:45 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 5,000 | $2.72 | $13,600.00 |
DisclosureSEC source: 0001179110-20-009171 · edgar.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 15:42 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionUnrestricted Stock Award (Right to Acquire) · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008011 · edgar.xml · derivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 1, 2020, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 27, 2020 subject to his continued service as a director, officer or employee of the Company. F1 · price: On July 1, 2020, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 27, 2020 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.exercise_date: On July 1, 2020, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 27, 2020 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.expiration_date: On July 1, 2020, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 27, 2020 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 15:42 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008011 · edgar.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 1, 2020, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 27, 2020 subject to his continued service as a director, officer or employee of the Company. F1 · price: On July 1, 2020, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 27, 2020 subject to his continued service as a director, officer or employee of the Company. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 20:12 UTC | AWARE INC /MA/ AWRE · Entity 7524 | OtherCommon Stock | 4,621,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007077 · edgar.xml · nonDerivative · entry 2 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ronin Trading LLC Disclosed balance after: 4,621,368 F1 · kind: On June 4, 2020, John S. Stafford, III transferred 4,621,368 shares of the issuer's common stock from his Class C Capital Account at Ronin Capital, LLC to his Class C Capital Account at Ronin Trading, LLC. Mr. Stafford is the owner and manager of both Ronin Capital, LLC and Ronin Trading, LLC and the sole, indirect beneficial owner of all 4,621,368 shares before and after such transfer. F1 · balance_after: On June 4, 2020, John S. Stafford, III transferred 4,621,368 shares of the issuer's common stock from his Class C Capital Account at Ronin Capital, LLC to his Class C Capital Account at Ronin Trading, LLC. Mr. Stafford is the owner and manager of both Ronin Capital, LLC and Ronin Trading, LLC and the sole, indirect beneficial owner of all 4,621,368 shares before and after such transfer. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 20:12 UTC | AWARE INC /MA/ AWRE · Entity 7524 | OtherCommon Stock | 4,621,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007077 · edgar.xml · nonDerivative · entry 1 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On June 4, 2020, John S. Stafford, III transferred 4,621,368 shares of the issuer's common stock from his Class C Capital Account at Ronin Capital, LLC to his Class C Capital Account at Ronin Trading, LLC. Mr. Stafford is the owner and manager of both Ronin Capital, LLC and Ronin Trading, LLC and the sole, indirect beneficial owner of all 4,621,368 shares before and after such transfer. F1 · price: On June 4, 2020, John S. Stafford, III transferred 4,621,368 shares of the issuer's common stock from his Class C Capital Account at Ronin Capital, LLC to his Class C Capital Account at Ronin Trading, LLC. Mr. Stafford is the owner and manager of both Ronin Capital, LLC and Ronin Trading, LLC and the sole, indirect beneficial owner of all 4,621,368 shares before and after such transfer. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 20:26 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 600,000 | $27.10 | $16,260,000.00 |
DisclosureSEC source: 0001179110-20-004802 · edgar.xml · nonDerivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ronin Trading, LLC Disclosed balance after: 606,005 F2 · kind: The transaction was executed in a single, privately negotiated transaction with an institutional buyer. F2 · price: The transaction was executed in a single, privately negotiated transaction with an institutional buyer. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 20:26 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 44,771 | $31.84 | $1,425,508.64 |
DisclosureSEC source: 0001179110-20-004802 · edgar.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ronin Trading, LLC Disclosed balance after: 1,206,005 F1 · price: This transaction was executed in multiple trades at prices ranging from $31.48 to $32.30. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 18:01 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award (Right to Acquire) · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004224 · edgar.xml · derivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: On March 27, 2020, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2020, and 5,000 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · price: On March 27, 2020, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2020, and 5,000 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.exercise_date: On March 27, 2020, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2020, and 5,000 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: On March 27, 2020, the reporting person was awarded the right to acquire 10,000 shares of unrestricted common stock which will be issued as follows; 5,000 shares on June 30, 2020, and 5,000 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 21:37 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 50,770 | $29.89 | $1,517,642.23 |
DisclosureSEC source: 0001179110-20-004078 · edgar.xml · nonDerivative · entry 2 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,012,430 F2 · price: This transaction was executed in multiple trades at prices ranging from $28.09 to $31.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: The reported shares of common stock of Xencor, Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Xencor, Inc. held of record by Ronin. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 21:37 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 26,800 | $28.23 | $756,593.48 |
DisclosureSEC source: 0001179110-20-004078 · edgar.xml · nonDerivative · entry 1 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,063,200 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.37 to $28.86. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: The reported shares of common stock of Xencor, Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Xencor, Inc. held of record by Ronin. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 21:17 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 20,621 | $2.55 | $52,480.45 |
DisclosureSEC source: 0001179110-20-003716 · edgar.xml · nonDerivative · entry 3 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,621,368 F3 · price: This transaction was executed in multiple trades at prices ranging from $2.51 to $2.57. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F4 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 21:17 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 9,565 | $2.69 | $25,700.20 |
DisclosureSEC source: 0001179110-20-003716 · edgar.xml · nonDerivative · entry 2 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600,747 F2 · price: This transaction was executed in multiple trades at prices ranging from $2.62 to $2.70. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F4 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 21:17 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 14,000 | $2.65 | $37,058.00 |
DisclosureSEC source: 0001179110-20-003716 · edgar.xml · nonDerivative · entry 1 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,591,182 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.60 to $2.70. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F4 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. Read SEC document |
| January 08, 2020 Filed Jan 8, 2020 22:28 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 60,876 | $36.68 | $2,232,931.68 |
DisclosureSEC source: 0001179110-20-000425 · edgar.xml · nonDerivative · entry 3 STAFFORD JOHN S III · CIK 0001218981 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ronin Trading, LLC Disclosed balance after: 1,250,776 F3 · price: This transaction was executed in multiple trades at prices ranging from $35.94 to $37.18. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 22:28 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 6,047 | $35.95 | $217,389.65 |
DisclosureSEC source: 0001179110-20-000425 · edgar.xml · nonDerivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ronin Trading, LLC Disclosed balance after: 1,311,652 F2 · price: This transaction was executed in multiple trades at prices ranging from $35.84 to $36.11. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 22:28 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 58,862 | $35.81 | $2,107,907.08 |
DisclosureSEC source: 0001179110-20-000425 · edgar.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ronin Trading, LLC Disclosed balance after: 1,317,699 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.74 to $36.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 22:17 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionUnrestricted Stock Award (Right to Acquire) · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000222 · edgar.xml · derivative · entry 2 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 2, 2020, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company. F1 · price: On January 2, 2020, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.exercise_date: On January 2, 2020, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company. F1 · derivative.expiration_date: On January 2, 2020, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company. F2 · balance_after: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford. F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 22:17 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000222 · edgar.xml · nonDerivative · entry 1 Ronin Capital, LLC · CIK 0001512282 · 10% owner STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,577,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2020, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company. F1 · price: On January 2, 2020, Mr. Stafford received 5,000 shares of unrestricted common stock, which were previously granted on March 25, 2019 subject to his continued service as a director, officer or employee of the Company. F2 · ownership.direct: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin. The rights to purchase shares, pursuant to the Unrestricted Stock Award were granted to Mr. Stafford. Read SEC document |
| December 26, 2019 Filed Dec 26, 2019 22:07 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 4,119 | $40.04 | $164,924.76 |
DisclosureSEC source: 0001179110-19-013159 · edgar.xml · nonDerivative · entry 4 STAFFORD JOHN S III · CIK 0001218981 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ronin Trading, LLC Disclosed balance after: 1,376,561 F4 · price: This transaction was executed in multiple trades at prices ranging from $39.93 to $40.13. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 24, 2019 Filed Dec 26, 2019 22:07 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 43,720 | $39.71 | $1,736,121.20 |
DisclosureSEC source: 0001179110-19-013159 · edgar.xml · nonDerivative · entry 3 STAFFORD JOHN S III · CIK 0001218981 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ronin Trading, LLC Disclosed balance after: 1,380,680 F3 · price: This transaction was executed in multiple trades at prices ranging from $39.07 to $39.82. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 22:07 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 91,677 | $39.51 | $3,622,341.62 |
DisclosureSEC source: 0001179110-19-013159 · edgar.xml · nonDerivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ronin Trading, LLC Disclosed balance after: 1,424,400 F2 · price: This transaction was executed in multiple trades at prices ranging from $39.32 to $40.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.