organization · Reporting owner

Ronin Trading, LLC

Disclosed activity across 1 company

Tapewire entity: 123664
SEC CIK: 0001611042

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AWARE INC /MA/AWRE · Entity 7524	10% owner	September 16, 2022	September 20, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AWARE INC /MA/

Report date September 16, 2022 · Filed September 20, 2022

Jointly reported with STAFFORD JOHN S III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	4,726,659	Reported balance After 2022-09-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-09-16 · Other · Acquired 4,621,368 · Balance 4,726,659 F1: On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration.
Common StockSEC Table I · non-derivative	IndirectBy Ronin Trading LLC	0	Reported balance After 2022-09-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2022-09-16 · Other · Disposed 4,621,368 · Balance 0 F1: On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 16, 2022 Filed Sep 20, 2022 20:00 UTC	AWARE INC /MA/ AWRE · Entity 7524	OtherCommon Stock	4,621,368	$0.00	$0.00	Disclosure SEC source: 0000899243-22-031581 · doc4.xml · nonDerivative · entry 2 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Ronin Trading, LLC · CIK 0001611042 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ronin Trading LLC Disclosed balance after: 0 F1 · kind: On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration. F1 · price: On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration. Read SEC document
September 16, 2022 Filed Sep 20, 2022 20:00 UTC	AWARE INC /MA/ AWRE · Entity 7524	OtherCommon Stock	4,621,368	$0.00	$0.00	Disclosure SEC source: 0000899243-22-031581 · doc4.xml · nonDerivative · entry 1 STAFFORD JOHN S III · CIK 0001218981 · Director · 10% owner Ronin Trading, LLC · CIK 0001611042 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,726,659 F1 · kind: On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration. F1 · price: On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.